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Wolfson Centre for Age-Related Disease, GKT School of Biomedical Science, Kings College London, London, SE1 9RT, UK
3To whom correspondence should be addressed. E-mail: jeremy.spencer{at}kcl.ac.uk.
| ABSTRACT |
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KEY WORDS: flavonoid metabolism catechin tea GI tract
Flavonoids have been the center of huge research interest over the last decade (1,2). They are the most abundant polyphenols in the human diet and are divided into six main classes based on the degree of oxidation of the C-ring, the hydroxylation pattern of the ring-structure and the substitution in the 3-position: flavanols (e.g., epicatechin), flavonols (e.g., quercetin), flavones (e.g., luteolin), flavanones (e.g., naringenin), isoflavones (e.g., genistein) and anthocyanidins (e.g., cyanidin) (3). In both black and green tea the major class of flavonoids are the flavanols, which include catechin, epicatechin, epigallocatechin (EGC),3 epicatechin gallate (ECG) and epigallocatechin gallate (EGCG). A large number of in vitro studies has characterized flavanols as powerful antioxidants capable of efficient scavenging of both reactive oxygen and reactive nitrogen species (38). The mechanism of their action as radical scavengers involves the donation of a hydrogen atom and/or electron to stabilize the radical species (3). Until recently, the ability of flavanols, and indeed other flavonoids, to act as classical H-donating antioxidants was believed to underlie many of their reported health effects (915). However, it is now clear that their ultimate antioxidant potential, and indeed their resulting potential bioactivity, in vivo is dependent on the absorption, metabolism, distribution and excretion of these compounds within the body after ingestion and the reducing properties of the resulting metabolites. An understanding of the processes involved in the absorption and distribution of tea flavonoids is essential for determining their potential bioactivities in vivo and their overall significance in disease prevention. Much data now exists to support the biotransformation of flavanols and other flavonoids in the small intestine and colon of the gastrointestinal (GI) tract (10,1622), as well as hepatic metabolism (2326). This review will attempt to highlight the main sites of biotransformation of tea flavanols within the GI tract, the major metabolites generated in the small and large intestine and the implications of this modification in determining how flavonoids may act in vivo.
| Modification of flavanols in the upper GI tract |
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Few studies exist on the ability of saliva and gastric juice to alter the flavonoid structure. Saliva has been found to have little effect on the stability of green tea catechins (27). For example, when mouth rinsing was performed with an aqueous solution of green tea extract (5.0 g/L) containing eight catechins, it was observed that each catechin was retained at µg/ml levels in saliva for up to 60 min. However, degalloylation of flavanol gallate esters in human saliva has been observed, such as the conversion of EGCG to EGC in the oral cavity with both subsequently being absorbed through the oral mucosa (28). A catechin esterase activity that converts EGCG to EGC has been found in the saliva and is likely of human origin. However, a common human esterase inhibitor did not inhibit the activity. Similar incubation of procyanidin oligomers (dimer-hexamer) in human saliva for up to 30 min does not result in modification of the compounds or their decomposition into smaller oligomeric units (22) suggesting that these compounds remain intact in the mouth and esophagus before entering the stomach.
Another consideration in the upper GI tract is the possible interaction of flavanols and procyanidins with salivary proteins. (+)-Catechin has been observed to have a higher affinity for salivary proline-rich proteins than (-)-epicatechin, which highlights the importance of the stereochemistry of flavan-3-ols on their interaction with proteins (29). Furthermore, procyanidin dimers linked through a C(4)-C(8) interflavanoid bond had a greater affinity for proline-rich proteins than those linked C(4)-C(6). In addition, esterification of a galloyl group to the C(3) hydroxyl function of (-)-epicatechin or to the epicatechin moiety of procyanidin dimer B2 had the effect of increasing the binding affinity to proline-rich proteins (29). It is believed that these specific polyphenol-protein interactions in the form of adsorption with high-molecular-weight salivary proteins, bacterial cells and mucous materials may be one explanation for the observed decrease in quercetin mutagenicity after incubation with saliva (30).
Modification in the gastric lumen.
Although it seems that monomeric flavan-3-ols are stable in the gastric lumen, flavanol oligomers ranging from a dimer to decamer, such as those isolated from Theobroma cacao, have been observed to be unstable under conditions of low pH similar to that present in the gastric juice of the stomach (31). Upon incubation of the procyanidins with simulated gastric juice (0.13 h), oligomers rapidly decompose essentially to epicatechin monomeric and dimeric units but also to other oligomeric units at later time points (31). In contrast to this, a recent investigation in humans has suggested that there is no cleavage of procyanidins in the stomach after ingestion of a cocoa beverage (32). However, chemically the decomposition of procyanidins in mild acidic environments is well characterized (33) and consequently, if conditions of pH in the stomach are suitably low, there will be a rapid cleavage of procyanidins to yield smaller flavanol units that will enter the small intestine.
| Metabolism and conjugation in the small intestine |
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Effects of intestinal juice.
