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Institute of Nutrition, Mahidol University, Salaya, Nakhon Pathom 73170, Thailand
* To whom correspondence should be addressed. E-mail: nupwn{at}mahidol.ac.th.
| ABSTRACT |
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| Introduction |
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Plant-based complementary foods in developing countries are poor sources for bioavailable iron, zinc, and other micronutrients. Adequate nutrients from breast milk during the first 6 mo of life, complemented by high-quality complementary food during the second half of the first year, are needed for the optimal growth and development of infants (20). The untimely introduction of poor-quality complementary food can result in an inadequate uptake of iron and can deplete iron stores. In Thailand, rice gruel or chewed glutinous rice is the main portion of complementary food introduced to young infants, even before the age of 4 mo. Although the major sources of iron and zinc in rural Thailand are animal foods, these are given to infants late or are consumed by infants only occasionally in small amounts (21). Growth faltering starts at
6 mo of age in NE Thailand (22). Furthermore, a 1995 national nutrition survey in Thailand indicated that stunting remained at 15.6% among children <5 y (23). There are no data on zinc deficiency in Thai infants, but 34% of NE Thai school-aged children are found to be marginally zinc deficient (serum zinc <9.9 µmol/L) (24). Similarly, data on iron deficiency anemia in infants are scarce, but anemia among pregnant women and school-aged children has been a public health problem (25).
We implemented a community-based, randomized controlled trial that provided 6 mo of supplementation to 4 to 6-moold infants in rural NE Thailand. The daily supplementation of iron and/or zinc among these rural Thai infants was conducted to test the hypothesis that supplementation of iron or zinc alone, or iron and zinc combined, can improve iron and zinc status and growth of infants 46 mo of age compared with infants receiving a placebo. The interactions between iron and zinc on iron and zinc status indicators were also examined. This article reports the efficacy of these supplements on biochemical and anthropometric outcomes.
| Materials and Methods |
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The study sites were 3 rural districts of Khon-Kaen Province, located
450 km northeast of Bangkok. These districts are similar to other rural northeast districts, based on socio-demographic profiles for population, village, and household size. A total of 106 villages were included in the study. Most of the inhabitants were engaged in subsistence agriculture. The study was a randomized 2 x 2 factorial, double-blind, placebo-controlled trial, with infants receiving iron-only, zinc-only, iron plus zinc supplements, or a placebo. A sample size of 130 infants/group was calculated to detect a difference in length-for-age (LAZ)2 of 0.15 (with a SD of 0.9) with 95% CI and power of 0.90 among the groups, or to detect a difference in LAZ of 0.11 when using factorial analysis. Allowing for a dropout of 15%, a sample size of 150/group was included. The study was approved by the Human Ethics Committee of Mahidol University.
Subject recruitment and randomization to treatment
Lists of infants aged <6 mo were obtained from the local health personnel and village health volunteers. When eligible infants reached the age of 46 mo, a verbal informed consent was obtained from the mothers or caretakers. The same information about the project was explained a second time and the verbal informed consent verified. Eligibility criteria were that infants were predominantly breast fed and free from apparent congenital abnormalities and that their parents agreed to participate in the study. Infants having hemoglobin (Hb) <80 g/L, chronic illnesses, or who were bottle fed were excluded. A total of 675 infants (339 boys and 336 girls) aged 46 mo were enrolled in the study. Infants were stratified by age and sex and then random numbers were used to assign individual infants to supplemental groups. The randomization was done by a statistician who was not involved in the study.
