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(Journal of Nutrition. 2001;131:2429S-2432S.)
© 2001 The American Society for Nutritional Sciences


Supplement

Nutrition and Healthy Functioning in the Developing World1 ,2

Namvar Zohoori3

The Epidemiology Research Unit, Tropical Medicine Research Institute, Faculty of Medical Sciences, University of the West Indies, Mona, Kingston, Jamaica; the Department of Nutrition, Schools of Public Health and Medicine; and the Carolina Population Center University of North Carolina, Chapel Hill, NC, 27516

3To whom correspondence should be addressed. E-mail: NZohoori{at}uwimona.edu.jm.


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 Nutrition and functional status
 Other factors affecting...
 Summary and conclusions
 LITERATURE CITED
 
There is a general lack of data for studying the relationship between nutrition and healthy functioning among the elderly in developing countries. Nevertheless, knowledge of biological relationships from studies in other countries can be applied to gain an understanding of what can be expected in the developing world. In this respect, the concept of the nutrition transition is important. However, nutrition transition as related to elderly populations in developing countries has not yet been adequately studied. The developing world is not homogeneous with respect to patterns of nutritional status among the elderly, and problems of both under- and overnutrition exist among different populations of the elderly and both will be important factors for future functional status levels. In addition, there are many extrinsic factors (such as socioeconomic, political and cultural factors) in these countries that are even more important in determining nutritional status and its relation to function. Unless research and policy development in developing countries escalate and keep pace with the nutrition and demographic transitions in these countries, high levels of disability and dependency are likely in the near future.


KEY WORDS: • nutrition • functional status • developing countries • elderly


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 Nutrition and functional status
 Other factors affecting...
 Summary and conclusions
 LITERATURE CITED
 
Older populations in developing countries, as a whole, are growing more rapidly than those in more developed nations (1)Citation , with projections that by 2020, >70% of those 55 y and older will live in developing countries (2)Citation . A major concern regarding this dramatic increase in the numbers and proportions of older adults is the level of morbidity and associated reductions in functional ability in the elderly that can ensue. Healthy functioning in old age, therefore, must become an important goal for populations in developing countries.

A lengthy discussion of the definition and measurement of functional status is beyond the scope of this article. Suffice it to say that a number of scales and instruments exist with varying abilities to detect impairments (3)Citation . The more common among these are the Activities of Daily Living (ADL)4 , which consists of eating, bathing, transferring, bathing and using the toilet; the Instrumental Activities of Daily Living (IADL), which consists of cooking, shopping, managing money, and using the telephone and public transportation; and a number of physical performance measures, such as walking, chair stand and balance (3Citation ,4)Citation . Similarly, "disability," or "functional impairment," is also variously defined by different authors, but is commonly considered the need for assistance or inability to perform one or more ADL or IADL, depending on the study.

The relationship between nutrition and healthy functioning is as yet poorly understood. There are a number of major reasons for this. One is the paucity of databases in which both nutritional and functional variables are adequately included and measured, whether in developing or developed countries. In addition, these relationships are likely to be very complex with many interactions and multiple inputs at each level. The development of disabilities with aging is the result of impairments caused by a number of pathological conditions and chronic diseases. Poor diet and lack of physical activity are two of the most important known risk factors for development of chronic disease. Physical activity may also directly affect functional status through increased muscle mass and blood flow and improved coordination (5)Citation . Whether diet and nutritional status also have direct effects on functional status other than those through chronic diseases is yet to be determined.

The above-mentioned pathway from diet and physical activity to disease and disabilities is a biological one, common to all individuals regardless of socioeconomic and cultural settings. However, there are many extrinsic risk factors (such as demographic, socioeconomic, life-setting and cultural factors) that can influence the level and quality of diet, physical activity and health care and thus the risk of development of disabilities (6)Citation . The effects of these extrinsic factors are likely to be more pronounced in poorer, less developed countries, and they need to be considered as important risk factors when looking at nutrition and functional status of the elderly in these countries. This issue will be dealt with in more detail later in this article.


    Nutrition and functional status
 TOP
 ABSTRACT
 INTRODUCTION
 Nutrition and functional status
 Other factors affecting...
 Summary and conclusions
 LITERATURE CITED
 
In general, although there are a number of publications that describe poor nutritional status among the elderly and a few that report on functional status, there are two major shortcomings of this literature for the purpose of examining these factors in developing countries. First, there are very few characterizations of the relationship between the two, and second, for the most part these reports are from populations in industrialized countries.

A few studies have associated poor nutritional status with functional impairment. Reports include risks of functional impairment with a BMI > 30 (7)Citation , or in the upper quartile (8)Citation , or with a BMI of <20 (9)Citation . Also, a weight gain or loss of >10 lbs in 6 mo (10)Citation , loss of >10% in 6 mo (11)Citation or loss of even 3% per year (12)Citation have been shown to be associated with greater risks of functional impairment.