Upon transfer from the stomach to the jejunum (the top two-fifths of the small intestine) the pH rises from about 2 to 7. It is well known that polyphenolic compounds such as those with catechol structures oxidize in neutral and alkaline pH environments. EGCG has been observed to rapidly oxidize in authentic intestinal fluid (measured pH of 8.5) with the amount of EGCG decreasing 81.6% in only 5 min (37), whereas a similar incubation in murine plasma (pH 7.4) resulted in only a 29.3% decrease in amount. However, the oxidation of EGCG resulted in the formation of dimerized products, which were observed to possess greater superoxide radical scavenging activity than EGCG itself and had powerful iron chelating properties (37). Another factor to consider may be the relative abilities of these polyphenols to bind to proteins in the food matrices in question. In complex food matrices, the pH is likely to be buffered for long periods of time and therefore, oxidation of the flavanols may only occur to a limited extent during intestinal transit. In addition, it has been suggested that ascorbate significantly increases the stability of flavanols incubated in intestinal fluid (38) and therefore the presence of ascorbate in vivo may stabilize the polyphenols in the neutral or alkaline environment of the small intestine.
Jejunal and ileal transfer and metabolism.
Many studies have indicated that significant transfer of ingested flavonoids occurs from the lumen of the small intestine to the mesenteric circulation and that extensive metabolism and conjugation of the flavonoid occurs during this transfer (2,3946). Although both Caco-2 cell models and isolated preparations of rat small intestine (described below and in Fig. 1) (47) have been utilized to study absorption and metabolism of tea flavanols in the small intestine, only the latter has provided in-depth information on events occurring in both the jejunum and ileum (40,42,46,4850). This model allows study of the intestinal transfer of dietary polyphenols (and their glycosides) and can be used to assess the rate of absorption from the lumen. The solute under study appears on the serosal surface in the same form as if it were transferred to the mesenteric circulation and therefore enterocyte metabolism of flavanols and procyanidins, as well as their rate of transfer across specific gut regions, can be studied (42). Tissue viability is assessed by measurement of glucose transfer (47) and viability is confirmed by the finding that fluid transfer continues at a constant rate for the 90-min collection period and that glucose concentration in the absorbed fluid is over double that initially present in the perfused buffer (42).
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Although the major metabolites observed on the serosal side after perfusion of the jejunum with catechin or epicatechin were always glucuronidated (at the 5- and 7-positions on the A-ring), there were also high levels of both O-methylated and O-methylated-glucuronide forms (Fig. 2) (22,49). 3'-O- and 4'-O-methylated derivatives of the flavanols were detected at high levels in the serosal fluid (
30% of total transferred) and together with O-methyl-glucuronidated forms were the predominant metabolites detected in the serosal fluid (
50%) suggesting that these are the most bioavailable forms in the small intestine (Fig. 2). As with the other flavonoids tested in this model, there was a lower level of metabolism occurring in the ileum although the total amounts of unmetabolised catechin and epicatechin absorbed were significantly higher than in the jejunum (42). The greater susceptibility of flavanols over other flavonoids to methylation in the jejunum may reside in the specificity of catechol-O-methyl-transferase (COMT) for these compounds (52). These data have been supported in a similar model, in which the rat jejunum and ileum were perfused with catechin (41). In this study, catechin was absorbed into intestinal cells and metabolized extensively to a point where no native catechin could be detected in plasma from the mesenteric vein. Mesenteric plasma contained glucuronide conjugates of catechin and 3'-O-methyl catechin, indicating the intestinal origin of these conjugates and the large role the small intestine plays in the biotransformation of flavanols during absorption (41,49). Although many studies have identified flavanol metabolites as being the main forms found entering the hepatic portal vein after absorption from the small intestine, the native flavanols are detected in small amounts (42,49). For example, oral administration of the tea catechins, epicatechin, EGC, ECG and EGCG, to rats led to the detection of all four flavanols in the portal blood (53) clearly indicating that these flavonoids may be absorbed intact to a small degree.
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95.8%). Low levels of O-methylated dimer were also detected (
3.2%), but no conjugates and metabolites of epicatechin indicating that metabolism of monomer and dimer is limited during dimer cleavage/translocation.
Caco-2 cell model.