The supplements and monitoring of compliance
Supplements were made by PT Kenrose as a syrup and supplied by UNICEF of Indonesia. The bottles of syrup were coded at the production site. The code allocation was kept at UNICEF, Jakarta, until the end of data analysis. The syrup contained either 5 g/L (89.5 mmol/L) iron (as ferrous sulfate), 5 g/L (76.5 mmol/L) zinc (as zinc sulfate), or both iron and zinc in the same concentrations. The 4 types of supplements were indistinguishable in appearance, color, taste, or odor. All supplements contained vitamin C (15 g/L). Vitamin A drops at a dose of 1500 µg retinol equivalent (RE) were given to each subject at the beginning of the study. Each mother was provided with 2 bottles of syrup and a calendar to record each time she administered the syrup. Mothers were carefully instructed, in the presence of village health volunteers from respective communities, to administer the supplement using an oral medication syringe (2 mL/dose, equivalent to 10 mg of iron or zinc/d). Supplements were given between meals to avoid interference from the absorption of food. The supplement was given daily for a duration of 6 mo. The village health volunteers were trained and visited each family 23 times/wk to identify problems associated with the ingestion of the supplement, to encourage mothers to administer the supplements, and to keep a record of infants' illness (symptoms). Every week, 4 field workers were assigned to visit each village to check on each mother and to assist village health volunteers in monitoring the compliance and morbidity data. Supplement compliance was recorded by mothers or village health volunteers onto a monthly calendar provided with each supplement bottle. These records were reviewed weekly by field workers. At the monthly field visit, the research team measured the leftover syrup collected by the village health volunteers and dispensed new bottles to be distributed to the mothers.
Data collection
Socio-demographics, health, feeding practices, and morbidity status. A culturally appropriate questionnaire, which included socio-economic status, household income, maternal age, weight, height, and medicinal supplements that mothers gave to their infants during the month prior to the intervention, was completed by the mothers at enrollment. Once each month, the research data collection team visited the field area. Data on the infant's health and feeding practices (breast-feeding frequency and intake of complementary food) were also collected. During the monthly field visit, morbidity records from the village health volunteers were verified with the mother by one of the investigators. When applicable, morbidity was also verified with the health card at the health centers or district hospital.
Anthropometry. Anthropometric measurements were performed on each infant using standard procedures (26). The child's body weight (wearing light clothing) was measured to the nearest 5 g using a portable beam balance (Detecto Infant Scale). Recumbent length was measured to the nearest 0.1 cm using a length of wooden board with a sliding foot piece. Anthropometry was assessed every 2 mo by 2 field researchers who were standardized periodically during the data collection. The coefficient of reliability, based on technical error of measurement (27), was 0.98. Two readings were taken at each measurement. For all infants, LAZ, weight-for-age Z-scores (WAZ), and weight-for-length Z-scores (WLZ) were calculated (EpiInfo 6.02) and based on the National Center for Health Statistics of 1977 (28). Birth weight data were retrieved from the baby's health card. Most of the births in the study area occurred at the district hospital where birth weight was measured at the time of birth and recorded on the baby's health card. Gestational age was estimated by recalling the last menstrual period and the completed weeks of gestation were recorded. Once a woman was suspected of being pregnant by the village health volunteers, she was invited to meet with the research team at monthly field visits to obtain the earliest possible recall of the last menstrual period.
Blood collection
A blood sample was taken from a subset of infants (whose mothers agreed to blood collection) at baseline and the end of the 6-mo supplementation period. Nonfasting blood samples were taken at 800 and 1400 h. Three mL of blood was obtained from the antecubital vein, using regular syringes. Random samples of syringes from each batch were tested for contamination by iron and zinc and were found to be uncontaminated. All glassware, plasticware, and microcontainer tubes were acid-washed. One mL of blood was put in a tube containing the anticoagulant, EDTA, and 2 mL were allowed to clot and then were centrifuged for serum.
