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Risk Factor Monitoring and Methods Branch, National Cancer Institute, Bethesda, MD 20892-7344 and * Economic Research Service, U.S. Department of Agriculture, Washington, DC
2To whom correspondence should be addressed. E-mail: sk52r{at}nih.gov
| ABSTRACT |
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2 more servings per day; and dark green and deep
yellow vegetables are accounting for a disproportionately small share
of the total. Fruit and vegetable consumption appears to be rising, but
only slightly, and this increase might be only an artifact of shifts in
the population demographics. A number of studies suggest that low
income households in poor central cities and sparsely populated rural
areas often have less access to food stores and face higher prices for
food, including fruits and vegetables, compared with other households.
At the aggregate level, supplying enough fruits and vegetables to meet
dietary recommendations for all U.S. consumers would require
adjustments in U.S. agricultural production, trade, marketing practices
and prices of these commodities.
KEY WORDS: fruits vegetables diet surveys dietary assessment food supply
| INTRODUCTION |
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The first two editions of the Dietary Guidelines
(1
,2)
, issued in 1980 and 1985, simply stated, "Eat
foods with adequate starch and fiber," suggesting as sources
"whole-grain breads and cereals, fruits and vegetables, beans, peas,
and nuts." The intended effect of this early guideline was to
substitute complex carbohydrate calories for those coming from fats and
sugars, which were thought to be excessive, and to increase the amount
of fiber, which was thought to be lacking in the U.S. diet
(6)
. Different classes of fiber had been identified and
were understood to have varying biological effects, including those on
bowel transit time and cholesterol levels. It was also thought that
diets that were habitually low in fiber might increase the risk of
developing colon cancer, but convincing data on that issue were not
available. The early guidelines were directional rather than
quantitative (7)
, that is, the amounts of fruits,
vegetables and grains necessary to provide "adequate starch and
fiber" were not specified.
In 1990, the guideline was changed to "Choose a diet with plenty of
vegetables, fruits, and grain products," specifying foods that were
being targeted. Replacing fat calories with those from carbohydrate
continued to be an aim of this guideline, and the use of foods, rather
than supplements, as sources of fiber was stressed. The Dietary
Guidelines Advisory Committee (8)
inferred that the
benefits associated with dietary fiber could be due to some other
factor associated with high fiber foods, rather than fiber per se. For
the first time, minimum numbers of servings were suggested, i.e.,
3
servings of vegetables and
2 servings of fruits. These amounts were
based on the recommendations in a food guidance system that had
recently been developed and tested by the USDA (9
10
11)
;
these subsequently formed the basis of the recommendations in the
Food Guide Pyramid (12)
(Pyramid
hereafter). This quantification of serving sizes and number is
consistent with the recommendation to eat
5 servings of fruits and
vegetables combined, as promoted by the National Cancer Institutes
Five A Day for Better Health Campaign (13)
.
In 1992, the Pyramid was released, portraying grains as the
base and fruits and vegetables, as separate food groups, sharing the
next level. To reflect this change in emphasis, the wording of the
guideline was rearranged slightly in 1995 to "Choose a diet with
plenty of grain products, vegetables, and fruits." The text of the
guideline highlighted the contribution these foods make to the intake
of nutrients and other bioactive compounds, in addition to complex
carbohydrates and fiber. As did its predecessor, the 1995 Dietary
Guidelines Advisory Committee strongly endorsed foods, as opposed to
supplements, as sources of these compounds, stating that "many
factors in these foods are likely to contribute to lower risk" of
heart disease and cancer (14)
. They also pointed out that
fruits and vegetables need not be "fresh" (i.e., unprocessed) to be
healthful, so that consumers would not feel constrained by the
limitations of produce being perishable, expensive or unavailable. The
concept of "plenty" was again quantified, this time including a
range for number of servings, to be more consistent with the newly
adopted Pyramid (12)
. The use of serving
ranges, as opposed to a single level for all persons, was a major
advance for food guidance because it accounted for the fact that
intakes of foods from most of the major food groups should rise with
rising energy levels (an exception was the recommendation for milk
products, which varied instead by life cycle stage). High energy diets
that meet only the minimum recommendation for each of the major food
groups are disproportionately high in fats and/or sugars, and are
likely to be low in relation to recommended nutrient intakes
(9
10
11)
.
Recognizing that fruits and vegetables are distinct from grains, both
nutritionally and in terms of the ways in which they are incorporated
into the diet, the 2000 Dietary Guidelines Advisory Committee decided
to make separate guidelines for each, with the goals of simplifying the
message, focusing attention on each and ultimately increasing intakes
(15)
. To reflect the fact that the composition of
different fruits and vegetables varies widely with regard to nutrient
and nonnutrient components, they incorporated an additional concept
into the statement, with the suggestion to "Choose a
Variety of Fruits and Vegetables Daily." However, they
stopped short of specifying exactly how variety should be achieved.
