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The Epidemiology Research Unit, Tropical Medicine Research Institute, Faculty of Medical Sciences, University of the West Indies, Mona, Kingston, Jamaica; the Department of Nutrition, Schools of Public Health and Medicine; and the Carolina Population Center University of North Carolina, Chapel Hill, NC, 27516
3To whom correspondence should be addressed. E-mail: NZohoori{at}uwimona.edu.jm.
| ABSTRACT |
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KEY WORDS: nutrition functional status developing countries elderly
| INTRODUCTION |
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A lengthy discussion of the definition and measurement of functional
status is beyond the scope of this article. Suffice it to say that a
number of scales and instruments exist with varying abilities to detect
impairments (3)
. The more common among these are the
Activities of Daily Living
(ADL)4
, which consists of eating, bathing, transferring, bathing and using the
toilet; the Instrumental Activities of Daily Living (IADL), which
consists of cooking, shopping, managing money, and using the telephone
and public transportation; and a number of physical performance
measures, such as walking, chair stand and balance (3
,4)
.
Similarly, "disability," or "functional impairment," is also
variously defined by different authors, but is commonly considered the
need for assistance or inability to perform one or more ADL or IADL,
depending on the study.
The relationship between nutrition and healthy functioning is as yet
poorly understood. There are a number of major reasons for this. One is
the paucity of databases in which both nutritional and functional
variables are adequately included and measured, whether in developing
or developed countries. In addition, these relationships are likely to
be very complex with many interactions and multiple inputs at each
level. The development of disabilities with aging is the result of
impairments caused by a number of pathological conditions and chronic
diseases. Poor diet and lack of physical activity are two of the most
important known risk factors for development of chronic disease.
Physical activity may also directly affect functional status through
increased muscle mass and blood flow and improved coordination
(5)
. Whether diet and nutritional status also have direct
effects on functional status other than those through chronic diseases
is yet to be determined.
The above-mentioned pathway from diet and physical activity to
disease and disabilities is a biological one, common to all individuals
regardless of socioeconomic and cultural settings. However, there are
many extrinsic risk factors (such as demographic, socioeconomic,
life-setting and cultural factors) that can influence the level and
quality of diet, physical activity and health care and thus the risk of
development of disabilities (6)
. The effects of these
extrinsic factors are likely to be more pronounced in poorer, less
developed countries, and they need to be considered as important risk
factors when looking at nutrition and functional status of the elderly
in these countries. This issue will be dealt with in more detail later
in this article.
| Nutrition and functional status |
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A few studies have associated poor nutritional status with functional
impairment. Reports include risks of functional impairment with a BMI
> 30 (7)
, or in the upper quartile (8)
, or
with a BMI of <20 (9)
. Also, a weight gain or loss of
>10 lbs in 6 mo (10)
, loss of >10% in 6 mo
(11)
or loss of even 3% per year (12)
have
been shown to be associated with greater risks of functional
impairment.
We have shown similar results in our studies in Russia, based on data
from the Russia Longitudinal Monitoring Survey (RLMS). In this survey,
among a nationally representative sample of 2,500 individuals over
55 y or age (see ref. 13
for more details on the
RLMS), in multivariate logistic regression models, after adjusting for
a number of chronic diseases and socioeconomic factors, a weight loss
of >3 kg was significantly associated with an 87% higher risk of
having a disability (defined in these analysis as needing assistance
in, or being unable to perform, any one of the five ADL) 2 y later
(Fig. 1
). In this sample, we also found a marked dimorphism between sexes, with
diabetes, anemia and weight gain being significant risk factors for
subsequent disability among males, but not females; the only risk
factor that was significant for both males and females was weight loss
(Fig. 2
).
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| Other factors affecting nutrition and function in developing countries |
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Demographic change.
There is general agreement among researchers that the declining birth
rates that accompany population aging in many developing countries will
result in fewer future caregivers for the elderly (19
,20)
.