Another approach to obtaining a better understanding of the bioavailability of flavonoids and their absorption and metabolism in the small intestine has been in the use of cultured human Caco-2 cells. In recent years studies with the human Caco-2 cell line have helped to unravel the complex processes involved in the absorption and metabolism of dietary polyphenols in humans. These cells were originally derived from human colonic adenocarcinoma cells. However, despite their origin, after culture in DMEM supplemented with fetal calf serum (10%) and glutamate (20 mmol/L) for
1421 d (37°C; 5% CO2) these cells more closely resemble enterocytes than colonocytes both morphologically and biochemically. Fully differentiated Caco-2 monolayers also resemble enterocytes in that they express transport systems for sugars, amino acids, bile acids and dipeptides and express many brush border membrane enzymes, including aminopeptidase, alkaline phosphatase, sucrase and
-glutamyltranspeptidase. Even so, it is important to consider the full enzymatic profile of the Caco-2 cell model to be used because they may not be identical to normal human small intestinal cells in terms of metabolizing enzymes such as cytochrome P450s.
Absorption studies with flavanols and procyanidins using Caco-2 cells are few (5658). Interestingly, apical to basolateral transfer of epicatechin across the Caco-2 monolayer has not been detected thus far (56). It is believed that this is due to the action of multidrug resistance-associated protein-2 (MRP2) which acts to rapidly efflux epicatechin and epicatechin metabolites from the cell interior back out to the apical side. Other experiments with radiolabeled procyanidins have shown that flavanol dimers and trimers were transferred to the same extent as epicatechin monomer, whereas oligomers with an average degree of polymerization of 7 were not (23,59). In contrast, we observed very little transfer of the dimer across Caco-2 cells, which was in agreement with our studies in the isolated rat small intestine model (55).
The model has mainly been utilized for the study of the absorption and metabolism of other flavonoids in the small intestine and the data from this work has helped support the general concept of the extensive metabolism of flavonoids in the small intestine. For example, Galijatovic et al. (60,61) observed that chrysin and quercetin are glucuronidated on transfer and also induce UGT in Caco-2 cells. Exposure of the cells to chrysin (50 µmol/L; 2 h) resulted in a 3.8-fold increase in chrysin glucuronidation and a 38% decrease in sulfation in intact cells. Induction of phase II enzymes, such as UGT, may be important for the bioavailability of carcinogens and other toxic chemicals by increasing the ease and rate at which they are excreted from the body. In addition, Wahlgren et al. (62,63) studied the absorption of the predominant dietary form of quercetin, quercetin-4'-ß-glucoside. Although quercetin itself was not transferred, they found that the transport of the glucoside involved apical MRP2 suggesting that the transfer of glycosides may occur in the small intestine.
| Colonic metabolism |
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1012 microorganisms/cm3, which have an enormous catalytic and hydrolytic potential, and this enzymatic degradation of flavonoids by the colonic microflora results in a huge array of new metabolites. For example, bacterial enzymes may catalyze many reactions including hydrolysis, dehydroxylation, demethylation, ring cleavage and decarboxylation as well as rapid deconjugation (24). Unlike human enzymes, the microflora catalyze the breakdown of the flavonoid backbone itself to simpler molecules such as phenolic acids. Specific metabolites have been observed in urine after consumption of a variety of phenolics. For example, the glycine conjugate of benzoic acid, hippuric acid, is primarily derived from plant phenolics and aromatic amino acids through the action of intestinal bacteria and, consequently, the level of hippuric acid would be expected to increase in the urine of individuals consuming diets rich in flavanols or polyphenols in general. It must be noted, however, that hippuric acid may possibly derive from other sources such as quinic acid or, in quantitative terms, more importantly from the aromatic amino acids tryptophan, tyrosine and phenylalanine, as well as from the use of benzoic acid as a food preservative. One investigation in humans suggests an association between black tea consumption and excreted amounts of hippuric acid (64). The formation of hippuric acid and hydroxyhippuric acids seems to be a possible central metabolic pathway for dietary flavonoids, in which the colon microflora and the liver are active metabolic sites (24). Other hydroxybenzoic acid glycine derivatives such as 4-hydroxyhippuric acid, vanilloylglycine, isovanilloylglycine might also appear in reasonable amounts in urine after polyphenol consumption in general.