Although the Dietary Guidelines are designed to advise consumers
regarding healthy food choices, the publics ability to make such
choices is dependent on a myriad of factors. Figure 1
, adapted from a schematic provided in the second report to Congress on
Nutrition Monitoring in the United States (16)
, provides a
model of factors influencing food choice. It suggests that there are
many points in the sequence from production to consumption that
ultimately affect food choice, and highlights where assessments are
required. The remainder of this paper summarizes the methods of
assessment pertaining to food supply, foods acquired and foods consumed
by individuals, especially as they pertain to fruits and vegetables,
and reviews the surveillance data available on current levels and
trends over time.
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| METHODS OF ASSESSMENT |
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The Economic Research Service
(ERS)3
of the USDA annually calculates the "food supply" in the United
States by tracking flows of >250 individual agricultural commodities
through domestic marketing channels (17)
. For most
commodity categories, the food supply is measured as the sum of annual
domestic production, beginning inventories and imports, minus exports,
industrial nonfood uses, farm uses (seed and feed) and end-of-year
inventories. ERS collects these data directly from producers and
distributors using techniques that vary by commodity. Per capita
consumption is calculated by dividing the food supply by the total U.S.
population.
The Food Supply Data (FSD) are the only source of time-series data on food use in the United States, with estimates dating back to 1909 for most commodities. The data can be used to compare the average level of food consumption in the United States with that of other countries, to show year-to-year changes in consumption of major foods, to examine the potential of the domestic food supply to meet the nutritional needs of the population, to perform ecologic analyses of relationships between food and health and to analyze the effects of prices and incomes on food supplies. If waste and other losses in the system are relatively constant over time, as they are for fruits and vegetables, the FSD provide a useful measure of consumption trends.
Food supply servings.
As traditionally reported [in terms of lb/(person · y)], the FSD
overstate the amount of food actually eaten by people by capturing
substantial quantities of nonedible portions, such as watermelon rinds
and peach pits, and edible portions lost to human use through waste and
spoilage in the home and marketing system. The series also includes
unknown quantities of fruits and vegetables used as ingredients in
manufactured foods that are exported, such as pies, soups, spaghetti
sauce and frozen meals (18)
. As a result of this and other
"overcounting," the average energy level associated with the
traditional FSD is well above that believed to be actually ingested by
the U.S. population (19)
.
In 1997, the ERS developed new methods to adjust the FSD for waste and
other losses and express the data in terms of Pyramid
servings per day (18
,20)
. These methodological advances
have provided a way to examine FSD directly in relation to food
guidance without wastage and loss concerns.
Food supply servings have been estimated for all of the >120 types of
fruits and vegetables and 22 varieties of dry edible beans, lentils and
peas in the FSD. For vegetables, servings data are available for fresh,
frozen, canned, dehydrated and, in the case of potatoes, for chips and
shoestrings; for fruits, servings data are available for fresh, frozen,
canned, dried and juices. Supplies of most fruits and vegetables are
measured at the farm or primary processing level, such as the canning
plant, and reflect the amount of major food commodities entering
marketing channels, regardless of their final use (17)
.
There are little or no data available for many further processed
products. For example, although relatively good data exist on tomatoes
used for canning, FSD provide no information on end-uses for canned
tomato products, such as tomato sauce, ketchup and salsa.
Limitations of FSD.
The lack of production and trade data for some fruits and vegetables
means that they are not included in the FSD and that servings estimates
may understate actual consumption for some subgroups. The most notable
examples are many fresh and frozen dark green leafy vegetables (kale,
collards, chard, bok choy, mustard, turnip and beet greens), fresh and
frozen summer and winter squash, fresh blueberries and raspberries, as
well as the many so-called "exotic" and "specialty" fruits
and vegetables, such as chayote, jicamas and dasheens, introduced into
mainstream markets in the last decade (19)
. However, data
from food consumption surveys, in which respondents are asked to
describe every food eaten in a day, indicate that the use of these
products accounts for only a fraction of total fruit and vegetable
intake (21)
. In addition, because the FSD capture only
fruits and vegetables that move through the commercial production
sector, they exclude produce sold through direct marketing channels
such as farmers markets, consumer-supported agriculture programs,
roadside stands or that grown in home gardens. Finally, unlike data
collected on foods consumed by individuals, they convey no information
about how the particular commodity is eaten, e.g., in a soup, casserole
or on a hamburger; how it is prepared, e.g., fresh, boiled or fried;
where it is distributed for consumption, e.g., supermarket, hospital,
school or restaurant; or the socioeconomic characteristics of the
consumer who eats it. Nonetheless, the data are a useful complement to
the more direct measures of food consumed by individuals
(16)
.
