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Clinical Mass Spectrometry, Department of Pediatrics, Cincinnati Childrens Hospital Medical Center, Cincinnati, OH 45229, and * Institute for Optimum Nutrition, Copenhagen, Denmark
2To whom correspondence should be addressed. E-mail: Kenneth.Setchell{at}chmcc.org.
| ABSTRACT |
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and ERß. Equol is superior to all other isoflavones in its antioxidant activity. It is the end product of the biotransformation of the phytoestrogen daidzein, one of the two main isoflavones found in abundance in soybeans and most soy foods. Once formed, it is relatively stable; however, equol is not produced in all healthy adults in response to dietary challenge with soy or daidzein. Several recent dietary intervention studies examining the health effects of soy isoflavones allude to the potential importance of equol by establishing that maximal clinical responses to soy protein diets are observed in people who are good "equol-producers." It is now apparent that there are two distinct subpopulations of people and that "bacterio-typing" individuals for their ability to make equol may hold the clue to the effectiveness of soy protein diets in the treatment or prevention of hormone-dependent conditions. In reviewing the history of equol, its biological properties, factors influencing its formation and clinical data, we propose a new paradigm. The clinical effectiveness of soy protein in cardiovascular, bone and menopausal health may be a function of the ability to biotransform soy isoflavones to the more potent estrogenic isoflavone, equol. The failure to distinguish those subjects who are "equol-producers" from "nonequol producers" in previous clinical studies could plausibly explain the variance in reported data on the health benefits of soy.
KEY WORDS: equol isoflavone bacterial metabolism phytoestrogens
| INTRODUCTION |
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| Historical perspective |
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| Metabolism of isoflavones and formation of equol in animals |
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| Equol formation in humansthe crucial role of intestinal microflora |
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The metabolism of soy isoflavones in humans is well documented (8
,42
45
). Isoflavones in soy proteins and most soy foods are conjugated to sugars. The ß-glycosides are not absorbed and require hydrolysis for bioavailability and subsequent metabolism (46
). Hydrolysis is extremely efficient and occurs along the entire length of the intestinal tract by the action of both the brush border membrane and the bacterial ß-glucosidases (47
), which are active from relatively early in life. The aglycones are released and further metabolism of daidzein and genistein takes place (Fig. 1)
. Intestinal biotransformations include dehydroxylation, reduction, C-ring cleavage and demethylation; these are bacterial reactions that take place distally and presumably in the colon. Glycitin, the 6-methoxy analog of daidzin is found in high proportions in soy germ but is a minor component of most soy foods. This isoflavone has not been studied extensively but has been found to be metabolically stable; its glycoside is readily hydrolyzed to release glycitein but the close proximity of the 6-methoxyl to the 7-hydroxyl sterically hinders its demethylation. Thus, glycitein is not converted to any appreciable extent to daidzein and is therefore not a precursor of equol (40
,48
).
The formation of equol from daidzein occurs via a pathway that involves the formation of the intermediate dihydrodaidzein (Fig. 1)
. Studies in healthy adults using [13C] daidzein and [13C]genistein tracers show conclusively that equol is formed from daidzein and not genistein (49
). Once formed, equol appears to be metabolically inert, undergoing no further biotransformation, save phase II metabolism. As with daidzein and genistein, the predominant phase II reactions are glucuronidation, and to a minor extent, sulfation (8
,50
,51
). This conjugation appears to take place on first-pass absorption across the enterocyte (52
,53
) as first indicated from high levels of equol (compound 192/386) in portal venous blood of rats (32
). UDP-glucuronyltransferase 1A10 localized to the colon catalyzes the glucuronidation of genistein (51
), but the specific isozyme responsible for equol conjugation is presently unknown.
We report here for the first time, the bioavailability and metabolism of equol in one healthy adult. The plasma appearance and disappearance profile in that subject is shown in Figure 3
. Equol, when given as a single-bolus oral dose (25 mg), was rapidly absorbed, attaining a maximal plasma concentration after 46 h and thereafter disappearing with a terminal elimination half-life of 8.8 h. It showed similarity in its pharmacokinetics to other isoflavones, although the slower plasma clearance was striking (Cl/F = 6.85 L/h) compared with its precursor, daidzein (Cl/F = 17.5 L/h). This slow clearance contributes to the maintenance of high plasma concentrations in rats; plasma concentrations of equol are normally far in excess of daidzein or genistein in this species (30
).
