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Food Science and Human Nutrition Department, University of Florida, Gainesville, FL 32611-0370
3To whom correspondence should be addressed. E-mail: LBBailey{at}mail.ifas.ufl.edu.
| ABSTRACT |
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KEY WORDS: folic acid supplements neural tube defects vascular disease cancer
Folic acid is the fully oxidized monoglutamyl form of this water-soluble vitamin that is used commercially in supplements and in fortified foods. Metabolically, folic acid is converted to coenzyme forms required in numerous one-carbon transfer reactions involved in the synthesis, interconversion and modification of nucleotides, amino acids and other essential structural and regulatory compounds [Fig. 1; (1)].
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| Neural tube defects |
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After the MRC study (4), a folic acid intervention trial in Hungary provided definitive evidence that supplements containing folic acid significantly reduce the risk of NTD occurrence (3). Data from the intervention trials strongly supported those from earlier observational studies (1720), which led scientists and public health policy makers to accept the conclusion that supplemental periconceptional folic acid use significantly reduces NTD risk (16). These decisive data were translated into a number of public health policies including the 1992 U.S. Public Health Service (5) and the 1998 Institute of Medicine recommendation (6) that all women of reproductive age (5) or capable of becoming pregnant (6) consume 400 µg/d folic acid from supplements (5) or fortified foods (6). The Institute of Medicine recommendation additionally states that intake of folic acid from supplements or fortified foods should be coupled with consumption of food folate from a varied diet (6).
The U.S. Public Health Service folic acidNTD public health policy was followed by a Food and Drug Administration regulation requiring food manufacturers to fortify all enriched cereal grain products with folic acid by January 1, 1998 (13). Mandatory fortification has also been implemented in a limited number of countries outside of the United States, including Canada (14) and Chile (21). The selection of 400 µg/d as the recommended supplemental dose was based on the fact that this is the quantity included in most multivitamin supplements associated with NTD risk reduction in large observational studies (19,20). In contrast, the dose used in the MRC and Hungarian intervention trials was much higher (4000 and 800 µg/d, respectively). Subsequently, evidence of the effectiveness of the 400 µg/d dose was provided by a large-scale community intervention trial (n =
250,000) in northern and southern China in which NTD rates were compared in women who either did or did not take a daily 400 µg folic acid supplement periconceptionally (2). The reduction in NTD risk associated with folic acid intake (Fig. 2) was
80% in northern China where the prevalence of NTD was high. A lower but also significant reduction (41%) was observed in the southern region where the prestudy NTD prevalence was lower and similar to that observed in the United States (1/1000 births).
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19% after voluntary fortification (27).
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In Canada, analysis of the data from the Canadian Congenital Anomalies Surveillance System along with hospital data on therapeutic abortions indicated that the incidence of NTD decreased by 47% in Ontario from 1995 to 1999 (30). Based on a retrospective study of live births, stillbirths and terminated pregnancies as documented in perinatal and fetal anomaly databases, incidence of NTD decreased 54% in Nova Scotia after folic acid fortification (31). In Western Australia a 30% reduction in NTD was estimated from 1996 to 2000 data in the Western Australia Birth Defects Registry (32). This decrease followed health promotion campaigns encouraging periconceptional folic acid supplementation and voluntary fortification of selected food items.
In contrast to the increase in folic acid intake associated with consumption of fortified foods, there does not appear to be a comparable change in folic acid supplement use among women of childbearing age in response to the public health policy recommendations advocating daily consumption of supplements containing folic acid. A recent March of Dimes Survey showed that only 33% of women of reproductive age (1845 y) take a daily supplement containing folic acid, representing a very modest increase from the percentage of women (28%) who reported doing so in 1995 (33). Similar data were reported in Puerto Rico, where a nationwide folic acid promotion program has been in effect for the past 4 y. Although 88% of all pregnant women (i.e., those who planned and those who did not plan their pregnancy) had knowledge of the importance of folic acid, only 32% took a supplement containing folic acid during the periconceptional period (34). A survey of Dutch pregnant women indicated that use of folic acid during the entire periconceptional period was 36% and ranged from 26% to 47% depending on level of education (35). The survey was conducted after the Dutch folic acid campaign. In Western Australia
30% of pregnant women reported taking folic acid during the periconceptional period (36). The NTD Intervention Awareness Campaign conducted in South Carolina provides some evidence of success regarding reductions in NTD rates and increased compliance with recommendations to take folic acid supplements in targeted geographical areas. The overall NTD rates were significantly reduced and no NTD recurrences were reported in women with a previous NTD-affected pregnancy who consumed supplements containing folic acid periconceptionally (37). The drop in overall NTD rates preceded fortification and coincided with higher reported supplemental folic acid intakes.