Foods acquired
Data on food expenditure patterns by households of different socioeconomic and demographic characteristics can be used to assess existing market conditions, product-distribution patterns and consumer buying habits. Comparisons of food expenditures by different demographic groups are valuable to food marketers and processors, food program administrators, nutrition educators, health professionals, economists and nutrition researchers.
The Consumer Expenditure Survey (CES) is an annual survey of household
food expenditures conducted by the Bureau of Labor Statistics of the
U.S. Department of Labor (22)
. Expenditures for
at-home food are recorded in a diary by participants over a 2-wk
period. Expenditures are the transaction costs, including excise and
sales taxes, of foods purchased at grocery stores and other food stores
during the diary-keeping period. Data are collected throughout the
year, with increased data collection during the last 6 wk of the year
to account for increased buying activity during the holiday season.
Information on spending for food purchased at restaurants,
carry-out and other types of eating establishments, is collected in
a separate interview portion of the survey. Detailed tabulations
analysis of the CES data for 133 food categories and 10 household
socioeconomic characteristics are available for 19801992 from ERS
(23)
.
Foods consumed by individuals
The assessment of foods consumed by individuals is conducted by
surveys in which representative samples are polled about their intakes.
Such samples are selected both nationally and within individual states,
depending on the population of interest. Because income, demographic
and life style information is often gathered along with food intake
data in surveys of individuals, interrelationships among all of these
factors can be studied. Further information about the major surveys in
the National Nutrition Monitoring and Related Research Program can be
found in the Directory of Federal and State Nutrition Monitoring and
Related Research Activities (24)
. The following section
describes the two principal methods of dietary assessment at the
individual level, i.e., 24-h recalls and food-frequency
questionnaires (FFQ), and concludes with the limitations of such
assessments and outstanding issues.
Surveys employing 24-hour recalls. Most of the reports of food intake based on nationally representative samples in the United States are derived from data gathered as part of the USDAs food consumption surveys. The National Health and Nutrition Examination Surveys (NHANES), conducted by the Department of Health and Human Services, also collect food consumption data, but have generally reported only nutrient intakes as opposed to numbers of servings of foods. These surveys employ single or multiple 24-h recalls, which require that the respondent provide a detailed description of every food and beverage consumed on the previous day, thus providing a rich database from which to assess the intricacies of the American diet. However, there are inherent challenges in translating these details from one or a few "snapshots in time" to a view of the usual diet over time; these include developing measures and statistical tools to summarize and assess usual food intakes.
Measures of intake.
Traditionally, food intakes were assessed using 24-h recalls and/or
records, grouping like foods together and reporting an average weight
of foods consumed from the group. Mixed foods were grouped according to
their main ingredient, resulting in reports for such nutritionally
heterogeneous groups as "meat mixtures" and "grain mixtures."
This method has been employed in USDA food consumption survey reports
for >25 y, and thus allows comparability over time (25)
.
However, because gram weights rather than servings are used and because
the components of mixtures are not grouped with their nutritional
equivalents, it does not provide a measure of food intakes that is
directly comparable to food guidance recommendations (26)
.
Patterson et al. (27)
drew attention to this concern and
made the first attempt to quantify servings of fruits and vegetables
relative to recommendations, using the 19761980 NHANES II survey.
Without the aid of recipe files, which facilitate the disaggregation of
food mixtures, these authors estimated the intakes of "servings" of
fruits and vegetables by devising upper and lower threshold gram
weights of portion size. Examining food group intakes more precisely in
relation to recommendations was hampered by the inability to
disaggregate food mixtures.
This limitation has been overcome by the Pyramid Servings Database
(PSDB) and its associated recipe files, developed by the USDA. A
prototype of this database was tested with the 19891991 Continuing
Survey of Food Intake by Individuals (CSFII) data
(26
,28
,29)
, and the PSDB was made publicly available with
the release of the 19941996 CSFII data (30)
. This
database provides, for every item reported in the survey (whether a
single food or a mixture), the number of servings from each of the
major food groups and subgroups in the Pyramid contained in
100 g of that item. Detailed documentation pertaining to the PSDB
can be found on the CD ROM data release (31)
. The
19881994 NHANES III survey used the same food coding system as the
CSFII; thus, the foods reported in that survey can be linked to the
PSDB. These linkages are available on the National Cancer Institutes
Division of Cancer Control and Population Sciences, Applied Research
Program website:
http://www-dccps.ims.nci.nih.gov/ARP/NHANES/index.html.