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| Factors influencing equol production in humans |
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In studies by Cassidy (58
,59
) using an in vitro model of human colonic fermentation, it was observed that the conversion of daidzein to equol by cultured human fecal flora could be manipulated. Specifically, a high nonstarch polysaccharide milieu, which stimulates bacterial fermentation, led to rapid and complete conversion of daidzein to equol, yet under conditions mimicking low carbohydrate intake, equol was not formed. This suggests that other components of the diet likely play an important role in intestinal biotransformation of daidzein to equol. A study of 24 healthy adults by Rowland et al. (57
) found that the good equol producers consumed less fat as a percentage of energy compared with poor equol producers (26 ± 2.3 vs. 35 ± 1.6%), and more carbohydrates (55 ± 2.9 vs. 47 ± 1.7%). Lampe et al. (56
) similarly showed that women, and not men, who were equol excretors consumed a significantly higher percentage of energy as carbohydrate compared with nonequol excretors, and they also consumed greater amounts of plant protein and dietary fiber. It was suggested that, among women, dietary fiber or other components of a high fiber diet promote the growth and/or the activity of bacterial populations responsible for equol production in the colon. However, a later study found no effect on urinary equol excretion if dietary fiber intake was doubled by the supplementation of 16 g/d of wheat bran (60
). Whether this is sufficient fiber to significantly alter intestinal dynamics is uncertain. Interestingly, wheat bran does not alter urinary enterolactone and enterodiol excretion (60
,61
), and these two lignans are formed in the colon by the same type of metabolic reactions as those involved in equol formation (62
).
Whether there are specific components of the diet that influence bacterial conversion of daidzein to equol remains to be definitively established because the data are equivocal at present. From our many studies of repeated administration of isoflavones or soy foods to the same adults, a consistent observation has been that those who are "equol producers" seem to remain "equol producers" over time (49
). Lampe et al. (60
) also noted that being an equol converter was a relatively stable phenomenon. This then begs the important question, i.e., can we take someone who does not make equol and convert them to an equol-producer? Certainly, it is possible to do the reverse; excessive use of antibiotics, which wipe out intestinal flora, is likely to do this, as it does in blocking the formation of the lignans, enterolactone and enterodiol (62
). It is conceivable that the use of prebiotics or probiotics could induce equol production but this remains to be established. Uehara et al. (63
) showed that dietary fructopolysaccharides alter the bioavailability of daidzein and genistein in rats but there was no mention in that study of what it did for equol; this is surprising given that equol is the major isoflavone in rat plasma (30
).
Identifying the bacterial species responsible for converting daidzein to equol is a major challenge given the large number of bacteria that reside in the colon and small intestine. Recently, Ueno et al. (64
) identified equol producers from healthy Japanese adults after consumption of 70 g tofu and culturing of their fecal flora. Three strains of bacteria that reportedly converted pure daidzein to equol in vitro were the gram-positive strains of Streptococcus intermedius spp., and Ruminococcus productus spp. and gram-negative Bacteroides ovatus spp.
| Biological properties of equol |
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because this is the predominant estrogen receptor in the uterus (66
and ERß was found to be similar to that of genistein, but equol induced transcription more strongly than any other isoflavone, especially with ER
(68
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-fetoprotein (71
Equol possesses other properties of relevance to cellular function. As a polyphenol, it shares with flavonoids the ability to be a hydrogen/electron donor and therefore can scavenge free radicals. Equol has the greatest antioxidant activity of all the isoflavones tested when measured in vitro in the ferric reducing ability of plasma, Trolox equivalent antioxidant capacity and copper(II)- or ferric(III)-induced liposomal peroxidation assays (72
74
). Although isoflavones are considered weak antioxidants when tested in vitro, their in vivo effect may be sufficient to account for the reduced ex vivo lipid peroxidation that has been observed in all but one study (75
) when adults consume soy protein diets (76
79
). Given the superior antioxidant activity of equol compared with other isoflavones, a case can be made for being an "equol-producer" because this may provide greater inhibition of lipid peroxidation and therefore greater reduction in risk for cardiovascular disease.
