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,3
* School of Public Health;
Center for Human Nutrition and Center for Health Policy Research, University of California, Los Angeles, CA and
** Arizona State University East, Mesa, AZ
3To whom correspondence should be addressed. E-mail: gailh{at}ucla.edu.
| ABSTRACT |
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KEY WORDS: food security Hispanics Spanish surveys
Hunger in the social sense, i.e., that brought about by inadequate economic resources, has long been a relevant concern to nutrition policy in the United States, but only in the last decade has there been a major effort to measure hunger and its context and antecedents in large surveys. The only consistent nationally representative information before this time comes from a single question incorporated into all of the national Household Food Consumption Surveys since 197778. During the period from the late 1970s through the early 1990s, the complexity and details of the concept of food insecurity were developed and explored in a variety of settings and situations. Most notable were the series of state-level studies known as the Community Childhood Hunger Identification Project (CCHIP) organized by advocacy and philanthropic groups (1 ), theoretical work begun at Cornell University with Radimers dissertation on the concept (2 ) and subsequent studies among various groups in the northeastern United States (3 ,4 ). These investigators demonstrated that consistent answers could be obtained to questions designed to measure food insecurity, and that household-level management or coping strategies could be identified and utilized as the basis for evaluation. In 1990, a Life Sciences Research Office (LSRO) panel agreed upon an operational definition for food security and its inverse, food insecurity (5 ), defining food security as "access by all people at all times to enough food for an active, healthy life. Food security includes at a minimum: 1) the ready availability of nutritionally adequate and safe foods, and 2) an assured ability to acquire acceptable foods in socially acceptable ways ...." Food insecurity was defined as "Limited or uncertain availability of nutritionally adequate and safe foods or limited or uncertain ability to acquire acceptable foods in socially acceptable ways." At about the same time, Congress passed the National Nutrition Monitoring and Related Research Act of 1990, and a subsequent long-range plan clarified the governments responsibility to develop a sound national measure of food insecurity and hunger appropriate for use throughout the national nutrition monitoring system and at state and local levels (6 ).
In the early 1990s, the USDAs Food and Nutrition Service (FNS) began the process of systematically developing, testing and implementing an instrument to measure food insecurity and hunger at the household level. More than 50 items, derived from previous work by various investigators, were eventually incorporated into the supplement to the April 1995 CPS, querying various aspects of food access, food sufficiency and food security during the previous 30 d and 12 mo. After this first large-scale measurement on a representative sample of the population, and subsequent further application in the September 1996 and April 1997 CPS, the results were analyzed extensively and a unidimensional scale developed utilizing a one-parameter logistic item response theory (Rasch) model (7 ). This scale was divided into four ranges to classify households as food secure, food insecure without hunger, food insecure with moderate hunger and food insecure with severe hunger, enabling analysis of the prevalence of food insecurity at several levels of severity. A report on food security levels in the United States was published in 1997 (8 ) utilizing the data from the 1995 CPS, and the data have since been updated regularly (9 ,10 ). During this period, several other major surveys have included the food security module, including the Census Bureaus Panel Study of Program Dynamics and Survey of Income and Program Participation, the National Center for Health Statistics National Health and Nutrition Examination Survey (NHANES), the Department of Educations Early Childhood Longitudinal Study (ECLS), the University of Michigans Panel Study of Income Dynamics, as well as state and local or targeted studies. An abbreviated six-item version of the survey module (11 ) has been developed, which identifies household food insecurity and hunger among adult household members but not among children. The six-item module was included in the first round of the large California Health Interview Survey and in several state-level studies of families that left cash welfare programs.
In all of the work that has gone into developing and testing the food security instrument, none has systematically considered the need for a standardized Spanish-language version. Spanish is the second most commonly spoken language in the United States. Census data in 1990 reported that Spanish was the primary language spoken at home for 17.3 million people, of whom almost 3.5 million spoke only Spanish (12 ). The proportion is much higher in several states including California, Texas and Florida. National surveys and smaller studies in areas with large Spanish-speaking populations routinely provide interviewers able to conduct interviews in Spanish and English, but attention to the development and quality of Spanish-language instruments is at best inconsistent. In administering the food security supplement to Spanish-speaking households in the CPS, interviewers have either free-translated the questions into Spanish during the interview or interviewed a bilingual household member in English. Other surveys, including NHANES, have used written Spanish translations but these have never been examined systematically or tested for integrity to the original instrument or interpretation by various groups of native speakers. The USDAs Guide to Measuring Household Food Security (13 ) makes no mention of translation issues.