One of the most controversial aspects of measuring servings of fruits
and vegetables has been which forms and uses of these foods to
include/exclude in the assessment. At the heart of this debate is the
issue of whether to monitor every possible use of fruits and vegetables
in the American diet, or only those that are promoted by current
dietary guidance. For example, a potato might be readily classified as
a vegetable, whereas the assignment of French fries and potato chips
seems more ambiguous. At the time the PSDB was being conceived, a
consensus workshop was held to determine how to monitor fruit and
vegetable intakes for tracking the year 2000 objectives
(32)
. Although the group felt that, for most purposes, an
all-inclusive definition was warranted, they recommended that
"miscellaneous" uses, i.e., fruits and vegetables consumed as part
of condiments, candy or potato chips, be partitioned and not counted
toward meeting the objective. The reluctance to count such uses toward
meeting the objective probably was rooted more in concern over causing
a public relations disaster, as in the infamous "ketchup is a
vegetable" fiasco (33)
, than in any real difference in
the nutritional contribution between, for example, the tomatoes in
ketchup (miscellaneous) and those in tomato sauce (not miscellaneous).
However, it is a far different thing to say the tomatoes in ketchup
should be assessed as part of total fruit and vegetable intake than
that ketchup should be relied on as a staple form of vegetables in the
diets of children.
Following the workshop recommendations, total intakes were counted with
and without the miscellaneous uses when the 19891991 CSFII was
employed to provide baseline data for tracking the Healthy People 2000
objective (28
,29)
. A prototype of the PSDB was used, which
included not only the servings of each group from each food code (e.g.,
the number of servings of vegetables in a hamburger sandwich), but also
the servings from each ingredient of each food code (e.g., the servings
in the ketchup on the sandwich). This added complexity of the database
provided additional flexibility as well, and allowed for a relatively
simple assessment of the miscellaneous uses.
Such flexibility was not built into the PSDB, which was designed to track servings from the Pyramid, rather than the health objectives per se. Inherent in the Pyramid is a "total diet" concept, which accounts for all foods eaten in one or more of the major groups and/or the tip. Thus, in the PSDB, the potatoes in potato chips are grouped with other potatoes (within the vegetables) and the fat in which they are fried ascribed to the tip of the Pyramid.
The release of the PSDB led to an evolution in the thinking about how
the objectives should be measured; consequently, all uses of fruits and
vegetables (including miscellaneous) will be included in monitoring the
Healthy People 2010 objectives (34)
. Although this is a
defensible way to track both the recommendations of the
Pyramid and the national health objectives, the ability to
measure particular uses and partition those that are encouraged vs.
those that are not still would be useful. In other words, the PSDB
would benefit by building in the capacity to measure miscellaneous
uses, as its prototype did. An estimate of fruit and vegetable intake
excluding miscellaneous uses was made for a HP2000 Progress Review
meeting,4
using the 19941996 CSFII and the PSDB, but lacked the precision of
earlier estimates, due to the limitations of the database.
The emphasis on eating a variety of fruits and vegetables in the
current Dietary Guidelines provides an added challenge in
assessment. As stated previously, the Dietary Guidelines Advisory
Committee did not indicate exactly how this should be achieved,
although the background documentation to the Pyramid offers
some indications of how it might be achieved (9
10
11)
. At
the most basic level, fruits and vegetables are classified as separate
food groups with separate recommendations, and within each of these,
subgroups have been highlighted as follows: citrus, melon, and berries;
other fruit; dark green/deep yellow vegetables; starchy vegetables; and
other vegetables. The nutritional adequacy of the Pyramid was
assessed assuming that the two fruit subgroups would each make up one
half of the fruit servings and the three vegetable subgroups would each
make up a third of the vegetable servings. Within some of the vegetable
subgroups, further subdivisions have been emphasized for inclusion
several times a week, i.e., dark green vegetables and dried beans and
peas. If increasing the number of different subgroups from within
fruits and vegetables is what is intended by "Choose a Variety of
Fruits and Vegetables Daily," then this could be measured easily with
the current PSDB.
Another way variety might be assessed is by counting the number
of different individual fruits and vegetables consumed. The Dietary
Guidelines Advisory Committee noted that "different types of fruits
and vegetables differ widely in their content of nutrients"
(15)
. The capacity to measure intakes of each individual
fruit and vegetable, using the 19941996 and 1998 CSFII, has just been
developed through a cooperative venture between USDA and the
Environmental Protection Agency (EPA) (35)
. This database
was designed to assess human exposure to pesticide residues and
provides, for each person, intakes of each commodity in terms of g
food/(kg body weight · d). Presumably, these could be translated to
total grams consumed which, in turn, could be linked to a
database that provides grams per serving of each commodity, to
determine servings from each commodity for each person. This database
is available on CD ROM through the National Technical Information
Service (http://www.ntis.gov/fcpc/cpn8898.htm).
Statistical tools.
Once the measures of fruit and vegetable intake have been established,
further consideration must be given to how they will be interpreted.
Among the greatest concerns to program planners and policy makers are
the assessments, at the population level, of mean intakes and
proportions above or below a particular cut-off (prevalences).
