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Nutrition Science Institute, Snacks and Beverages Technology Development Division, The Procter and Gamble Co., Cincinnati, OH 45239
2 To whom correspondence should be addressed. E-mail: mehansho.h{at}pg.com.
| ABSTRACT |
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KEY WORDS: iron fortification encapsulation redox modulation
Iron deficiency is one of the most widespread nutritional deficiencies. Globally >2 billion people are suffering from iron-deficiency anemia (1). If not prevented or corrected, iron-deficiency anemia may cause stunted growth, impaired mental development, poor school performance, reduced productivity, increased morbidity and mortality, and lower self-esteem (2). Food fortification with iron has been recommended as one of the preferred approaches for preventing and eradicating iron deficiency. However, fortification with bioavailable iron sources often presents multiple challenges in product acceptance, product shelf life, and effectiveness in improving iron status (3,4). The success of iron fortification is dependent on delivering a meaningful level of bioavailable iron without affecting the taste and appearance of the finally consumed product. Iron fortification may cause 1) metallic aftertaste, 2) unacceptable flavor as a result of the oxidation-mediated rancidity of fats, 3) undesirable color changes resulting from interactions with anthocyanins, flavonoids, and tannins, and 4) degradation of vitamins (e.g., vitamin C and vitamin A, which are important for iron absorption and utilization) and minerals (i.e., iodine from the oxidation of iodide/iodate to free iodine that escapes as a gas). In addition, the bioavailability of iron is dependent not only on the iron source but also the type of food and/or beverage consumed with it (38). Many staple foods and commonly consumed beverages (e.g., rice, beans, coffee, tea, and milk) contain components that interfere with iron absorption (38).
Currently, there are a number of iron sources available as food fortificants (3,4). Based on bioavailability, these iron fortificants are classified into 2 groups. The highly bioavailable iron sources (e.g., ferrous sulfate and ferrous fumarate), which are soluble in neutral and/or acidic aqueous environments but may cause organoleptic changes such as poor product acceptability and shortened product shelf life (3,4), and those with poor bioavailability (e.g., iron pyrophosphate and reduced iron), which are less soluble in water but are more compatible with the foods used as vehicles (3,4). Developing a fortification technology that makes either the bioavailable iron sources more compatible with the food vehicle or the compatible ones more bioavailable remains a challenge for food scientists and the food industry.
Iron fortification technology development. The success of iron fortification in addressing the prevalence of iron deficiency anemia, particularly in developing countries, has been limited by the lack of a robust, simple, and easy-to-transfer fortification technology (4,5). The challenges are chemistry based. Both the vehicle (food or beverage) and the fortificants (nutrient sources) have reactive functional groups. Most commonly used vehicles contain moisture and oxidizing agents. Such an environment is conducive to a reaction process that causes undesirable taste (e.g., metallic aftertaste, rancidity), off color, degradation of vitamins, and reduced bioavailability (38). In developing an effective iron fortification technology, it is critical that the chemical property of iron that contributes to the development of undesirable organoleptic properties is taken into consideration (5,7,8). Two iron forms that are commonly used in food fortification are ferrous (Fe2+) and ferric (Fe3+). Because both of these species contain unfilled d orbitals, they readily form complexes with electron-rich components yielding species that influence taste and bioavailability. Also, iron has the ability to undergo oxidation-reduction (redox) reactions that cause many of the unwanted outcomes related to taste, appearance, and bioavailability (5,7,8). The species of iron in a given environment are shown in the EhpH diagram (Fig. 1). It is defined by the Nernst equation (Eh = Eo + 0.059/n log [Fe3+]/[Fe2+]) (9). Eh, Eo, and n are system redox potential, standard redox potential, and number of electrons, respectively. The oxidation state of iron is dependent on both pH and redox potential (9). At low pH, iron prefers to stay as [Fe2+]. However, as pH increases, it rapidly oxidizes to [Fe3+] to form Fe(OH)3, which with time precipitates as rust. Likewise, the oxidative state of iron is dependent on the redox potential (Eh) of the environment. At a higher Eh, iron prefers to remain as ferric. The electrochemical property of iron shown in Fig. 1 was used in developing our iron fortification technology. It is based on a model called "Lock-Unlock" (7). During the "Lock Stage," the technology is designed to keep the iron unreactive. Two different strategies, 1) chelation-redox modulation (for products with a pH <5) and 2) encapsulation (for products with a pH >5), were used.
