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Department of Nutrition and Center for Epidemiological Studies in Health and Nutrition, School of Public Health, University of São Paulo, São Paulo, Brazil and * Department of Nutrition, School of Public Health, UNC-CH and Fellow, Carolina Population Center, University of North Carolina at Chapel Hill, Chapel Hill, NC 27599
2To whom correspondence and reprint requests should be addressed at University of São Paulo, Department of Nutrition, School of Public Health, Ave. Dr. Arnaldo, 715-01246-904 São Paulo, Brazil. E-mail: carlosam{at}usp.br.
| ABSTRACT |
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30 kg/m2) were assessed through
logistic regression analyses that controlled for age, ethnicity,
household setting (urban or rural) and either education or income. The
risk of obesity in men strongly increased with income in the two
regions. The level of education did not influence the risk of male
obesity in the less developed region but, in the more developed one,
better-educated men had slightly less chance to be obese. In the
less developed region obesity in women was strongly associated with
both income (direct association) and education (inverse association).
In the more developed region only the womens education influenced the
risk of obesity, and the association between the two variables was
inverse and strong as in the less developed region. Findings from this
study reveal a scenario that is far from what has been generally
admitted for the social distribution of obesity in the developing
countries. They indicate that in transition societies income tends to
be a risk factor for obesity, whereas education tends to be protective
and that both gender and level of economic development are relevant
modifiers of the influence exerted by these variables.
KEY WORDS: income education obesity Brazil
| INTRODUCTION |
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In developed countries there is vast evidence of a consistent strong
inverse association between different measures of socioeconomic status,
including income and education levels, and the risk of womens
obesity, whereas weaker and more variable association with
socioeconomic status characterizes obesity in men (Sobal and Stunkard 1989
).
There is much less empirical research on socioeconomic determinants of
obesity in developing countries. Although a review of the modest
published literature on this topic may point to a general positive
association between socioeconomic status and obesity in both men and
women (Sobal and Stunkard 1989
, Popkin et al. 1995
), that may be not true for all developing societies. For
instance, an analysis of national data collected in the mid-1990s by
demographic health surveys of women of childbearing ages from Latin
America and the Caribbean revealed an inverse association between
education levels and obesity in five of the nine studied countries
(Martorell et al. 1998
). In urban areas of Brazil, over
the period 19891997, increases in the prevalence of obesity have been
relatively higher for the poorest population strata. This trend
determined the attenuation of the positive association between obesity
and income in men and reverted into negative the same association in
women (Monteiro et al. 2000a
).
In fact, the distinct and changing economic, social and cultural environments, which characterize the so-called developing countries, point to the existence of diversified, complex and dynamic patterns of social determination of obesity. Moreover, the regional heterogeneity that usually exists within the developing countries, coupled with possibly existing gender differences in the relationship between socioeconomic variables and obesity, may produce in a single country a mosaic of situations. In more specific terms it is reasonable to expect in any developing society, only up to a certain level of economic and technological development, that the level of material wealth remains the basic determinant of how much food an individual may obtain and how much energy he or she will spend along the day. Beyond that level, differences in income will determine distinct access to several commodities but not necessarily to food, particularly staple food, and energy expenditure during the work will tend to converge to low or moderate values in all social classes. In this situation rich and poor will tend to be equally exposed to obesity. As economic development progresses, the energy balance of the individuals will be less and less dependent on access to food and type of work and more on informed choices regarding food intake (type and quantity) and levels of energy expenditures outside work (during leisure for instance). In this new context education rather than income will influence the risk of obesity. Empirical research in developing societies is obviously needed to confirm these transition hypotheses as well as to identify the transition stages faced by specific countries or regions in the countries. This study was designed to assess the independent role played by income and by education on the risk of obesity in men and women living in the mid-1990s in the less economically developed (northeast) and the more economically developed (southeast) regions of Brazil.
| MATERIALS AND METHODS |
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Data used in this study come from a World Bank Living Standard
Measurement Survey (LSMS) undertaken in Brazil from March 1996 to March
1997 (IBGE 1998). This survey was executed by the
Instituto Brasileiro de Geografia e Estatística (IBGE), the
federal agency in charge of national statistics in Brazil. The LSMS
studied a random sample of households located in two of the five
macroregions of Brazil: the northeast and the southeast. The reason to
choose these two regions was twofold: 1) they are the two
most populated regions in Brazil and together they correspond to more
than two thirds of the total countrys population, and 2)
they represent the less economically developed (northeast) and the more
economically developed (southeast) regions in the country. The gross
per capita regional product in the southeast is almost threefold higher
than that in the northeast, which reflects a large regional gap in
family income, formal employment opportunities, salaries, literacy and
education levels (Lavinas and Magina 1996
).
