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(Journal of Nutrition. 2001;131:2215-2218.)
© 2001 The American Society for Nutritional Sciences


Research Communication

Indirect Calorimetry Protocol Development for Measuring Resting Metabolic Rate as a Component of Total Energy Expenditure in Free-Living Postmenopausal Women1

Neilann K. Horner*, Johanna W. Lampe*,{dagger}, Ruth E. Patterson*,{dagger}, Marian L. Neuhouser*2, Shirley A. Beresford*,{dagger} and Ross L. Prentice*

* Fred Hutchinson Cancer Research Center, Cancer Prevention Research Program and the {dagger} Department of Epidemiology, University of Washington, Seattle, WA 98109-1024.

2To whom correspondence should be addressed. E-mail: mneuhous{at}fhcrc.org


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
An objective measure of energy intake is needed in epidemiologic studies to evaluate random and systematic error associated with dietary self-report tools. Total energy expenditure in weight-stable humans is accepted as a measure of energy intake, but doubly labeled water remains cost prohibitive for large studies. Our purpose was to develop a practical indirect calorimetry (IC) protocol for estimating resting metabolic rate (RMR) in free-living, postmenopausal women. We conducted duplicate IC measures 1 wk apart using a canopy system on 102 women ages 50–79 y from the Seattle area. We compared RMR for 0–5, 5–10, 5–15, 5–20, 5–25, 5–30, and 0- to 30-min IC segments and segments meeting stability criteria. The mean RMR for the first 5 min was significantly higher than other time segments (P = 0.001). Correlation coefficients between duplicate measures were high (r = 0.90). Use of defined stability criteria produced RMR measures that were 10–30 kcal (42–126 kJ) higher than the 5- to 10-min RMR measures and 40–60% of subjects did not achieve these stability criteria. For protocols including IC to assess RMR as a component of total energy expenditure in free-living, postmenopausal women, a single 10-min canopy study, excluding the first 5 min of data, produces reliable results with minimal subject burden.


KEY WORDS: • indirect calorimetry • energy expenditure • postmenopausal women • dietary intake reporting error


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Accurately assessing energy intake in epidemiologic studies is limited by the measurement error associated with instruments such as food records and food frequency questionnaires (1Citation ,2)Citation . Random error in self-reported dietary intake has been recognized for many years. However, recent studies using objective measures indicate that energy intake is generally underreported and that underreporting varies by subject characteristics (3Citation 4Citation 5Citation 6Citation 7)Citation . These various sources of error threaten inferences made about dietary exposure and disease relationships in studies that rely upon self-reported dietary intake. Therefore, large-scale epidemiologic studies should likely include objective measures of energy intake and other dietary exposures for characterization of the error specific to the dietary assessment instrument being used and to the population under study. Such objective measures, on appropriate subsamples, can then be used to calibrate the self-report data and to adjust exposure-disease association estimates.

Measuring total energy expenditure (TEE)3 in weight-stable subjects has been accepted as an objective proxy for energy intake (8)Citation . Prediction equations offer a quick, low cost approximation of energy expenditure but require an estimate of activity-related energy expenditure. In addition, many of these equations were derived using a narrow age range of Caucasian subjects and, therefore, may not adequately represent specific population groups being studied. Doubly labeled water provides an integrated measure of TEE that includes resting metabolic rate (RMR), all activity-related energy expenditure and the thermic effect of food over a 1- to 2-wk period without undue subject burden (9)Citation . However, oxygen-18 and isotope ratio mass spectrometry analyses remain extremely costly for large-scale studies. Additionally, a recent shortage of oxygen-18 isotope has limited the incorporation of doubly labeled water techniques in study protocols (10)Citation .

Another practical and objective measure of TEE can be achieved by combining measures of RMR with measures of activity-related energy expenditure and an estimate of the thermic effect of food (11)Citation . RMR represents ~60–75% of TEE and is typically measured using indirect calorimetry (IC), which derives expenditure estimates from oxygen consumption (VO2) and carbon dioxide production measures from expired gases (12)Citation . The bulk of IC work published addresses energy needs of metabolic unit or hospitalized patients. However, IC has been used in small studies to measure RMR in healthy individuals (13Citation 14Citation 15)Citation , in larger studies aimed at producing or assessing prediction equations for RMR (16Citation 17Citation 18Citation 19)Citation , and in conjunction with doubly labeled water to estimate activity-related energy expenditure (20Citation ,21)Citation . In the above instances, the IC protocols were quite demanding and constituted significant subject burden.