While currently, in most countries, the trend of having fewer children
poses greater insecurity for the elderly in terms of care and economic
well-being, few attempts have been made to assess the impact of
this decreasing fertility on family care for the elderly, and
indications are that it varies among countries (18)
. In
China, for example, the one-child policy puts at risk the informal
social security system of the family, particularly if the one child is
a girl (21)
. Increasing numbers of elderly, therefore,
face the prospect of either living alone or being in the culturally
undesirable position of living with their daughters family, with
potential for social insecurity and psychological stress. In the U.S.,
eating alone has been shown to be associated with poorer nutritional
status and functional limitations (22)
, and in developing
countries with fewer economic resources and services, the result is
likely to be more severe.
Health care and economics.
As populations in developing countries age, they are likely to go
through two stages with respect to prevalence of disability. Initially,
with the emergence of chronic diseases, it is likely that there will
not be as much disability as in developed countries, because income and
health care standards will not support frail elderly for too long and
many disabled elderly will likely die rather than survive with their
diseases into older age, as shown in Taiwan (23)
. However,
as more health technology reaches populations and their standard of
living improves, more frail elderly are likely to survive for longer
periods of time (24)
. A number of studies have shown that
in traditional societies, frail elderly are less respected and less
valued than healthier elders and are subject to poor and
death-hastening treatment (25
,26)
. This results in
poor nutritional and instrumental support with consequent declines in
health and function.
National economies in many developing countries are unable to provide
the elderly with social services and nutritional support, as does the
Elderly Nutrition Program in the U.S. (27)
. Therefore, the
elderly must depend on their own savings and familial ties for old age
security. However, the processes of economic change, and a shift from
rural agricultural economies to industrialization, has reduced the
value of agricultural land and products, often owned by older
individuals in poorer countries (28)
. In rural
communities, which are disproportionately older in most of Africa, Asia
and Latin America (20
,29)
, social status and financial
security of older individuals often depend on agricultural land and
cattle (25)
. The resulting diminished status of the
elderly in these traditional societies has been shown in a number of
countries (25
,30
,31)
.
Migration, urbanization and education.
Migration and urbanization continue to grow most rapidly in low and
middle income countries, particularly in Latin America and the
Caribbean (18)
. A number of factors can operate here to
affect the security, nutritional status and health of older persons in
developing countries. First, urban migration of younger members of the
family in search of higher education and income leaves the elderly
prone to loneliness and lack of support. Second, higher educational
status achieved by younger members of the family leads to a situation
in which less educated elders are less valued and less respected
(25)
, which has psychological, social and economic
repercussions (32)
. Third, in situations in which the
migrant is an older person, the shift to an unfamiliar and seemingly
hostile urban environment leads to greater social isolation
(33)
and is thought by some authors to lead to poorer
mental and physical health (34)
.
Forced displacement, widowhood and psychological factors.
Generally, psychological factors assume greater significance in the
nutritional and functional profiles of older persons as factors such as
loneliness, bereavement and depression become more prevalent
(35
,36)
. Widowhood (especially late in life) and forced
displacement (due to political conflicts or natural disasters) lead to
psychological insults from which it is difficult to recover, and which
have profound nutritional and health consequences. In traditional
societies, as in Asia and Africa, widowhood, more frequently
experienced by women, is an economically and socially vulnerable time
of life with greater rates of depression and malnutrition. Wars and
famines can act against the elderly as a form of forced triage
phenomena, whereby the old and the frail are either left behind or not
cared for, in favor of the younger and more fit majority
(37)
. Even when included in relief efforts, older
individuals are less likely to adapt to new environments and situations
and are more likely to feel the negative consequences of leaving a
familiar home environment (33
,37)
.
| Summary and conclusions |
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| FOOTNOTES |
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2 Supported in part by a grant from the National
Institutes of Health (K01-AG00702). ![]()
4 Abbreviations used: ADL, Activities of Daily
Living; IADL, Instrumental Activities of Daily Living; RLMS, Russia
Longitudinal Monitoring Survey. ![]()
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