We have shown similar results in our studies in Russia, based on data from the Russia Longitudinal Monitoring Survey (RLMS). In this survey, among a nationally representative sample of 2,500 individuals over 55 y or age (see ref. 13Citation for more details on the RLMS), in multivariate logistic regression models, after adjusting for a number of chronic diseases and socioeconomic factors, a weight loss of >3 kg was significantly associated with an 87% higher risk of having a disability (defined in these analysis as needing assistance in, or being unable to perform, any one of the five ADL) 2 y later (Fig. 1Citation ). In this sample, we also found a marked dimorphism between sexes, with diabetes, anemia and weight gain being significant risk factors for subsequent disability among males, but not females; the only risk factor that was significant for both males and females was weight loss (Fig. 2Citation ).



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Figure 1. Multivariate odds ratios for disability in 1996 based on risk factors in 1994, adjusted for age, sex and income (RLMS). White bars indicate significant risk factors (P < 0.05).

 


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Figure 2. Multivariate odds ratios for disability in 1996 based on risk factors in 1994 by sex, adjusted for age and income (RLMS). For males, all risk factors are significant at P < 0.05. For females, only weight loss is significant.

 
There are hardly any published data with which to assess the association of nutritional status with functional status among the elderly in developing countries (14)Citation . Cross-sectional analysis of our data from the 1997 China Health and Nutrition Survey (containing some 2,000 individuals over age 55 y) indicate that among this sample, there is no contemporaneous association between BMI and ADL disability (Fig. 3Citation ). However, for IADL, these data indicate that there is a significant trend of increasing disability (again defined as needing assistance with, or being unable to perform, any one IADL) with decreasing BMI, and that chronic protein energy malnutrition (BMI < 18.6) is significantly associated with IADL disability.



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Figure 3. Prevalence of disability in ADL and IADL by categories of BMI (<18.6 = underweight; 18.6–25.0 = normal; 25.1–30.0 = overweight; >30.0 = obese) (China Health and Nutrition Survey, 1997). Nonparametric trends test for IADL significant at P < 0.05.

 
One main reason for the lack of combined data on diet and functional status in developing countries is that measuring and interpreting both dietary and functional status data are difficult in an international setting. Not only do foods vary greatly among cultures, but adequate and accurate enough food composition tables are also not available for many countries. Similarly, functional status instruments are difficult to standardize and validate across nations—many cultural factors impinge on the meaning and interpretation of questions. Moreover, even current instruments used in developed countries have had limited use and application in less developed countries. However, an indication of what functional status patterns might emerge in the near future can be had by looking at some of the current nutritional patterns in developing countries in light of the above-mentioned relationships. The concept of the nutrition transition, elucidated by Drewnowski and Popkin (15Citation ,16)Citation , points to the coexistence of states of over- and undernutrition in many parts of the developing world and the emerging problem of increasing prevalence of chronic diseases in these countries. At the same time, physical activity levels are on the decline (17)Citation . As these populations age, we can expect a mix of both undernourished and overweight older individuals, with resulting higher prevalences of disabilities in these populations.


    Other factors affecting nutrition and function in developing countries
 TOP
 ABSTRACT
 INTRODUCTION
 Nutrition and functional status
 Other factors affecting...
 Summary and conclusions
 LITERATURE CITED
 
The rapidity with which developing countries are aging (1)Citation poses a special problem for the elderly in these societies. Whereas the demographic transition in developed countries proceeded at a slow enough pace to allow the development of health, economic and social infrastructures to provide for the care of the emerging older population, the rapidity of the transition in developing countries precludes a similar development of services and attitudes. This condition, combined with varying cultural attitudes toward and expectations of the elderly (see Levkoff et al. [18Citation ] for a more detailed review of these factors), is likely to put the older person at particular risk of lack of nutritional and other forms of support from both the family and the state.

Demographic change.

There is general agreement among researchers that the declining birth rates that accompany population aging in many developing countries will result in fewer future caregivers for the elderly (19Citation ,20)Citation . While currently, in most countries, the trend of having fewer children poses greater insecurity for the elderly in terms of care and economic well-being, few attempts have been made to assess the impact of this decreasing fertility on family care for the elderly, and indications are that it varies among countries (18)Citation . In China, for example, the one-child policy puts at risk the informal social security system of the family, particularly if the one child is a girl (21)Citation . Increasing numbers of elderly, therefore, face the prospect of either living alone or being in the culturally undesirable position of living with their daughter’s family, with potential for social insecurity and psychological stress. In the U.S., eating alone has been shown to be associated with poorer nutritional status and functional limitations (22)Citation , and in developing countries with fewer economic resources and services, the result is likely to be more severe.

Health care and economics.