The aim of this article is to develop IC protocols that are practical for use in large-scale studies and produce reliable estimates of RMR in free-living, postmenopausal women. Specifically, we address the following: 1) the length of the data collection period; 2) the value of duplicate measures; and 3) the pros and cons of conducting IC until achievement of specific steady-state criteria for minute ventilation (VE), VO2 and respiratory quotient (RQ). Streamlining the IC protocol for use in public health research may translate into substantial resource savings and reduction of subject burden in large-scale studies for which doubly labeled water is not an option.


    MATERIALS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Subjects.

This project was part of a larger study of biomarkers and dietary self-report among postmenopausal women. Subjects were 102 female volunteers 50–79 y old from the greater Seattle area. Postmenopausal was defined as greater than or equal to 55 y of age or at least 12 mo since last menses. Women were recruited through direct mailings using the Washington State Department of Licensure list, flyers and newspaper advertisements. Those interested in participating contacted us by phone. We provided callers with a description of the study and screened for history of conditions that might interfere with nutrient utilization or RMR measurements (bowel disease, diabetes or hypoglycemia, renal disease, chronic lung disease, liver disease, claustrophobia, weight change in excess of 4.5 kg in the 2 mo before enrollment and alcohol intake > 2 servings per day). The Institutional Review Board of the Fred Hutchinson Cancer Research Center approved all procedures.

Protocol.

Eligible women agreeing to participate were mailed questionnaires and urine collection materials. They were scheduled for two fasting visits 1 wk apart during which IC, height, weight, hip and waist measurements were taken. Each woman completed a 24-h urine collection at home before each visit. RMR was measured using a VMAX 2900 indirect calorimeter and standard manufacturer calibrations were performed (Sensormedics, Loma Linda, CA). One trained technician conducted all IC measurements.

Subjects were instructed to abstain from food and beverages, except water, for a minimum of 8 h, and to avoid strenuous activity for 48 h before each visit. Before IC, subjects rested quietly in a recliner for 30 min in a thermally neutral testing room and were provided an explanation of procedures. The mixing chamber pump was turned on and the plastic canopy was placed over the reclined subject’s head and neck with the vinyl skirt covering the torso. Two minutes of data were allowed to expire before initiating formal data collection to allow for acclimation to the apparatus. Data points were collected every 30 s and steady-state was defined as 10 min during which the volume of oxygen consumed, VE and RQ did not vary >10%. If 10 min of ‘steady state’ was achieved by 30 min of data collection, the test was concluded. If not, the test was continued until 10 min of ‘steady state’ was achieved or at 45 min of data collection, whichever occurred first.

Body composition was estimated using urinary creatinine from duplicate 24-h urine collections. Urinary creatinine concentrations were determined by a kinetic modification of the Jaffe alkaline picarate reaction on a Cobas Mira Plus Analyzer (Roche Diagnostics, Brandburg, NJ). The interassay coefficients of variation for low, medium and high urine quality control pool levels were 1.2%, 1.6% and 1.6%, respectively. Daily creatinine excretions were excluded if <780 mg/d or if urine collections were <23 h or >25 h (22)Citation . We excluded values for seven women due to incomplete urine collections. Fat-free mass (FFM) was calculated using Welle’s formula for older adults (23)Citation . We derived fat mass (kg) and % body fat from FFM (weight - FFM = kg fat; kg fat/weight x 100 = % body fat).

Statistical analyses.

Analytical goals included determining whether there was any advantage to conducting IC for a specified length of time or until achievement of defined stability criteria. RMR for segments had near normal distributions with slight left shifts. We used the natural logarithmic transformation of all RMR to improve normal distribution approximations, followed by paired t test comparisons. Pearson correlation coefficients comparing mean RMR and body composition indices were calculated using the 5- to 10-min and 5- to 30-min IC segments. We first compared various lengths of the IC testing period during any one clinic visit to determine whether longer data collection produced significantly different RMR. We then compared visit 1 time segments with those of visit 2 to ascertain whether significant differences could be detected. To determine whether more stringent stability definitions would produce different RMR estimates, we compared RMR conforming to each of the definitions by visit and as a two-visit mean. To assess bias, we compared mean differences between measured (time segments and segments meeting each stability definition) and predicted RMR from four published equations. Pearson correlation coefficients were calculated between predictive equation RMR and measured RMR for visit 1, visit 2 and a 2-d mean. We excluded RMR measurements from one subject because she was unable to achieve a resting state during the second visit. All analyses were performed using SAS, Version 6.12 (SAS Institute, Cary, NC). Statistical significance of difference was defined as P < 0.05. Values are means ± SD.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The age of this sample of 101 postmenopausal women was 62.5 ± 8.2 y, 94% were Caucasian, and 62% had a college education. Thirty-one percentage of women were classified as having low to normal (<23.1 kg/m2) body mass index, 34% as high to normal (>=23.1 to <27.3 kg/m2), 20% as overweight (>=27.3 to <32.2 kg/m2), and 15% as obese (>32.2 kg/m2) using the Surgeon General’s Report on Nutrition and Health categories (24)Citation . FFM in this group was 47.3 ± 4.7 kg, percent body fat was 32.4% ± 10%, and mean body surface area was 1.79 ± 0.18 m2. All subjects met or exceeded the 8-h fast before IC (8.5–17.0 h; mean: 12.6 ± 1.6 h). RMR recorded from 5 to 10 min was positively correlated with FFM (r = 0.62, P < 0.0001), body mass index (r = 0.67, P < 0.0001), body surface area (r = 0.83, P < 0.0001) and percent body fat (r = 0.36, P < 0.0002). Relationships between these measures and the mean RMR recorded from 5 to 30 min were almost identical (data not shown.)