Household food insecurity has been estimated in the CPS consistently to be somewhat higher for Hispanic households than for others including other ethnic minority groups even when household income, region of residence and household composition have been controlled (14 ). There is also some suggestion from Frongillos examination of the performance of the instrument in different surveys that Hispanics in a Connecticut survey answered affirmatively to the least severe food insecurity items more frequently than comparable respondents in other surveys (15 ). Survey instruments utilized across languages and cultures encounter numerous problems of validity, and semantic equivalence is only one among several issues (16 ). Thus the question arises whether there may be artifactual influences from translation and interpretation of the questions in the instrument that affect prevalence estimates. The present study is a first step in addressing that question. Our objective was to evaluate the existing Spanish-language versions of the CPS food security supplement instrument and to determine whether any of them is adequate for use as a standard. If no version was found to be adequate, we would then undertake the development of a suitable version that could then be applied and subsequently tested for its scaling performance and other characteristics
| MATERIALS AND METHODS |
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Items of concern included the variability in the choice of words to represent food (alimentos vs. comidas vs. comestibles), the fact that the most common word for "food" and "meals" is the same (comidas), the choice of terms for portion size (porcion vs. cantidad vs. tamaño), and responses concerning frequency that could affect the metric properties of derived data (e.g., "often true" was variably rendered as a menudo or casi siempre or frecuentemente.)
We then proceeded to recruit focus groups of low-income, Spanish-speaking adults who were willing to serve as "experts" on the wording of the questions. The sampling can be best described as an ethnically stratified opportunistic sample because we first focused within a low-income population and then recruited individuals who were the primary food-responsible person in their household, whose preferred or only language was Spanish, who were literate in Spanish and who were born in Mexico, Central America, Puerto Rico or Cuba. Working with the Public Health Foundation Enterprises Women, Infants, and Children (WIC) Program in Los Angeles, we identified key informants (knowledgeable paraprofessionals, clients and staff) who were informed in detail about the studys purposes and requirements, and who then recruited Mexican and Central American participants. There were insufficient numbers of Cuban and Puerto Rican individuals within WIC program participants, but the same key informants were able to put us in touch with suitable Cuban and Puerto Rican individuals whom we invited to additional focus groups. On the whole, the participants were low income (77% had household incomes below $20,000/y) and fairly young (the mean age was 30 y).
Focus groups were held over a period of 5 mo in the fall and winter of 20012002, and ranged in size from 4 to 15 participants. Each group was facilitated by a professional translator and one or more of the authors; verbatim notes were recorded on a laptop computer by a single note-taker (both the facilitator and the note-taker are professionals whose first language is Spanish; although they themselves were not food security researchers, they had received substantial orientation by the authors concerning the rationale and content of the domain). Four Cuban men and one Puerto Rican man participated; all other participants were women. Among Central American participants, countries of origin included Guatemala, El Salvador and Honduras. Introductory comments by the facilitator made it clear that participants were being selected as native-speaking "experts" to determine the best way for surveys to ask certain questions in Spanish about food, having enough food and problems in having enough food. In addition to specific input on the wording of the questions in the instrument, we devoted part of the focus group time to exploring participants experience with and perceptions of hunger and food insecurity; that information will be presented elsewhere. Focus groups lasted
90 min and were terminated when saturation was reached (material elicited began to be redundant). Light refreshments were served and participants were compensated for their time and effort with a gift of a $50 prepaid telephone card.
An initial focus group consisted of women of Central American and Mexican origin; that group was presented with all eight existing instruments with each question compared in detail, and asked to select the best two or three options for each. Subsequent focus groups were homogeneous for country or region of origin. They were presented with the two or three options/question derived from the first, larger group and asked to choose or modify to reach an optimal way of asking the question. After these groups, we constructed an instrument incorporating the most agreed-upon refinements and choices ("focus group instrument"); at the same time, the professional translator/facilitator worked with three other certified translators to produce an independent version in "standard" Spanish ("professional instrument"). Finally, 14 WIC participants from Mexico and Central America who had not been previous focus group participants were administered both instruments, in random order, and asked to indicate which version they preferred and why, and to suggest any changes. Finally, both versions of the instrument were back-translated by independent translators into English and the back-translations compared with the original English-language instrument.
Focus group data were analyzed by systematic mapping of verbatim recorded comments to questionnaire items, tallying of opinions, adjustment for repeat comments by the same person, and notation of the strength of consensus or disagreement among individuals within groups and across groups. Two of the researchers (A.S. and D.H.) were the primary qualitative analysts. The variable size of the focus groups (415 members) creates the possibility of some bias because smaller groups allow more thorough exposition of individuals opinions; we attempted to compensate for this somewhat by adjusting for repetitive material from the same respondent.
All procedures involving human subjects were approved by UCLAs Committee on Protection of Human Subjects in Research.
| RESULTS |
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Some existing instruments used the term almacén for "store," which all groups agreed represented department rather than grocery stores (tienda was preferred).
The verb reducir, used in some versions for the question about cutting the size of portions served, was uniformly interpreted to mean loss of body weight or size rather than reduction in size of food portions; the phrase dió menos cantidad was preferred.