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Technology evaluation and product acceptance. For an iron-fortified product to be consumed by target groups, the iron added should not cause the development of undesirable color or flavor changes. Therefore, iron fortification should not change the appearance of the product. The effectiveness of the "GrowthPlus" technology to keep the iron sources (ferrous bis-glycinate and ferrous fumarate) nonreactive has been tested using different vehicles (e.g., water, chocolate milk, and baby cereal). The prevention of the iron-mediated off-color development by redox modulation technology is shown in Figure 2. Relative to the control samples (no iron), addition of ferrous iron (ferrous bis-glycinate) caused the water, chocolate milk, and baby cereal to become brown, grayish brown, and dark-green, respectively. However, this was prevented when the stabilized ferrous bis-glycinate was used.
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Technology evaluation: iron bioavailability. For an iron fortification program to be effective in improving the iron status of the target groups, the iron from the fortified product has to be absorbed. During the "Unlock" stage of the "Lock-Unlock" model, the iron fortification technology is designed to make the unreactive iron become available for absorption after ingestion. The bioavailability of iron from the lecithin-encapsulated ferrous fumarate was evaluated using the hemoglobin depletionrepletion assay in young rats (17). Comparison was made against the standard ferrous sulfate and ferrous fumarate. The hemoglobin gains and relative bioavailability values after a 2-week repletion period are presented in Table 3. The encapsulated ferrous fumarate has the same bioavailability as that of the nonencapsulated ferrous fumarate. Consistent with the published data, the relative bioavailability value of ferrous fumarate was comparable to that of ferrous sulfate (3,4).
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Product efficacy evaluation. The effectiveness of the redox-stabilized ferrous bis-glycinate added to a multiple-micronutrientfortified powdered fruit beverage has been evaluated with randomized, double-blind, placebo-controlled clinical trials in school children (21), adolescent girls (22), and pregnant women (23). The school children, adolescent girls, and pregnant women received 5.4 mg, 7 mg, and 10.8 mg of iron daily, respectively. The duration of the intervention phases were 6 mo for the school children, 6 and 12 mo for the adolescent girls, and 8 weeks for the pregnant women. The changes in hemoglobin concentration among the subjects who were anemic at the baseline are shown (Fig. 3). In all 3 studies, there was a significant increase in hemoglobin among the groups that received the powdered beverage fortified with the redox-stabilized iron as compared with the groups that received the placebo. A similarly significant increase in ferritin was observed in the group that received the iron-fortified product but not in the placebo group (16,21,22). The results from these efficacy trials do show that the iron stabilized through amino acid chelation and redox modulation is effective in improving iron status.
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The lecithin-based encapsulation of ferrous fumarate has been shown to be effective in preventing the development of off-color, off-flavor, and metallic aftertaste without compromising bioavailability. Also, because it is compatible with products with pH above 5, it has potential for broad food fortification applications. However, the technology's robustness is yet to be demonstrated during scaling up, storage, distribution, and consumption. Currently, there are a number of encapsulated iron sources (e.g., ferrous sulfate, ferrous fumarate, and micronized ferric pyrophosphate) available in the market (23). Hydrogenated oils are used to encapsulate the iron sources. However, the technology has limitations in products that are likely to be exposed to higher temperatures during processing, storage, or preparation. Products fortified with the encapsulated iron have been shown to cause off-color development when the preparation is carried above the melting point of the hydrogenated oils (4565°C) (7,23). Also, salts fortified with hydrogenated oilencapsulated iron sources (ferrous sulfate, ferrous fumarate) were observed to develop undesirable appearance when stored in a relatively humid environment (23).
| FOOTNOTES |
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