NTD incidence appears to have fallen in the United States by
1530%, and to an even greater degree in Canada, since the initiation of fortification, although conclusions from these studies are not directly comparable because of methodological differences. Food fortification was originally proposed to provide a portion of the dose (400 µg/d) previously associated with NTD risk reduction. To achieve the maximal possible NTD risk reduction, estimated to be
70% (12), it was intended that consumption of enriched cereal grain products by women of reproductive age would be coupled with increased folic acid supplement use and intake of folate-rich foods (e.g., orange juice, dark green leafy vegetables, asparagus, dried beans, peanuts, strawberries).
Even though food fortification has been associated with reduced NTD rates, this public health approach continues to be controversial because of a continuing concern that additional folic acid in the diets of population groups not originally targeted for fortification may have adverse effects (3840). Folic acid is not associated with toxicity, and the concern relates to the potential ability of folic acid supplementation to mask the diagnosis of a vitamin B-12 deficiency, a condition that affects 1015% of the population over age 60 (6,41). The Tolerable Upper Intake Level of 1000 µg/d of synthetic folic acid established for the new folate Dietary Reference Intakes was based solely on the risk associated with masking the diagnosis of a vitamin B-12 deficiency (6). Currently, no European country requires mandatory folic acid fortification of flour. In 2000 the United Kingdoms Committee on Medical Aspects of Food and Nutrition Policy proposed mandatory folic acid fortification of flour at a concentration of 240 mg/100 g flour, almost twice the U.S. fortification level (42). However, the United Kingdoms Food Standards Agency Board recently decided against mandatory folic acid fortification, in part because of the potential for masking the diagnosis of a vitamin B-12 deficiency (40,43). The Dutch Health Council recommended against mandatory fortification for similar reasons (44).
In countries without mandatory food fortification, women will need to depend solely on periconceptional supplementation of folic acid for NTD risk reduction. The effectiveness of this strategy to significantly reduce NTD risk is uncertain because data indicate that folic acid awareness has not translated into behavior change (3). Therefore, the need to fortify foods in countries not currently implementing mandatory fortification appears to be the most rational and feasible approach (40), especially because fortification has now been associated with documented decreases in NTD incidence in the United States and Canada (28,29,31).
| Vascular disease |
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10% reduction in vascular disease risk throughout a range of homocysteine concentrations (1015 µmol/L) (7).
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25% (Fig. 5). There appears to be a plateauing effect on blood homocysteine concentrations with folic acid doses of
400500 µg/d (7,47,48). In individuals with lower homocysteine concentrations, similar to those observed after folic acid fortification (
810 µmol/L) (24), supplemental folic acid also was shown to result in a significant reduction in homocysteine concentration (49). However, the size of the reduction in individuals with lownormal (
810 µmol/L) homocysteine concentration would be expected to be considerably less than that in individuals with higher baseline concentrations such as those currently observed in European countries (47,5052).
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A series of ongoing large-scale randomized-controlled intervention trials are underway in the United States, Canada, Europe and Australia to assess the effect of folic acid and other B vitamin supplementation on vascular disease incidence (8). It is uncertain whether the results of these trials will be definitive regarding the effect of folic acid on disease risk because of a number of confounding factors. For example, because folic acid fortification has been associated with a significant reduction in plasma homocysteine concentration, subjects included in randomized studies in the United States and Canada may have lower baseline homocysteine concentrations than originally anticipated when the studies were designed. As hypothesized by Bostom et al. (59), these trials may not achieve the same reduction in homocysteine that would occur in a population not exposed to fortification and therefore may not have the statistical power necessary to detect a significant effect on disease outcome.