Although 1 or 2 d of intake data do not represent usual intakes at
the individual level, the data are robust with respect to obtaining
mean intakes of the population. However, prevalences estimated from
single (or even 2 or 3) 24-h recalls present a special challenge.
Because intraperson variability in food intake is so great, measures
covering only a few days have a wider distribution than an assessment
of true usual intake would yield, and hence a greater proportion of
persons falling above a cut-off at the end of the distribution (or
below a cut-off at the beginning); this situation becomes more
extreme the further out in the tail the cut-off is located.
Consequently, the proportion of the population meeting the
recommendation to consume
5 servings of fruits and vegetables, for
example, would be very different if it were estimated for a given day
(using a single 24-h recall) than if true usual intake could be
ascertained. Methods of estimating usual food intake are being
developed, even for single 24-hour recall data, but they require
external data sources. Until such methods are refined and employed
routinely, caution should be used in interpreting prevalences of
intakes above or below a particular cut-off, obtained from
unadjusted 24-h recalls.
Surveys that employ FFQ
Although 24-h dietary recalls are considered the "gold standard"
because of the precision they afford, FFQ are also employed; because
they use a longer reference period, they may actually provide a better
indication of the propensity to consume a particular food or group of
foods (36)
. FFQ ask respondents to report the frequency
with which they consume a list of foods over a given period (e.g., the
past year), in effect, their usual intake. This is a major advantage of
an FFQ over a 24-h recall, in addition to being less costly to
administer and process. Shortened versions of FFQ, or screeners, are
being developed and tested to reduce respondent burden in an otherwise
lengthy process (37
,38)
. A comprehensive review of the
various instruments available can be found in Thompson and Subar
(39)
. FFQ have been used to measure fruit and vegetable
intake in both the 5 A Day Baseline and Follow-up Surveys, as well
as the Behavioral Risk Factor Surveillance System (BRFSS; see below on
surveillance for description of these surveys).
Because FFQ are comprised of a finite list of foods, they present fewer
challenges regarding measurement of food group intake. Thus, they are
both simpler and more limiting than 24-h recalls. For example,
assessing variety among fruits and vegetables requires merely counting
the number of items reported as ever consumed, but the extent of
variety that can be captured is limited by the length of the list.
Furthermore, it has been suggested that the number of individual items
included on the list may affect the estimates of mean total fruit and
vegetable intake (40)
.
Limitations of assessment/outstanding issues. The assessment of fruit and vegetable intakes relative to food guidance has improved greatly in the last decade, but challenges remain. These include the need for greater flexibility in assessing fruit and vegetable intakes, greater comparability across studies and improved ability to assess usual intakes.
Flexibility.
Although the food groups and subgroups in the Pyramid form
the basis of recommendations in federal food guidance, they were
developed nearly two decades ago and may have to be revisited in light
of more recent data on diet and health outcomes. For example, the World
Cancer Research Fund and the American Institute of Cancer Research
(41)
have suggested that, for the purposes of reducing
cancer risk, potatoes and other starchy vegetables should not be
included as vegetables, and bananas and plantains should not be
included as fruits. Considering the varying content of nutrients and
other phytochemicals among fruits and vegetables, a new taxonomy may be
required. Until that time, the ability to count every individual fruit
and vegetable, as with the USDA/EPA commodity database, will be
required to provide the flexibility to group and regroup foods as
warranted.
Comparability.
Because studies of fruit and vegetable intake have been done using
different instruments and different measures, all for varying purposes,
results across studies are not directly comparable. Each study might be
thought of as a window through which we can obtain only a sense of what
the true picture is; each provides a slightly different perspective,
but by examining them all, a more comprehensive view emerges.
Calibration studies have been done to compare the results obtained from
different assessment methods, providing an important resource for
interpreting these various results (42)
.
Usual intakes.
In a departure from the 2000 Healthy People national health objectives
(43)
, the 2010 version included separate objectives for
fruits and vegetables and, within the vegetable objective, added a
specific aim related to dark green/deep yellow vegetables, as follows:
1) Increase the proportion of persons
2 y old who consume
at least two daily servings of fruit. 2) Increase the
proportion of persons
2 y old who consume at least three daily
servings of vegetables, with at least one third being dark green or
deep yellow vegetables (34)
.
These additional degrees of specificity with respect to food groups that are singled out in food guidance will encourage the monitoring of fruit and vegetable intakes with more specificity, rather than as one large group. However, the use of a prevalence, rather than a mean, as the main indicator implies that estimates of usual intake are being monitored, which is not the case with only a few days of dietary data. Therefore, caveats should be used when reporting, and caution used when interpreting such data until usual intake estimates can be provided.
| SURVEILLANCE DATA |
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Food Supply Data (FSD)
FSD related to fruits and vegetables, with wastage factors
accounted for, in terms of servings/(person · d) are shown in
Tables 1
and
2. The food supply provided 5.3 servings of fruits and vegetables
(including legumes) per person per day in 1998, slightly higher than
the minimum recommendation shown in the Dietary Guidelines
and the Pyramid. Vegetables accounted for a 74% share of
total servings, representing nearly 4 servings/(person · d),
whereas fruit represented
1.4 servings.