Table 1Citation gives percentages of subjects meeting varying degrees of steady-state criteria.

Stringent steady-state criteria (10 min with VO2, VE and RQ varying <5%) were too difficult for most women to achieve, even after 45 min of data collection. Conversely, nearly all women achieved 5 min with <10% variability in VO2, VE and RQ. In general, more subjects achieved steady-state criteria more quickly and more often at visit 2 than at visit 1. For subjects not achieving 10 min with <10% variability in VO2, VE and RQ by 30 min, we observed a mean increase of 3–6 kcal (13–25 kJ) in RMR when we continued IC until either this criteria was achieved or 45 min elapsed (P = 0.005; data not shown).


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Table 1. Postmenopausal women (n = 101) achieving specific steady-state criteria (<5 or 10% variation in minute ventilation, oxygen consumption and respiratory quotient for 5 and 10 minutes) at each visit by 15-min intervals of indirect calorimetry measurement1

 
To investigate the effect of using different IC data collection periods and a second IC measure, we compared RMR by time segment both between and within the two clinic visits (Fig. 1Citation ). Within visit 1, the RMR for 0–5 min and 0–30 min were higher than segments that excluded the first 5 min. Compared with visit 1, RMR were lower at visit 2 for the 0–5 (P = 0.001), 5–15 (P = 0.04), and 0- to 30-min (P = 0.05) segments. RMR calculated from the full length of IC (entire study) were lower for visit 2 (P = 0.06). RMR correlations between visits ranged from 0.86 to 0.92 by time segment (data not shown). Based on these results, we chose the 5- to 10-min time segment of measurement for additional RMR comparisons because it was the least burdensome and produced RMR estimates that were not different from values generated from longer data collection.



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Figure 1. Comparison of mean RMR by time segment between and within visits in a sample of 101 postmenopausal women. Values are means ± SD. kcal x 4.18 = kJ. A–CVisit 1 factors that do not share a letter differ at the P < 0.05 level. a–cVisit 2 factors that do not share a letter differ at the P < 0.05 level. *Asterisks refer to between-visit differences for the time segment at the P < 0.05 level.

 
RMR for the three achievable stability definitions (5 and 10 min with <10% variation in criteria, and 5 min with <5% variation in criteria) were compared using paired t tests and were not different between or within visits, although fewer women achieved the narrower criteria so power was limited. Pearson correlation coefficients for the stability segment RMR from visits 1 and 2 were similar to those for time segments of IC not held to specific steady-state criteria (r = 0.91; data not shown).

Table 2Citation gives mean differences between predicted RMR using equations of Harris and Benedict (25)Citation , Mifflin et al. (16)Citation , World Health Organization (26)Citation and Arciero et al. (17)Citation and measured RMR. Predicted RMR were 100–200 kcal (418–836 kJ) higher than measured values using the 5- to 10-min segment of IC from each visit and a two-visit mean (P = 0.0001). RMR measured from segments that met the three achievable definitions of steady-state were 10–30 kcal (42–126 kJ) closer to predicted values. However, differences between measured and predicted RMR remained (P < 0.02; data not shown).


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Table 2. Differences between predicted resting metabolic rates from prediction equations and measured resting metabolic rate using data from the 5- to 10-min indirect calorimetry segment in a sample of 101 postmenopausal women123

 
We compared two-visit mean, measured RMR by time segments and segments meeting steady-state criteria definitions with each of four published RMR prediction equations (data not shown). Pearson correlation coefficients increased slightly from r = 0.77 to r = 0.80 with IC length for each visit. Two-visit RMR resulted in slightly higher correlation coefficients (r = 0.78–0.84) with predicted values by time segment. Ten minutes with < 10% criteria variation improved correlations with predicted RMR values (r = 0.86–0.89); however, it was achieved by only 43% of the sample.


