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Division of Nutritional Sciences, Cornell University, Ithaca, NY;
* BRAC, Mohakhali, Dhaka, Bangladesh;
Department of Womens and Childrens Health, International Maternal and Child Health, University Hospital, Uppsala, Sweden; and
** Public Health Sciences Division, ICDDR,B Centre for Health and Population Research, Mohakhali, Dhaka, Bangladesh
1To whom correspondence should be addressed. E-mail: eaf1{at}cornell.edu.
| ABSTRACT |
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KEY WORDS: food insecurity monitoring evaluation assessment coping strategies
For evaluation, planning and targeting, organizations need tools for assessing household food insecurity that go beyond measuring food availability to include access to food and perceptions of food insecurity (1). One approach to developing such tools was previously used successfully to develop the United States (U.S.) Food Security Survey Module (2). This approach constructs a direct measure of food insecurity based on peoples experience gained through in-depth, qualitative investigation in a locality in which the measure is to be used (1).
Experience-based measures resulting from this approach are intended to complement rather than replace commonly used indirect indicators of food insecurity because these often describe reasons for food insecurity and increase the use and value of regularly collected statistics. Because food insecurity may affect dietary intake and ultimately nutritional status and physical well-being, measures of dietary intake of individuals or households and growth status are often used as indirect indicators of food insecurity. Because food insecurity is also related to available economic and social resources, income or total expenditure are also used as indirect indicators. Food-related management or "coping" strategies both result from and affect the experience of food insecurity, but the presence or absence of particular management strategies is often not indicative of food insecurity. These indirect indicators do not directly assess important aspects of the experience of food insecurity and are determined by factors or influence factors other than food insecurity (1). Direct experience-based measures can add information to that provided by these other measures.
The aims of this research were as follows: 1) to provide in-depth understanding of the experience of household food insecurity in rural Bangladesh; 2) to develop a direct measure of household food insecurity that included components on access to food and perceptions of food insecurity, based on in-depth understanding of the experience of food insecurity, to be used in a large, longitudinal, intervention study with rural pregnant women; and 3) to contribute to knowledge on how to develop such measures in an efficient manner by identifying expedient methods for interviewing and analysis. The third aim intended to provide information about research methodology to facilitate and encourage similar research in other countries. Also, the in-depth qualitative study of food insecurity in this study contributes to our distinguishing which aspects of food insecurity are universal and which are specific across locations and cultures (1).
| SUBJECTS AND METHODS |
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An interview guide was developed from previous qualitative research on food insecurity (1,3,4) and discussions with researchers familiar with food situations in Bangladesh. The interview guide covered the following: household characteristics, eating and cooking patterns, ideas about good and adequate food, management and coping strategies, and concerns and local views about food.
Interviews were conducted in Bangla by one of the authors native to Bangladesh. Interviews were tape-recorded, transcribed and translated into English by the interviewer, and were conducted between October 1999 and February 2000.
Two analytic strategies that were developed by the interviewer and two other authors after each reviewed several interview transcripts were used with the last 18 interviews. First, the interviewer coded textual segments of transcripts by adding short words to the text to mark meaningful segments, using a word processor. To enable consistent coding across the interview transcripts, a list of codes was generated and maintained throughout analysis. Codes were then used to identify segments on a common theme, and coded segments were compared across interviews by the interviewer (5,6). Peer debriefing, in which the interviewer discussed the analysis with two other authors, was used to help ensure trustworthiness of the results (7).
Second, households were classified into four gradations of food insecurity status. To achieve this, a summary of each interview was created, highlighting the essential features of the households experience of food insecurity. For many households, both past and present food insecurity status were graded for severity. Classification was done independently by two authors, using all of the interview information available for each household. In nearly all cases, the two authors agreed in their assessments. In a few cases, they easily reconciled discrepancies through discussion about how to interpret the interview information.
Through the processes of identifying segments of text and grading of severity, themes (with indications of severity for each) that were the basis for differentiating households for the experience of food insecurity were elucidated. Two authors conducted this part of the analysis; each reviewed which themes were most salient in differentiating the food insecurity status of the households, and how variability in the experience of food insecurity corresponding to each theme was used to distinguish severity.
An initial set of survey questions was then developed to capture the themes. The response set for each question was developed making use of the understanding of the indicators of severity. Questions and response sets were revised after review by BRAC colleagues. This initial set of questions did not specify a time frame for the respondents to consider when answering.
Because the questions were to be used in a food and micronutrient supplementation study in pregnant women, they were reviewed and adapted for relevance to this particular study setting, including the removal of some questions. The time frame was modified to inquire about food insecurity in the last 30 d. The adapted questions were then field-tested in the intended study area with 28 women. This area is typical of rural Bangladesh. From this testing, questions were modified to make them more understandable for respondents.
In conjunction with this field testing, ranking and pile-sorting exercises (8) were performed to initiate discussion with separate groups of men and women in four different villages about food insecurity. These exercises were used to determine relevance and to examine whether the questions in the field-tested set comprehensively covered the intended domain of food insecurity; however, these exercises did not involve the questions directly. Group discussion was conducted for the exercises. Although pile sorting usually involves individuals, we followed similar procedures in groups to carry out a rapid assessment of comprehensiveness of the questions developed to date and to complement them if necessary. Participants were selected because they were knowledgeable about the issue and were willing to talk. There were 7 participants for three of the group discussions and 11 for the other one. Each group was asked to rank the households in their village according to food insecurity status using their knowledge; they did not have knowledge of the questions. When the ranking was complete, they sorted the households into broader piles based on their similarities and dissimilarities by their food insecurity status. They then explained the criteria for putting households into a certain pile and for keeping them separate from other piles. Subsequently, two questions related to frequency of purchase of perishable food items eaten with the rice and the ability to pay back loans received to improve food security were added. This exercise also confirmed that the rest of the questions were important for measuring food insecurity.
| RESULTS |
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| DISCUSSION |
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The conceptualization of household food insecurity that emerged from this study differs from that found from the previous research in Java (9), Québec (12) and New York (3,4). In Java, three themes were identified that described the experience of household food insecurity: 1) decreased quantity and quality of food intake, 2) compromised diet in terms of preferences for food, quality of food, and foods that are not culturally normative and 3) changes (not necessarily a decrease) in food stores (9). General household (selling possessions and borrowing money and food) and food-specific (storing and substituting food) management processes were identified.