Blood samples were stored in a cool box immediately after the blood was taken. Separation of serum was done at the hospital laboratory and completed by 1500 of each field visit day. Samples were frozen at 20°C prior to analyses for zinc and ferritin. Hemoglobin was determined by the cyanmethemoglobin method (29), and serum ferritin by enzyme-linked immunoassay (30,31), using the ES-33 system (Boehringer Mannheim). Serum zinc was measured by graphite furnace atomic absorption spectrophotometry (WL 213.9, current 15 mA and slit high 0.7) (32). For both ferritin and zinc, the initial and final samples were analyzed in the same batch. Certified reference materials were used for Hb, serum ferritin, and zinc. CBC-8 hematology controls (from R&D Systems) were used for quality control of Hb, and had the following values (means ± SD): low, 61 ± 3; normal, 134 ± 4; and high, 178 ± 5 g/L. The mean (SD, %CV) for ferritin references were as follows: low, 12.8 (1.11, 3.1%); normal, 90.2 (5.5, 4.0%); and high, 550 (25.0, 5.2%) µg/L. For serum zinc (using the Bovine Serum Reference Material 1598, National Institute of Standards and Technology) the means ± SD value was 13.6 ± 0.9 µmol/L vs. a pooled serum mean (SD, %CV) of 13.6 µmol/L (0.1, 0.89%).
Because there was no consensus on the cutoff for defining anemia, iron deficiency, and iron deficiency anemia for young infants, the following were used: whereas WHO recommended Hb <110 g/L to define anemia in children <5 (33), Domellöf et al. (34) proposed age-specific Hb cutoffs for defining anemia with <105 g/L for 4- to 6-moold infants and <100 g/L for 9-moold infants. However, there were no data for 10- to 12-mo olds. In the present study, infants were measured at 46 mo at baseline, and at 1012 mo at the end point. Thus, anemia was defined as Hb either below the age-specific cutoffs from Domellöf et al., Hb <105 g/L at 46 mo of age and Hb <100 g/L at 1012 mo, or at the WHO recommended cutoff of <110 g/L for infants. In addition, the age-specific cutoffs for ferritin were also proposed (<20 µg/L for 4 mo, <9 µg/L for 6 mo, and <5 µg/L for 9 mo). However, only a few infants at these ages in the present study had ferritin <12 µg/L. Therefore, 2 cutoffs were used for defining iron deficiency (ID), namely, ferritin <12 or <20 µg/L. For iron deficiency anemia (IDA), the 2 cutoff systems for Hb and ferritin, <12 or <20 µg/L, were used. For serum zinc, the cutoff of <9.9 µmol/L and <10.7 µmol/L for the fasting and nonfasting states were used, respectively (35).
Statistical analysis
Data were checked for normality, using the Kolmogorov-Smirnov test of normality. Because of skewed data on serum concentrations of ferritin and zinc, these data were transformed to natural logarithms. Differences among groups were analyzed with ANOVA for continuous variables and the chi-square test for prevalence. Where there was a significant effect, multiple comparisons were performed using the Bonferroni post-hoc test. The estimated-effect sizes were analyzed using the postintervention values as the dependent variable in an ANCOVA model, in which the baseline values were included as a covariate. Gender and/or birth weight were included in the model as potential confounders. Similar analysis procedures were performed for both biochemical and anthropometric parameters. Main effects were considered significant at P < 0.05, and interactions were considered significant at P < 0.1. Differences were considered significant at P < 0.05. SPSS, version 11.5, was used for all statistical analysis.
| Results |
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Similarly, serum zinc concentrations (P < 0.001) differed among groups at the end of the study. Infants receiving zinc had the highest serum zinc concentration (P < 0.001), but the zinc concentrations of the 2 groups that received iron did not differ, and both were higher than that of the placebo group. The interaction between iron and zinc supplementation on serum zinc concentration was significant (P < 0.001). The overall effect of iron supplementation on end point serum zinc concentrations was a decrease of 0.8 µmol/L, compared with an increase of 3.0 µmol/L from zinc supplementation (P < 0.001).
Prevalence of anemia, ID, IDA, and zinc deficiency. At baseline, the overall prevalence of anemia was 18% using the age-specific cutoff of Hb <105 g/L and 28.8% using the WHO cutoff of Hb <110 g/L; groups did not differ for either cutoff (P > 0.1) (Table 3). Reduced anemia prevalence was greater in infants receiving only iron than in infants receiving iron and zinc but, in both groups, the reduction was more than the placebo group (P < 0.05). Infants receiving only zinc had a greater prevalence of anemia than the placebo group when both cutoffs, 105/100 g/L and 110 g/L, were used.