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1 serving/wk), whereas dried beans and peas (among
the starchy vegetables) accounted for 0.24 servings/d (<2
servings/wk). Starchy vegetables made up >40% of vegetable servings,
and consumption was dominated by fresh and frozen potatoes, which
accounted for over half of the servings from this subgroup. "Other
vegetables" represented a disproportionate 48% of total vegetable
servings. Head lettuce (mostly iceberg) and canned and fresh tomatoes
accounted for half of total servings from the "other vegetables"
subgroup. No other single vegetable made up >4% of the "other
vegetable" servings. Fruit and vegetable servings increased an estimated 27% between 19701974 and 1998, which is the equivalent of 1.1 servings/d. Examples of a single serving include one medium apple, 1 cup raw salad greens or 1/2 cup of cooked carrots. Increases in fresh fruit (0.22 servings) and fruit juice (0.12 servings) offset a moderate decline in canned/chilled fruit to provide a 0.3 serving increase in fruits overall. Vegetables increased by 0.8 servings, due in large part to a 0.23 serving increase in frozen potatoes (virtually all used for fried potatoes.) Most of this increase in fruit and vegetable servings occurred since 1980, the year in which the Dietary Guidelines were first released.
Foods acquired
Even if aggregate supplies are adequate, the successful adoption
of Federal dietary recommendations will require that individual
consumers have sufficient access to quantities of fruits and vegetables
at affordable prices and in forms that meet standards for quality,
taste, palatability and convenience. Between 1982 and 1997, fruits and
vegetables led all other food categories in retail price increases,
with increases for fresh fruits and vegetables more than double those
for processed products (17)
.
A number of studies suggest that these issues are especially salient
for low income households in poor central cities and sparsely populated
rural areas because they often have less access to food stores and face
higher prices for food (44
45
46)
. Access to food stores can
significantly affect the quality and affordability of food available to
low income consumers, which in turn affects the ability of such
households to fully utilize Federal food assistance programs such as
USDAs Supplemental Nutrition Program for Women, Infants, and Children
(WIC) and the Food Stamp Program.
Low income households are less likely to live in suburban locations in
which store choices are greater and food prices are lower.
Consequently, such households spend a smaller share of their food
dollar in supermarkets, which typically offer lower prices, i.e.,
10% lower than in other food stores (44)
, and a
greater range of brands, package sizes and quality. Even when the poor
do have equal access to supermarkets, supermarket prices in rural
areas, where the poor are more likely to live, are
4% higher than
in suburban areas (45)
. Supermarkets in low income
neighborhoods are generally smaller in size and carry a narrower range
of products than those in other neighborhoods (44
,46)
. Low
income consumers, who often lack regular access to a vehicle or who
live in neighborhoods not well served by public transportation, may be
limited to shopping nearby, or to spending more time and money for
travel to and from more distant stores (47)
.
Even when high quality fruits and vegetables are readily
available to low income households at the same prices paid by other
consumers, budget constraints may make it difficult to incorporate such
items into the diet. Data from the CES indicate that households
allocate their at-home food budgets across food groups differently,
depending on their income. For example, in 1998, households in the
poorest 20% of the nations income distribution (those with incomes
<$12,367 annually) spent $295 per person on fruits and vegetables
compared with $739 spent by those in the highest income bracket. The
lowest income households spent 60% less on both fresh and processed
fruits and vegetables than the highest income households
(22)
.
Individual intakes/trends over time
CSFII.
Assessments of fruit and vegetable intake relative to national health
objectives and dietary guidance have been reported elsewhere, in terms
of mean intakes and prevalences of high and low intakes, using both the
19891991 and 19941996 CSFII (26
,28
,29)
. Some of these
data are also available in greater detail on the USDA, Agriculture
Research Service website (30)
. When interpreting the
prevalences, as stated before, it should be noted whether the estimates
are for a given day or for a multiple-day average. Prevalences
based on usual intake distribution estimates are not yet available.
Previously published reports from 19891991 are not directly
comparable to those for 19941996 because of differences in the
measures of fruits and vegetable used (i.e., whether miscellaneous
fruits and vegetables were included) and in the number of days of data
reported. Therefore, Tables 3
4
5
6
7
8
9
are provided to make the appropriate
comparisons. In all of these tables, miscellaneous forms (such as from
condiments, candy and chips) and fried potatoes are not excluded.