The 5,7,3,3',4'-hydroxylation pattern of flavan-3-ols is believed to enhance ring opening after hydrolysis (22,24) and metabolism of flavanols by enzymes of the microflora of the large intestine results in many metabolites: 3,4-dihydrophenylacetic acid, 3-hydroxyphenylacetic acid, homovanillic acid and their conjugates derived from the B-ring (24) and phenolic acids from the C-ring. Flavanols, because of their structures (no C-4 carbonyl group), can also degrade to the specific metabolites phenylvalerolactones. Phenylpropionic acids (which may undergo further metabolism to benzoic acids) may also be the products of flavanol metabolism in animal studies, which demonstrates fission of the A-ring (24). Only 3.1% of the ingested catechin in rats was extractable from feces, indicating that major absorption and/or degradation of catechin had occurred in the GI tract (65). Such metabolites of flavanols have been detected in human plasma and urine after a single ingestion of green tea (66) which suggests that there may be significant metabolism by gut microflora in the colon. The two metabolites, (-)-5-(3',4',5'-trihydroxyphenyl)-
-valerolactone and (-)-5-(3',4'-dihydroxyphenyl)-
-valerolactone were identified in urine by both LC-MS/MS and NMR, appearing 7.513.5 h after ingestion (after a 3 h lag time), whereas epicatechin and EGC peaked at 2 h. In addition to their late excretion profiles, the amounts of metabolite excreted were 825-fold greater than that of epicatechin and EGC and accounted for 639% of the epicatechin and EGC ingested. The late excretion and high levels of these metabolites would suggest that they are generated from the precursors epicatechin and EGC by the colonic microorganisms. Previous to this human study, similar observations were made in rats fed with labeled catechin (67). Here catechin glucuronides were observed in the bile after dosing rats with the catechin and m- and p-hydroxyphenylproprionic acid,
-(3-hydroxyphenyl)-
-valerolactone and
-(3,4-dihydroxyphenyl)-
-valerolactone were identified as metabolites arising due to the action of the colonic microflora (67).
The metabolism of procyanidins by human colonic microflora has been studied in vitro under anoxic conditions using nonlabeled and (14)C-labeled purified proanthocyanidin polymers (68). Interestingly, the oligomers were almost totally degraded after 48 h of incubation and meta- or para-monohydroxylated-phenylacetic, phenylpropionic and phenylvaleric acids were identified as metabolites, providing the first evidence that dietary flavan-3-ol polymers can be degraded to low-molecular-weight aromatic compounds in the body (68).
| Action of flavanol metabolites in cell systems |
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Additional studies have identified the 5-O-ß-D-glucuronide of catechin and epicatechin excreted in the urine of rats postingestion. The metabolism to a glucuronide does not interfere with their antioxidant properties as assessed by their ability to scavenge superoxide (26,73) suggesting that in plasma they may still act as antioxidants. Although glucuronides do not enter cells readily, it is also possible that they might be cleaved by the action of ß-glucuronidases located in human tissues such as the liver (74) or by neutrophils that release ß-glucuronidases when activated (51,75). For example, various quercetin glucuronides have been shown to be deconjugated by liver cell-free extracts and by pure recombinant human ß-glucuronidase indicating that the cleavage of glucuronides to free aglycones may occur in vivo (74). In terms of other possible modes of action, studies suggest that the metabolism of flavonoids by phase I and II enzymes in the small intestine may aid detoxification of potential carcinogens. For example, alphanapthoflavone increases the activity of P450/3A in human jejunal and ileal microsomes (76) and chrysin causes an induction of intestinal UGT in Caco-2 cells (60,77).
There is also a need to assess the role of the colonic microflora in the overall bioavailability and potential bioactivity of dietary flavonoids. The extent of absorption of colonic metabolites is unclear at this time and there is a growing interest in the potential effects of the phenolic acids and their derivatives as potentially beneficial agents. For example, the human intestinal bacteria metabolites of rutin and quercetin, 3,4-dihydroxyphenylacetic acid and 4-hydroxyl-phenylacetic acid have been shown to possess a more effective antiplatelet aggregation activity than rutin and quercetin (78). Furthermore, 2,4,6-trihydroxybenzaldehyde and quercetin were more effective than rutin on the cytotoxicity against tumor cell lines. In addition, the effects the phenolics themselves have on the microflora is an emerging field and it is possible that a flavanol-induced change in the rich colonic bacterial population may have an influence on the overall health of an individual, the so called prebiotic concept.
| Conclusions |
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| FOOTNOTES |
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2 This research was supported by the Biotechnology and Biological Sciences Research Council, Swindon, UK (Grant no. 18/D14751). ![]()
4 Abbreviations used: COMT, catechol-O-methyl-transferase; ECG, epicatechin gallate; EGC, epigallocatechin; EGCG, epigallocatechin gallate; GI, gastrointestinal; MRP-2, multidrug resistance-associated protein 2; UGT, UDP-glucurosyltransferase. ![]()
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