Probabilistic multistage stratified clustering sampling procedures were employed to select the households studied in the two regions. These procedures included the previous constitution of five strata in each region (three metropolitan areas, all other cities and all rural areas) and the random selection of 60 census tracts (clusters) within each strata and eight households within each cluster, except for the rural areas where 30 census tracts and 16 households per tract were selected. Total sampled households were 2452 in the northeast and 2441 in the southeast. Although the LSMS collected anthropometric data for all household members, this study is restricted to the sample of adults aged 20 y or over. Sampled adults in this age group, already excluding pregnant women, were 5648 in the northeast and 5385 in the southeast. The coverage attained by the anthropometric examination in adults was around 90% in the two regions and data on family income were obtained for nearly 95% of the examined individuals. The lack of anthropometry was not associated with income groups and the weight and height distributions of individuals with unknown income were similar to the ones found when income was informed. The other data relevant to this studyyears of schooling, age, ethnicity and urban or rural household settingwere obtained for the totality of the studied individuals. The number of individuals with complete demographic, socioeconomic and anthropometric data, used in the multivariate analyses, were 4559 in the northeast (1971 men and 2588 women) and 4838 in the southeast (2289 men and 2549 women).
Data collection
Weight and height measurements were obtained at the households by pairs of trained and standardized interviewers. Weight was measured using microelectronic scales to weigh up to 150 kg with intervals of 100 g with the individuals wearing light clothes and no shoes. Height was measured in barefooted individuals with the head held in the Frankfort plane using portable stadiometers with the capacity to measure up to 200 cm with intervals of 0.1 cm. Socioeconomic and demographic data were obtained using standardized IBGE questionnaires. Family income took into consideration all possible sources of income and per capita income was the result of the division of total family income by the number of residents in the household. Age of all individuals was calculated based on birth certificate or equivalent documents. Ethnicity categories were solely based on the color of the skin of the interviewed: white, black (including mulattos) and other (mostly Asian and indigenous populations). Because the category "others" was very rare (0.1% in the northeast and 0.6% in the southeast), only two ethnic categories were considered: white and nonwhite. Households were classified as urban or rural according to official classification of the census tract where the household was located.
Data analysis
Obesity status, the dependent variable of our study, was
evaluated based on the individuals body mass index (BMI, weight in kg
divided by the squared height in meters). Following largely accepted
international recommendations, both adult men and adult women were
classified as obese when their BMI was higher than or equal to 30
kg/m2 (WHO 1995
,
1998
). Two potential predictors of adult obesity were
considered in this study: levels of family income and levels of formal
education. Both income and education levels were established based on
quartiles of the variable distribution observed in each region. Besides
allowing for an optimum sample size in each income and education
category, this procedure provides meaningful levels of the predictors
in each region. Age group (2024, 2534, 3544, 4554, 5564 and
65 y and over), household setting (urban or rural) and ethnicity
(white or nonwhite) were control variables for the association between
predictors and obesity. Independent effects of income and education on
the risk of obesity were evaluated in each region, separately for men
and women, through unconditional logistic regression analysis and
corresponding adjusted odds ratios with 95% confidence intervals. The
statistical significance of the association between income and
education and the risk of obesity was assessed through the test of
Wald. When appropriate, tests for linear trends were calculated by
unfactoring the ordered income and education categories. Simple chi
square tests were employed to assess the statistical significance of
differences between the northeastern and the southeastern adult
population with regard to the distribution of demographic and
socioeconomic characteristics and intervals of the body mass index.
| RESULTS |
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30.0 kg/m2) is almost twofold higher in the
southeast for males and similar in the two regions in the case of
females. On the other hand, the prevalence of both male and female thin
individuals (BMI < 18.5 kg/m2) is almost
50% higher in the northeast than in the southeast [this BMI cutoff is
used by the World Health Organization (1995
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In the case of northeastern females, obesity tends to increase with income (from 7.8% to 14.2%) and to decrease with education (from 14.5% to 10.0%). Both the crude and the adjusted analyses of the risk of obesity indicate a significant direct association with income and a significant inverse association with education. For this female population moving from the first to the fourth income quartile more than doubles the chance to be obese (adjusted odds ratio: 2.33, 95% CI 1.154.71), whereas the analogous movement with regard to education more than halves that chance (adjusted odds ratio: 0.44, 95% CI 0.230.85). In the case of southeastern females, the crude analyses reveal an inverse association between obesity risk and increases in both income and education, although a clear doseresponse effect is seen only with increases in education (prevalence of obesity declines from 18.2% to 6.3% as we move from the better-educated to the poorly educated women). The adjusted analyses confirm that education, rather than income, protects southeastern women against obesity. For these women moving from the first to the fourth education quartile more than also halves the risk of obesity (adjusted odds ratio: 0.42, 95% CI 0.230.77).
| DISCUSSION |
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This study more rigorously looks at a key dimensionthe independent
influence on obesity exerted by income and education. To accomplish
this we applied multivariate analyses on demographic, socioeconomic and
anthropometric data collected from representative samples of men and
women living in the less and the more economically developed region of
Brazil. In the less developed region female obesity was positively
associated with income and negatively associated with education,
whereas obesity in men was associated only with income (positively, as
in women). In the more developed region obesity in women was associated
only with education (negatively, as in the less developed region),
while obesity in men was positively associated with income and, to a
certain extent, negatively associated with education. These findings
reveal a scenario, which is very far from what has been generally
reported for the social distribution of obesity in the developing
countries (Sobal and Stunkard 1989
, Popkin et al. 1995
). They also confirm our hypotheses that in transition
societies income tends to be a risk factor for obesity while education
tends to be protective and that both gender and level of economic
development are relevant modifiers of the influence exerted by these
variables. They also indicate that, similar to what is often found in
higher income countries, women tend to shift their diet and activity
patterns more rapidly than do men.