Tables 3
4
5
6
7
8
provide the mean number of servings per day from
total fruits, total vegetables, and total fruits and vegetables
(Tables 3
and 4
), from vegetable subgroups (Tables 5
and 6
), and fruit subgroups (Tables 7
and 8
), for 19891991 (Tables 3
, 5
and 7)
and 19941996 (Tables 4
, 6
and 8)
. Table 9
shows the percentage of the population meeting various recommendations,
using one vs. the mean of three consecutive days 19891991 and one vs.
the mean of two nonconsecutive days 19941996 of data.
|
|
|
|
|
|
|
2 y old was 4.5
servings in 19891991, and 4.9 in 19941996 (P < 0.0001) reflecting only a fraction of a serving increase in both fruits
and vegetables over that time. In both periods, the average intake of
vegetables met the lower end of the recommended range of 35 servings,
although, to be consistent with recommendations in the
Pyramid based on average energy levels, intakes should be
closer to 4 servings. Average intakes of fruit, on the other hand, did
not even meet the minimum recommendation in either period. Intakes of
fruits and vegetables rose with age, income and education and seem to
be higher among Asian/Pacific Islanders and Native Americans than among
other racial/ethnic groups, although small subsample sizes preclude
assessing this with confidence. A more elaborate analysis of food and
nutrient intake differences by ethnic and socioeconomic groups in the
United States has been conducted by Kumanyika and Krebs-Smith
(48)In each time period, potatoes alone dominated vegetable intake, accounting for about a third of vegetables consumed. Consequently, though the Pyramid suggests that vegetable intake be divided evenly among the three vegetable subgroups, i.e., dark green/deep yellow, starchy (including more than potatoes) and other vegetables, Americans are currently eating nearly four times as many servings of starchy as dark green/deep yellow vegetables.
Table 9
shows the difficulty with estimating the percentage of the
population meeting various recommendations, by comparing the estimates
obtained from 1 vs. 2 d 19941996 and 1 vs. 3 d
(19891991). When the prevalence of the condition approximates 50% of
the population, the differences between one- and multiple-day
estimates may be only minor. For example, the percentage of persons
consuming
5 servings of fruits or vegetables slips from 36.0 to 32.6,
when 1 vs. 3 d of data are used (19891991), and from 41.4 to
39.8, when 1 vs. 2 d of data are used (19941996). However, as
noted earlier, if the prevalence of the condition is very low or very
high, the difference between the one- vs. multiple-day estimates
can be substantial. This is demonstrated by the percentage consuming
<1 serving of vegetables, which shifts dramatically from 18.2 to 8.5,
and from 18.8 to 10.6, respectively, when 1 vs. 3 d of data and 1
vs. 2 d of data are used. This presents a quandary in the use of
these data, i.e., the multiple-day estimates are closer to what the
theoretical usual intake is assumed to be, yet the difference in number
of days affects the assessment of the trend. Single-day data are
comparable, but seem to be meaningless once considered relative to the
multiple-day data. The most important inference to be drawn from
this table may be the need for establishing usual intake estimates, so
that prevalences can be assessed with confidence.
NHANES III.
As mentioned previously, food intakes reported in the NHANES III,
conducted between 1988 and 1994, were coded using CSFII codes, which
allows for linkage to the PSDB; a system for doing that has been
developed. Analyses of NHANES III data using this system provide an
assessment of fruit and vegetable intakes that is remarkably similar to
that derived from the CSFII. For all individuals
2 y old, mean
intakes of total vegetables were 3.4 servings (dark green vegetables,
0.2 servings; deep yellow vegetables, 0.2 servings; dried beans and
peas, 0.2 servings; white potatoes, 1.0 servings; other starchy
vegetables, 0.2 servings; tomatoes, 0.5 servings; other vegetables, 1.1
servings) and total fruits, 1.5 servings (citrus, melon and berries,
0.7 servings; and other fruits, 0.8 servings) (in-house analyses;
unpublished data).
5 A Day surveys.
The National Cancer Institutes 5 A Day for Better Health Program
conducted a baseline survey in 1991, when the program was initiated,
and a follow-up survey in 1997 (49,
Stables et al.,
unpublished data). The 1991 survey included 33 items, and
estimates of total servings were adjusted on the basis of responses to
summary questions (49)
. In a more recent analysis of the
1991 and 1997 surveys done by Stables et al. (unpublished data), the
1997 survey was analyzed using a 7-item fruit and vegetable screener,
and the 1991 survey was reanalyzed using the same 7 fruit and vegetable
screener questions. Consistent with the promotional messages of the 5 A
Day Program, certain fruits and vegetables were excluded from
consideration, i.e., fried potatoes, fruits and vegetables that are
considered "miscellaneous" according to the aforementioned
criteria, and high fat fruits and vegetables, such as olives and
avocados. Careful attention was paid to keeping the survey methods as
comparable as possible, which lends credence to trend analyses. Results
from the follow-up survey showed a statistically significant
increase of nearly one fourth of a serving per day for the total
population of adults; when the data were adjusted for demographic
shifts between the two surveys, however, the increase was not
significant, only about one eighth of a serving. These results suggest
that, although the population as a whole may be eating fruits and
vegetables more frequently than previously, the increase may be
explained in large part by demographic shifts rather than by any real
change in behavior among population subgroups. Indeed, the proportions
of elderly, nonsmokers, and persons with higher education and/or higher
income are growing in the population, and these groups tend to consume
fruits and vegetables more frequently than others.