A second factor that will interfere with the interpretation of the effect of folic acid alone in these trials is the fact that, with several exceptions, folic acid is given in combination with other nutrients that may significantly affect homocysteine concentration and thus vascular disease risk. Finally, the etiology of vascular disease is multifactorial, which may further confound results of these secondary intervention trials. Therefore, the degree to which public health policy regarding folic acid and vascular disease will be shaped by the results of ongoing intervention trials remains to be seen.
| Cancer |
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400 µg/d of total folate compared with women in the lowest folate intake groups (
200 µg/d) (9). Over 86% of women in the highest folate intake category used multivitamins. When duration of multivitamin use was evaluated, a dramatic 75% lower risk for colon cancer was observed in women who had used multivitamins containing folic acid for at least 15 y compared with nonusers (Fig. 7). There was no significant benefit associated with women taking multivitamins for a shorter period of time.
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10 y) multivitamin or supplement use compared with nonuse. However, it is well recognized that the potential benefits of multivitamin use may be confounded by particular health, diet or lifestyle factors (68,69) and individuals who routinely use multivitamins for long periods may be more likely to have healthier lifestyles. These factors may confound the results of observational studies because they may individually or in combination contribute to cancer risk reduction.
The effect of folate intake and multivitamin use on relative risk of colon cancer according to family history of colorectal cancer in a first-degree relative was evaluated in a large (n = 88,758) prospective cohort study of women (70). The observed inverse association between folic acid intake and colon cancer risk was greatest in women with a family history of the disease. Colon cancer risk was reduced by 52% in women with a family history who consumed >400 µg/d compared with women with a similar family history who consumed
200 µg/d. In contrast, in women without a family history, the protective effect of folic acid was much less dramatic. Use of multivitamins for >5 y substantially attenuated the risk associated with a family history of colorectal cancer whereas duration of multivitamin use had no effect on risk in women without a family history of the disease. Moderate-to-heavy alcohol consumption increased the risk associated with family history. The results suggest that regular use of multivitamins (>5 y) and avoidance of moderate-to-heavy alcohol consumption may diminish the excess risk of colon cancer associated with a family history of the disease.
Data from large epidemiologic studies such as the Nurses Health Study (11) and the Canadian National Breast Screening Study (71) suggest that increased risk of breast cancer associated with regular alcohol consumption [
1415 g/d, equivalent to
56 oz (148177 mL) of wine and 1314 oz (384414 mL) of beer] may be reduced by adequate folate intake. In the Nurses Health Study (11), among women who consumed
15 g/d of alcohol, risk for breast cancer was lowest in those consuming
600 µg/d of folate from food and supplements (multivariate-adjusted relative risk = 0.56) compared with women consuming 150299 µg/d of folate. Women consuming alcohol and taking a multivitamin supplement had 26% reduced risk for breast cancer compared with nonusers of supplements. Similarly, in the Canadian National Breast Screening Study (71), women consuming
14 g/d of alcohol and >300 µg/d of folate had a 43% decreased rate of breast cancer compared with women with the same alcoholic intake and consuming <225 µg/d of folate. In this study, disease rate ratios were based on folate intake from food only because data were not available for multivitamin supplement use. Folate status in chronic alcohol users may be negatively impacted by low intake, decreased absorption or altered metabolism of folate (72). Higher folate intakes may compensate for the negative influence of high alcohol consumption on folate metabolism and may translate into the reduced breast cancer risks observed in these studies.
Epidemiologic studies using large cohort groups support an inverse association between folate and risk of colorectal dysplasia or neoplasia. However, the evidence does not yet support public health recommendations regarding folic acid and prevention of colon cancer. Currently, there are four large-scale randomized placebo-controlled intervention trials ongoing in the United States to evaluate the efficacy of supplemental folic acid in the prevention of colon cancer (73). Thorough evaluation of the results of these studies should provide a better understanding of the potential role of folate in colon cancer prevention.
| Summary |
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The potential for folic acid supplements to reduce chronic disease risk has enormous implications for public health because of the large percentage of the population likely to be affected. The complexity of disease processes such as vascular disease and cancer have compromised the ability of researchers to reach definitive conclusions regarding the efficacy of folic acid supplementation and disease risk. Data from population-based studies have provided the impetus for on-going intervention trials designed to determine whether folic acid supplementation results in a reduction of disease incidence and morbidity. Promising data related to the inverse association between folic acid intake and clinical markers for vascular disease provide the basis for continued investigations. The influence of alcohol consumption on cancer risk when coupled with low folate intake illustrates the multifactorial nature of chronic disease and the challenge of interpreting research findings related to folic acid supplementation and disease risk.
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2 Florida Agricultural Experiment Station Journal Series Number R-09432. ![]()
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