The word barato for "low cost" food implied cheap food in the sense of low quality; the phrase bajo costo was preferred.
The choice of the word for food received widespread discussion and debate. The general agreement was that alimentos carries a connotation of nutritive food, whereas comida is the more general term and thus preferred for this context. Comestibles was understood to imply only packaged and purchased food.
There was repeated discussion of the optimal translation for "statement" (as in "which of the following statements best describes ..." with general consensus that oraciones (sentences) was preferable to declaraciones (literally statements or declarations), which sounds more legalistic.
The use of more words than necessary to transmit a concept clearly was generally rejected in favor of simpler language. Examples are the recommendations to use por un día or por todo un día rather than por un día entero for "a whole day"; and recommendations to use the simplest of the alternatives to describe frequency (frecuentemente, a veces and nunca for often, sometimes and never).
The concept of a "balanced meal" (questions 4 and 6) raised a number of questions of conceptual validity. There was general agreement that the terminology comida balanceada was preferable to dieta balanceada (both have been used in various versions of the instrument) and that the latter has a different meaning; however, the meaning of the whole concept remained somewhat unclear. Although the idea of a "balanced" diet or meal seems to be basic to European-American culture, it does not elicit the same recognition as implying nutritional adequacy or variety among these Hispanic groups. The Puerto Rican group (only) suggested comida nutritiva (nutritious food or nutritious meal). Not having the option of removing this question entirely, in the end we adapted our Spanish-language version to recognize the ambiguity of the phrase and provide alternative wording.
Of the final group of 14 respondents who were administered our focus groupderived instruments and the "professional" instrument, in random order, nine preferred the focus group version, two said they were equally good and three preferred the professionally translated version. The reasons given by the majority for preferring the focus groupderived instrument were simplicity, clarity, lack of redundancy and lack of formality. Those who preferred the more formal instrument said it made them feel that the interview was more "official" when this version was used. Back-translations of both instruments reinforced respondents opinion of the slight advantage of the simpler instrument, which demonstrated greater integrity to the original version in several minor specifics. No individual was classified differently by the two instruments.
The focus groupderived instrument is presented as the Appendix to this paper; the formal "professional" instrument and back-translations of both are available on request to the authors.
| DISCUSSION |
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Conceptual equivalence across cultures (the degree to which the constructs or concepts operationalized in the source instrument exist in the same form in the thoughts of members of the target culture) and normative equivalence across societies (the degree to which people are willing to and comfortable with discussing specific topics, or the degree to which they are willing to do so with strangers) are more difficult to address. Formal cognitive testing has been conducted with the items in the English version of this instrument (20 ), and would be a logical next step in validating the instrument presented here. We identified one clear problem of conceptual equivalence, namely, the idea of a "balanced meal." This particular item has also been noted to be problematic in the adaptation of an instrument in Indonesia (21 ) and also in Hawaii (22 ). The term "balance" with regard to meals seems to derive from English roots, and appears to have different meanings in different cultural contexts. As a result of the ambiguity created by translation of this phrase, we have on the accompanying instrument identified two alternative phrasings (comida balanceada and comida nutritiva).
We cannot at this point comment on normative variation in the ease with which the experience of hunger and food insecurity (a relatively private or sensitive topic to some individuals) is discussed because we did not explore the issue with non-Hispanics in the same way. These groups of first-generation Hispanic adults did not hesitate to offer their opinions, suggestions and experiences to us and to each other after becoming familiar and comfortable with the individuals and the concepts, but comparative data are not available.
Further research, on a larger and more quantitative scale, will be required to more fully explore the validity of a Spanish-language food security instrument for the United States, including formal cognitive testing, exploration of appropriateness with still other Hispanic groups residing in different parts of the country, and determination of scaling characteristics and other properties of the instrument.
| APPENDIX: U.S. HOUSEHOLD FOOD SECURITY INSTRUMENT, SPANISH VERSION |
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*Items 1, 1a and 1b are optional and not required to calculate the scale or to classify households. These may be omitted if not needed for analytical purposes or screening.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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2 Supported by agreement #433AEM980106 from the Economic Research Service, U.S. Department of Agriculture. ![]()
4 "Which of the following best describes the food eaten in your household in the last 12 months: We have enough and the kinds of food we want; we have enough but not always the kinds of food we want; we sometimes do not have enough to eat; we often dont have enough to eat." ![]()
5 Abbreviations used: CCHIP, Community Childhood Hunger Identification Project; CPS, Current Population Survey; FNS, Food and Nutrition Service (of the USDA); LSRO, Life Sciences Research Office (of the Federation of American Societies for Experimental Biology); NHANES, National Health and Nutrition Examination Survey; WIC, Women, Infants and Children. ![]()
Manuscript received 14 August 2002. Initial review completed 10 September 2002. Revision accepted 2 January 2003.
| LITERATURE CITED |
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