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The reduction in the prevalence of low serum zinc concentrations was substantial and clearest in the infants supplemented with zinc only (<2% had low serum zinc based on both cutoffs). A decrease in prevalence of low serum zinc also occurred in infants receiving iron only, defined either as <10.7 or <9.9 µmol/L, whereas the prevalence in the iron plus zinc group was almost the same as in the iron group. The prevalence of low serum zinc was higher in the placebo group at the end of supplementation than in all other groups, regardless of the cutoffs used.
Growth. Infants gained 1.59 ± 0.49 kg and increased 8.5 ± 1.4 cm in length. Supplementation did not affect the linear growth of infants; neither LAZ nor length differed among the groups at the end of supplementation. Even when only infants with LAZ below 1.5 at recruitment (n = 67) were considered, there were no significant effects of supplementation.
When data were analyzed by ANCOVA, controlled for gender and birth weight, iron supplementation significantly improved ponderal growth, with an estimated effect size of 80 g over the 6-mo supplementation period (P = 0.034). Similarly, the WLZ were improved by iron supplementation (P = 0.003). Zinc supplementation did not improve any growth indicators. Zinc and iron tended to interact to affect the LAZ (P = 0.103) but not the other anthropometric indicators (Table 4).
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| Discussion |
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ID and IDA were surprisingly low, given the high prevalence of anemia (Hb <110 g/L at >20%). In this region, hemoglobinopathies, especially heterozygous E, were reported to be as high as 3540% among pregnant women and school-aged children (36,37). This could partially explain our finding. Serum ferritin concentrations did not differ among normal Hb-type children or among those with heterozygotes E (HbAE) but were significantly higher among children with homozygotes E (37). Because the predominant form of abnormal Hb in this region is HbAE (
8590%), the relatively high ferritin found among infants in this study should not be attributed to this condition. In addition, according to the illness-symptoms records kept by mothers and village health volunteers on their compliance calendar, infant morbidity was low. The use of a more definitive indicator to rule out or confirm inflammation, such as C-reactive protein, would provide a clearer explanation of the situation. The low morbidity and the reasonably good hygienic condition of the community, however, suggested that infection might not be a problem. Finally, vitamin A is known to be a significant determinant of Hb, especially among school-aged children in NE Thailand (37). Although Vitamin A supplementation was given at baseline, the dose might not have been adequate to maintain serum retinol level during the entire 6-mo period of this study. Hence, vitamin A deficiency could underlie the anemia observed in infants at the end point of supplementation.
Regardless of the ferritin cutoffs (12 or 20 µg/L) used, an improvement in the prevalence of ID and IDA after iron supplementation was clearly observed, compared with the placebo group, which suggests the benefit of iron supplementation in reducing anemia in late infancy. Infants receiving the placebo or zinc had a decrease in hemoglobin concentrations of >10g/L over the 6-mo supplementation period, whereas infants receiving iron alone or iron combined with zinc had no decrease, or only a small decrease, in hemoglobin concentrations. Hemoglobin concentrations substantially change during infancy, and the current cutoffs for anemia have been recently questioned (34). The prevalence of anemia remains high without iron supplementation. The present study shows, however, that infants can sustain hemoglobin concentrations when they are provided with sufficient iron. Moreover, the marked decline in ferritin and zinc concentrations in the placebo group between recruitment and end of the study clearly shows that iron or zinc status can be compromised in infants who do not receive iron or zinc during the second half of infancy.
Furthermore, although zinc supplementation was efficient in improving zinc status, the addition of iron substantially reduced this effect. On the contrary in our study, we found a beneficial effect of iron supplementation on zinc status, with serum zinc concentrations significantly higher in the infants receiving iron than infants receiving a placebo. Conflicting findings on the beneficial effect of iron supplementation on zinc status have been reported (38,39). These opposite findings may be related to the extent of the deficiency. Similar findings were reported where the level of deficiency was nearly the same as in the present study (38) but not where the deficiency was more severe (39). Both of these studies had the same study protocol. The underlying mechanisms by which iron supplementation might improve zinc status are unclear, however.