The scarcity of population-based studies on the socioeconomic
determination of obesity in the developing countries and the fact that
most existing studies in the developed countries do not address the
independent influence of income and education, but rather use these
variables as indiscriminate "markers" of socioeconomic status
(Sobal and Stunkard 1989
, Popkin et al. 1995
, Stunkard 2000
), make difficult the
comparison of the findings we obtained in Brazil.
One of the few studies, which looked for the independent effect of
income and education on obesity, used data from successive
cross-sectional national surveys of the U.S. adult population
(Flegal et al. 1988a
, 1988b
). The study
showed that in the second national health and nutrition examination
survey (NHANES II, 19761980) BMI and skinfold thickness in women were
independently associated with education (a strong negative association)
but not with income, whereas in men the same obesity indicators were
independently associated with income (a slight positive association)
but not with education: in sum, a pattern of socioeconomic associations
with obesity not different from what we found in the more economically
developed region of Brazil. It is interesting to note that the negative
association between womens obesity and education became stronger in
the United States over the period 19601980 while the differentiation
of female BMI by income category decreased. In the U.S. male
population, over the same period, the slight positive association of
obesity indicators with income remained unchanged and a slight positive
association with education was reverted into a slight negative
association. This indicates that the pattern of socioeconomic
associations with obesity presently found in the less economically
developed region in Brazil could be similar to the one prevailing
decades ago in the United States.
A recent multivariate analysis of national data for women ranging in
age from 15 to 45 y collected by demographic health surveys in
nine Latin American and Caribbean countries (including Brazil)
confirmed the existence of complex and diversified patterns of
socioeconomic associations with obesity in the developing countries
(Martorell et al. 1998
). As normally admitted for these
countries, a proxy of income (number of possessions plus home
characteristics) was found positively and significantly related to
womens obesity in eight of the nine studied countries. However, in
five of the nine countries (Brazil, Colombia, Dominican Republic,
Honduras and Mexico), after controlling for income, formal education
appeared negatively and significantly associated with obesity. In only
two countries (Guatemala and Haiti, probably the two countries
undertaking the earliest stages of the nutrition transition) formal
education remained positively and significantly associated with obesity
after the income control. A more detailed analysis of data collected by
the Brazilian demographic health survey demonstrated that, for women
living in the more modern parts of Brazil (e.g., urban areas, where
three quarters of the population is concentrated), both formal
education and access to information (habit of reading newspaper and
watching TV cultural-educational programs) were independently and
negatively associated with obesity (Monteiro et al. 2000b
).
The positive association between income and obesity and the absence of
independent effects of education, as was described in the present study
for the less developed male population of Brazil, resembles the pattern
of associations usually ascribed for developing countries and it is
easily understandable: absolute poverty limits in an absolute way food
availability besides inducing high energy expenditures. (Sobal and Stunkard 1989
). In the other extreme the negative
association between education and obesity and the lack of an
independent income influence, as found for the female population in the
more developed region, resembles the pattern observed in several
developed countries and could also be easily explained by the expected
associations between levels of education and diet and nutrition
knowledge, concern with weight control and standards of physical
attractiveness (Sobal and Stunkard 1989
). In the middle
of this we found a more complex pattern of socioeconomic relationships
with obesity, in which a linear positive association with income
appears coupled with an also linear but negative association with
education. This pattern, found in women from the less developed region
and in men from the more developed one, may reflect intermediate stages
of the nutrition transition where energy intake and energy expenditures
are influenced simultaneously (but in inverse directions) by both
income-related and education-related factors. Secular trend
analyses of the socioeconomic determination of obesity in the two
regions, presently being carried out using additional data collected by
the national health and nutrition surveys of 1975 and 1989, should
better clarify the plausibility of this transition hypothesis.
Regardless of the reasons explaining the complex and diversified patterns of socioeconomic associations of obesity found in Brazil (and, possibly, in other Latin American and Caribbean countries), two main public health implications arise from our findings. The first is that Brazil and other similar developing countries should carefully monitor their populations with regard not only to the prevalence of obesity but also to its social distribution. Ignoring the social distribution of the disease or assuming patterns of distribution reported in other countries may determine the wrong targeting of interventions and the consequent reduction of their effectiveness. The second implication is the indication that in countries like Brazil both low and high income individuals are or tend to be equally vulnerable to obesity and access to education/information appears to be the key element to control the disease, particularly in women.
| FOOTNOTES |
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