    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
These data suggest that IC measurements longer than 10 min, when the standardized preparation protocol described is in place, offer little improvement in RMR estimates while increasing subject burden. Small differences in mean RMR seen when IC is conducted for various lengths of time, although statistically significant, are likely to be inconsequential in the overall TEE calculation that includes the highly variable activity-related energy expenditure component. We saw more reactive RMR data during the first 5 min of measurement as described by Isbell et al. (27)Citation , suggesting it may not reflect RMR and should be discarded (14Citation ,27)Citation .

At the second visit, we observed that more subjects were able to achieve stability criteria by 30 min and there was a 10- to 20-kcal (42–84 kJ) reduction in mean RMR compared with the first visit. This is thought to reflect reduced subject anxiety related to familiarity with the study protocol. Others working with healthy volunteers (14)Citation have reported this adaptation or training effect. These findings indicate that addressing subject orientation/anxiety is important when designing IC protocols in free-living groups. Nonetheless, the average difference in RMR between the two visit measures was <20 kcal (84 kJ) and correlation coefficients between the two visits were ~0.90, which suggest that doing a second measure is of limited value. We found that conducting IC to achieve predetermined steady-state criteria offered few improvements in RMR accuracy, increased subject burden and would reduce sample size because some subjects were unable to meet the criteria.

This study offers recommendations for minimizing subject burden in IC protocols without sacrificing measurement quality for inclusion in TEE calculations. However, our study had several limitations. We compared time segments of continuous IC studies instead of conducting studies of various lengths on each subject, which may underestimate differences that occur when the shorter measures are taken. Also, we only assessed RMR measures using different IC study lengths, duplicate measures and three steady-state criteria definitions. We did not explore various lengths of relaxation before measurements. Both the 30-min relaxation period and the IC measurement were conducted while the participant was reclining in a recliner rather than lying flat. This may have increased variability. Additional measurement of subjects not able to achieve 10 min with <10% variability in VE, VO2 and RQ within 30 min resulted in an increase in RMR of only 3–6 kcal (13–25 kJ; P = 0.005), a clinically unimportant difference.

It is interesting to note that our measured RMR tended to be 100–200 kcal (418–836 kJ) less than predicted values from equations despite attention to standardized protocols and environment. Equations were selected for breadth of use and for including postmenopausal women in derivation but were derived by fitting IC data and have inherent limitations. The equation of Arciero et al. (17)Citation was based on data most similar to our sample with 75 women, 50–81 y old, using a canopy system. However, the women in the sample of Arciero et al. (17)Citation were smaller with lower FFM (43.8 ± 4 kg) compared with the crudely estimated FFM in our sample (47.3 ± 4.7 kg). Their studies were conducted under inpatient conditions, which should theoretically produce RMR 8% lower than a free-living protocol. The equation of Harris and Benedict (25)Citation includes few postmenopausal women (n = 16) and would be expected to overestimate RMR for our sample. The World Health Organization (26)Citation equation is known to overestimate RMR in North Americans and data on those older than 60 y are limited. The equation of Mifflin et al. (16)Citation was developed with a reasonable number of postmenopausal women (n = 50) representing a wide weight range (46–120 kg) and likely offers the best comparison.

These results suggest that for public health protocols including IC to assess RMR as a component of TEE in postmenopausal women, a 10-min canopy study (excluding the first 5 min of data collection) produces reliable results with minimal subject burden. Most free-living postmenopausal women, after following the protocol outlined, were able to achieve 5 min of <10% criteria variation by 45 min, but use of these criteria offered no additional precision and clinically unimportant differences in mean RMR measures. More stringent steady-state criteria were not feasible for 40–60% of the sample. Although our suggestions result in a considerably shorter IC protocol, additional time savings may be feasible by streamlining other aspects of the preparation protocol.


    FOOTNOTES
 
1 Supported by funds from the Fannie E. Rippel Foundation, Fred Hutchinson Cancer Research Center and the National Cancer Institute (Grant R03 CA 80648). Back

3 Abbreviations used: FFM, fat-free mass; IC, indirect calorimetry; RMR, resting metabolic rate; RQ, respiratory quotient; TEE, total energy expenditure; VE, minute ventilation; VO2, oxygen consumption. Back

Manuscript received February 20, 2001. Revision accepted May 28, 2001.


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