As populations in developing countries age, they are likely to go through two stages with respect to prevalence of disability. Initially, with the emergence of chronic diseases, it is likely that there will not be as much disability as in developed countries, because income and health care standards will not support frail elderly for too long and many disabled elderly will likely die rather than survive with their diseases into older age, as shown in Taiwan (23)Citation . However, as more health technology reaches populations and their standard of living improves, more frail elderly are likely to survive for longer periods of time (24)Citation . A number of studies have shown that in traditional societies, frail elderly are less respected and less valued than healthier elders and are subject to poor and death-hastening treatment (25Citation ,26)Citation . This results in poor nutritional and instrumental support with consequent declines in health and function.

National economies in many developing countries are unable to provide the elderly with social services and nutritional support, as does the Elderly Nutrition Program in the U.S. (27)Citation . Therefore, the elderly must depend on their own savings and familial ties for old age security. However, the processes of economic change, and a shift from rural agricultural economies to industrialization, has reduced the value of agricultural land and products, often owned by older individuals in poorer countries (28)Citation . In rural communities, which are disproportionately older in most of Africa, Asia and Latin America (20Citation ,29)Citation , social status and financial security of older individuals often depend on agricultural land and cattle (25)Citation . The resulting diminished status of the elderly in these traditional societies has been shown in a number of countries (25Citation ,30Citation ,31)Citation .

Migration, urbanization and education.

Migration and urbanization continue to grow most rapidly in low and middle income countries, particularly in Latin America and the Caribbean (18)Citation . A number of factors can operate here to affect the security, nutritional status and health of older persons in developing countries. First, urban migration of younger members of the family in search of higher education and income leaves the elderly prone to loneliness and lack of support. Second, higher educational status achieved by younger members of the family leads to a situation in which less educated elders are less valued and less respected (25)Citation , which has psychological, social and economic repercussions (32)Citation . Third, in situations in which the migrant is an older person, the shift to an unfamiliar and seemingly hostile urban environment leads to greater social isolation (33)Citation and is thought by some authors to lead to poorer mental and physical health (34)Citation .

Forced displacement, widowhood and psychological factors.

Generally, psychological factors assume greater significance in the nutritional and functional profiles of older persons as factors such as loneliness, bereavement and depression become more prevalent (35Citation ,36)Citation . Widowhood (especially late in life) and forced displacement (due to political conflicts or natural disasters) lead to psychological insults from which it is difficult to recover, and which have profound nutritional and health consequences. In traditional societies, as in Asia and Africa, widowhood, more frequently experienced by women, is an economically and socially vulnerable time of life with greater rates of depression and malnutrition. Wars and famines can act against the elderly as a form of forced triage phenomena, whereby the old and the frail are either left behind or not cared for, in favor of the younger and more fit majority (37)Citation . Even when included in relief efforts, older individuals are less likely to adapt to new environments and situations and are more likely to feel the negative consequences of leaving a familiar home environment (33Citation ,37)Citation .


    Summary and conclusions
 TOP
 ABSTRACT
 INTRODUCTION
 Nutrition and functional status
 Other factors affecting...
 Summary and conclusions
 LITERATURE CITED
 
There is a general lack of data for studying the relationship between nutrition and healthy functioning in developing countries. Nevertheless, knowledge of biological relationships from studies in other countries can be applied to gain an understanding of what can be expected in the developing world. In this respect, the concept of the nutrition transition is important. However, nutrition transition as related to elderly populations in developing countries has yet to be adequately studied. The developing world is not homogeneous with respect to patterns of nutritional status among the elderly, and problems of both under- and overnutrition exist among different populations of the elderly and both will be important factors for future functional status levels. In addition, there are many extrinsic factors (such as socioeconomic, political and cultural factors) in these countries that are even more important in determining nutritional status and its relation to function. Unless research and policy development in developing countries escalate and keep pace with the nutrition and demographic transitions in these countries, high levels of disability and dependency are likely in the near future.


    FOOTNOTES
 
1 Presented as part of the symposium "Nutrition and Aging in Developing Countries" given at the Experimental Biology 2001 Meeting, Orlando, FL, on April 3, 2001. The symposium was sponsored by the American Society for Nutritional Sciences. Guest editors for the symposium publication were Professor Barry M. Popkin, Department of Nutrition, University of North Carolina at Chapel Hill, NC, and Dr. Katherine Tucker, Human Nutrition Research Center, Tufts University, Boston, MA. Back

2 Supported in part by a grant from the National Institutes of Health (K01-AG00702). Back

4 Abbreviations used: ADL, Activities of Daily Living; IADL, Instrumental Activities of Daily Living; RLMS, Russia Longitudinal Monitoring Survey. Back


    LITERATURE CITED
 TOP
 ABSTRACT
 INTRODUCTION
 Nutrition and functional status
 Other factors affecting...
 Summary and conclusions
 LITERATURE CITED
 

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