Five core characteristics of household food insecurity were identified from interviews with 98 people from low income households in rural and urban areas of Québec (12). Three characteristics related to a present and future lack of food: shortage of food, unsuitability of food and diet and preoccupation with access to enough food. Two related to alienation: lack of control over the food situation and need to hide this. Three dimensions of the dynamic nature of the experience of food insecurity also emerged: a general sequencing of events, a parent-child vector protecting children and variation over time. Earlier, four components of food insecurity were identified in rural New York (i.e., quality and quantity of food, psychologic and social aspects) from interviews with women in households with children (3). It was also found that mothers buffer their children from the effects of household food insecurity; in the United States, child-level food insecurity is indicative of severe household food insecurity.
The themes that emerged from the Bangladesh interviews were consistent with those from Java, Québec and New York with regard to quality (i.e., unsuitability of food and diet) and quantity (i.e., shortage) of food. Furthermore, each of the four studies identified management strategies as important reactions to the experience of food insecurity and as closely related to food insecurity. Borrowing was a prominent management strategy in both Bangladesh and Java, but not in Québec or New York. The dimension of adults buffering children was present in some of the interviews in Bangladesh (as in Québec and New York), but was not found in the limited interviews in Java. Although psychologic and social aspects of the experience of food insecurity emerged as important in Québec and New York, these did not emerge as important in Bangladesh or Java. For Bangladesh, it may be that the women interviewed did not express the psychologic and social aspects of their experience or that these aspects are not a distinct part of their experience.
One factor differentiating household food insecurity in Bangladesh, Java, Québec and New York is the typical degree of deprivation and severity. Rural women in Bangladesh even in the best circumstances are somewhat food insecure relative to people living in richer countries. In contrast, household food insecurity in North America is typically less severe. Java, even in the midst of the severe economic and political crisis of 1998 (9), had less severe food insecurity compared with Bangladesh.
An important objective in developing this measure was to use it in an intervention study to understand the role of food insecurity in pregnancy and birth outcomes and in possibly altering the beneficial responses to interventions. In North America, the availability of accepted experience-based measures of household food insecurity has made possible much of the research in recent years to examine consequences associated with food insecurity. Developing measures in other countries will make it possible to conduct studies to understand consequences of household food insecurity in those countries.
Although this study was not designed to fully establish the validity of the questionnaire, the important criterion that the measure has to be well grounded in understanding of the phenomenon being measured (13) was fulfilled. The in-depth interviews and subsequent field testing ensured that the questionnaire was well grounded. Incorporation in the questions of phrases used by the women interviewed helped ensure that questions were meaningful to respondents, and subsequent field testing contributed to the refinement of questions that are cognitively sound (14).
The quantitative information required to examine the other criteria will be available in a few years from a large, longitudinal, intervention study ongoing in rural Bangladesh. This longitudinal study will allow examination of the validity of the measure to identify households that are food insecure and to assess changes in household food insecurity over time. The latter is important because food situations in developing countries are often volatile. We anticipate creating a score from the questions to be used as a continuous variable, and also to classify households based on the meanings of the items.
An important potential challenge to direct assessment of household food insecurity by asking people about their experience is possible intentional bias in reporting due to self-interest (1). Respondents may not answer truthfully if they anticipate gaining food or other assistance. It was not perceived as a problem in this study and if anything, we found that women were reluctant to express the marked deprivation that they experience. The research underlying the development of the U.S. Food Security Survey Module found that it was possible to largely avoid such reporting bias through careful construction of questionnaire items, as was done in this study.
Issues have been raised regarding the potential portability of the approach used in the United States to developing measures of household food insecurity in other countries (1). Research was required to determine whether there are fundamental constraints to applying this approach where immediacy, prevalence and severity of prolonged food deprivation is high. This research led to the implementation of this approach in a developing country. The results affirm the value of gaining in-depth understanding of household food insecurity, and demonstrate that the approach can be implemented feasibly and efficiently. On the basis of work in Bangladesh, Java (9) and Burkina Faso (10), we believe that implementing this approach, rather than translating and adapting questions developed elsewhere, will likely lead to the best direct, experience-based measures for assessing household food insecurity in other countries.1 Further research to understand the experience of food insecurity in other countries and to compare approaches for constructing local and national measures is warranted.
| APPENDIX: SET OF QUESTIONS PROPOSED FOR MEASURING FOOD INSECURITY IN RURAL BANGLADESH |
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| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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Manuscript received 16 June 2003. Initial review completed 17 July 2003. Revision accepted 23 September 2003.
| LITERATURE CITED |
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11. Webb, P., Coates, J. & Houser, R. (2003) Challenges in defining direct measures of hunger and food insecurity in Bangladesh: findings from ongoing fieldwork. Proceedings of International Scientific Symposium on Measurement and Assessment of Food Deprivation and Undernutrition, 2628 June 2002 2003:301-303 Food and Agriculture Organization of the United Nations Rome .
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14. Alaimo, K., Olson, C. M. & Frongillo, E. A. (1999) The importance of cognitive testing for survey items: an example from food security questionnaires. J. Nutr. Education 31:269-275.
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