| Measurement of equol in biological samples |
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| Clinical implications of equol |
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Much of the early interest in phytoestrogens focused on their potential as an alternative to hormone replacement therapy for relieving hot flushes associated with menopausal estrogen deficiency (89
), and many phytoestrogen supplements have since flooded the market (40
). Thus far, 14 clinical trials investigating the effects of phytoestrogen-rich foods, or isoflavone supplements on menopausal symptoms have been reported. The results have been variable and largely disappointing (90
103
). Overall, most of the studies had a large placebo effect and the reductions in the severity and frequency of hot flushes in postmenopausal women were at best modest compared with the effectiveness of estrogen therapy. Epidemiologic evidence from a community-based study by Nagata et al. (104
) found that the incidence of hot flushes was inversely related both to the amount of soy foods consumed and the daily intake of isoflavones; thus, there is circumstantial evidence for a role for isoflavones. Interestingly, a recent study of 180 Japanese women given a standardized questionnaire to evaluate the severity of menopausal symptoms found that symptoms of hot flushes occurred in only 5% of the women (105
). The daily isoflavone intake from soy foods was calculated to be 22 ± 14 mg, much lower than doses used in clinical studies of isoflavones, and 53.5% of the group were found to be equol-producers on the basis of urinary equol excretion. Interestingly, all of the equol-producers recorded the least severe symptoms as assessed by a simplified menopausal index score. These data suggest that equol-producers comprise a distinct subpopulation that may gain the most benefit from soy isoflavones for relief of hot flushes and it may explain anecdotal reports by many women of phytoestrogens effectiveness in relieving hot flushes. None of the 14 cited studies above on soy isoflavones and hot flushes stratified women according to equol status.
The role that soy isoflavones play in preventing osteoporosis remains to be fully elucidated (106
). Many in vitro studies using cell cultures of osteoclasts and osteoblasts (107
111
) and in vivo rodent models of ovarian estrogen-deficient osteoporosis (112
115
) have yielded convincing evidence that isoflavones reduce bone turnover. The approval in some countries of the synthetic isoflavone, Ipriflavone, for the treatment of osteoporosis gave support for investigations of soy isoflavones, even though a large multicenter 3-y study has subsequently found Ipriflavone to be ineffective and not without side effects (116
). Nevertheless, a number of bone and soy studies have thus far been performed with variable outcomes. Short-term studies of 12 wk or less in which surrogate markers of bone turnover such as urinary pyridinoline and deoxypyrodinoline cross-links, plasma/serum osteocalcin, alkaline phosphatase and insulin growth factor-1 were used have indicated reduced bone turnover when soy foods containing isoflavones were included in the diet (117
120
). Several studies of 9 mo duration or less have been completed (95
,121
,122
) since the landmark study by Potter et al. (123
) showed a bone-sparing effect of a diet containing 90 mg/d of soy isoflavones for 6 mo. All of these studies measured changes in bone mineral density (BMD) at various sites and results were conflicting, with 2 of the 4 showing no effect.
In the first 2-y study to be completed in which postmenopausal women were randomized to consume two 250 mL glasses of soymilk each day, either with or without isoflavones, bone loss measured by change in lumbar spine BMD was prevented by isoflavone-rich soymilk (124
). Lumbar spine BMD and bone mineral content (BMC) decreased 4.0 and 4.3%, respectively (P < 0.01) over the 2-y period in the group consuming soymilk with negligible amounts of isoflavones; this is close to the 57% loss in bone mass that would be normally expected in the first 2 y of natural menopause. By contrast, those consuming soymilk that contained 50 mg isoflavones showed increases of 1.1 and 2% in lumbar spine BMD and BMC, respectively. Thus soy protein with isoflavones, as opposed to without isoflavones, maintained stable bone mass over a 2-y period. It should be mentioned that this difference was not observed after 1 y. Given the slow rate of bone turnover, it is our opinion that the variability in data from previous bone studies is more likely a consequence of the short duration of dietary intervention with soy foods. However, the most striking observation from the study was that the "equol-producers," comprising 45% of the women, showed significant mean increases of 2.4 and 2.8%, respectively, for BMD and BMC in the lumbar spine, compared with increases of only 0.6 and 0.3% in those women who did not produce equol (Fig. 5
). These data indicate the importance of taking equol status into consideration in clinical studies investigating the effects of soy on bone turnover because there are clearly distinct differences in the responses.
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| Conclusions |
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| FOOTNOTES |
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3 Abbreviations used: BMC, bone mineral content; BMD, bone mineral density; Cl/F, clearance normalized to the bioavailable fraction (F); equol, 7-hydroxy-3-(4'-hydroxyphenyl)-chroman; ER, estrogen receptor. ![]()
Manuscript received 15 July 2002. Initial review completed 9 August 2002. Revision accepted 24 September 2002.
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