When zinc was given in combination with iron, hemoglobin concentrations were lower than when only iron was supplemented. The effect of iron supplementation in improving ferritin was also reduced when zinc was given in combination with iron, which is consistent with findings reported earlier from Indonesia (38,39) that suggest zinc supplementation might interfere with the transport of iron into the intestinal cells. However, Kordas and Stoltzfus (40) examined studies using Caco-2 cells and concluded that zinc does not depend on intestinal divalent metal transporter, and hence does not compete with iron through this mechanism.
The finding that infants receiving iron had higher serum ferritin than those receiving placebo suggests the need for additional iron from iron-rich sources during the second half of infancy. The substantial increase in the prevalence of anemia and iron deficiency anemia in the infants receiving only zinc, compared with the placebo group, is a concern. This was also consistent with a study conducted in Indonesia by Dijkhuizen et al. (38). From a public health point of view, this means that providing zinc without iron might cause a significant increase in iron deficiency with possible detrimental effects on psychomotor development. The apparent strong negative effect of zinc on hemoglobin concentrations has not been reported in children of another age range. Two studies in Indonesian infants also demonstrated an increase in the prevalence of iron deficiency anemia in infants receiving only zinc compared with iron-supplemented infants. In contrast, zinc supplementation in older Mexican children did not result in an increase in the prevalence of iron deficiency (41).
Despite the low serum zinc concentrations observed in this study, no association of zinc deficiency and stunting was found (data not shown), and zinc supplementation did not improve linear or ponderal growth. The beneficial effect of iron on ponderal growth shows that, although only 6% of the infants in the placebo group had iron deficiency anemia according to standard cutoffs, iron was beneficial for these infants.
It is important to note that other micronutrients and possibly macronutrient deficiencies may exist (38). Although the infants appeared to have adequate growth at baseline (i.e.,
46 mo of age), the rapid decline of anthropometric status at the end point is a concern. Whereas the prevalence of stunting increased from 3 to 11%, the prevalence of WAZ below 2 was as high as 20% compared with only 0.2% at baseline. The lowest prevalence of stunting and underweight was observed in the iron group at the end of the intervention period (9 vs. 1112% for LAZ and 15.7 vs. 1823% for WAZ in other groups) (data not shown). This pattern clearly indicates that supplementation with only 2 micronutrients (as used in this study) does not prevent a faltering in growth. This was also noted in another recent study (42).
In conclusion, anemia and iron and zinc deficiencies are a problem among apparently healthy infants in NE Thailand. Without iron and/or zinc supplementation, anemia, iron, and zinc deficiency can be aggravated, as found in the placebo group. Consequently, such deficits may affect crucial developmental functions. The low prevalence of ID and IDA warrants additional study to identify causes of anemia among young infants. The roles of hemoglobinopathy and possible confounding effects of mild infection need to be verified before a definitive conclusion can be made for a situation in which mild infection and concurrent marginal micronutrient deficiencies may exist, such as in the present study population. In this study, iron supplementation increased ferritin, reduced iron deficiency, iron deficiency anemia, and overall anemia, improved serum zinc, and benefited ponderal growth, whereas zinc supplementation improved zinc status. Despite the interaction between iron and zinc, overall, the benefit from providing both micronutrients may outweigh the risk of functional consequences associated with these deficiencies.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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2 Abbreviations used: WAZ, weight-for-age Z-score; LAZ, length-for-age Z-score; WLZ, weight-for-length Z-score; Hb, hemoglobin, ID, iron deficiency; IDA, iron deficiency anemia; RE, retinol equivalent. ![]()
Manuscript received 23 December 2005. Initial review completed 7 February 2006. Revision accepted 1 June 2006.
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