State surveys.
The Centers for Disease Control and Prevention conduct the BRFSS, an
on-going telephone survey of adults conducted by health departments
in all states (50
51
52)
. Fruit and vegetable intakes are
assessed via six food-frequency questions. Trends in fruit and
vegetable consumption among adults in 16 states were reported by Li et
al. (51)
. They found "encouraging" progress in intakes
between 1990 and 1994 because the prevalence of consuming fruits and
vegetables
5 times/d increased from 19 to 22%; a plateau occurred
between 1994 and 1996 because intake inched up only to 23%. Trends
varied by physical activity level and weight status, with intake
increasing among those of normal weight who were active, staying the
same among the normal weight inactive and decreasing among the obese.
Forthcoming investigations will provide estimates on the percentage of
persons from all 50 states consuming fruits and vegetables
5 times/d
and the mean frequency of consumption, based on data from the 1998
survey, using individual questions and selected constructs.
Methodological differences between FFQ and the 24-h recall indicate that the results from the 5 A Day surveys and the BRFSS are not directly comparable to those obtained from CSFII and NHANES. In addition, the operational definition of fruits and vegetables is different, in that these FFQ specifically exclude fried potatoes and they assess how often foods are eaten, rather than how many servings are consumed. Thus, they are not direct measures of the concept being conveyed by the Dietary Guidelines (that of servings as quantities rather than occasions) although they are better than 24-h recalls at assessing the propensity to consume fruits and vegetables.
| STRATEGIES FOR IMPROVEMENT |
|---|
|
|
|---|
Data on individual intakes suggest the following: on average,
Americans are consuming fruits and vegetables at a level near the
minimum recommendations; to be in concordance with energy-based
recommendations, they would have to consume
2 servings/d more; and
dark green and deep yellow vegetables are accounting for a
disproportionately small share of the total. Although the optimal mix
of fruits and vegetables that would ensure nutrient adequacy and reduce
the risk of chronic disease is not known, the Pyramid
recommendations provide for a degree of variety (obtaining servings
proportionately from among the dark green/deep yellow, starchy and
other vegetables) that would most certainly be an improvement over the
current imbalance. Increasing intakes of fruit and of dark green/deep
yellow vegetables, each by a single serving per day, would go a long
way toward correcting this situation. Because most individuals cannot
consume additional energy without adversely affecting their weight
status (that is, most are not prepared to perform the compensatory
activity), consumers should be alerted that these additional fruits and
vegetables should replace sources of added sugars and discretionary
fat, whose intakes are currently higher than recommended. Fruit and
vegetable consumption appears to be rising, but only slightly, and this
increase might be only an artifact of shifts in the population
demographics.
System-level changes
At the aggregate level, supplying enough fruits and vegetables to
meet dietary recommendations for all U.S. consumers would require
adjustments in U.S. agricultural production, trade, marketing practices
and prices of these commodities (53
,54)
. For some sectors,
particularly citrus fruits, the required change could be significant
compared with recent changes.
Nationwide, the market for fruits and vegetables has expanded in recent
years, with many consumers benefiting from an ever-widening array
of fruit and vegetable choices in their local supermarkets. Supermarket
produce departments typically carry >400 produce items today, up from
250 in the late 1980s and 150 a decade earlier. Also, the number
of ethnic, gourmet and so-called "natural" food stores, which
highlight fresh produce, continues to rise (19)
.
Fresh-cut fruits and vegetables, such as short-cut carrots,
prepackaged salads, restaurant and supermarket salad bars, locally
grown items, and exotic and specialty produce, as well as hundreds of
new varieties and processed fruit and vegetable products have been
introduced or expanded since the early 1980s, helping to fuel increased
consumption (19)
. The introduction of prepackaged, precut
and other value-added products helped boost average consumption of
fresh broccoli by 76% between 1993 and 1999 and average consumption of
fresh carrots by 25% (55)
.
Sharp increases in off-season imports of fruits from Chile and other southern hemisphere countries mean that consumers now have, virtually year-round, a choice of fruits such as grapes, peaches, nectarines and other fresh fruits that were once available only in summer months. For example, the import share of fresh grapes available in the food supply increased from 14% in 1980 to 44% in 1998. A sharp rise in imports of frozen French fries from Canada and frozen broccoli from Mexico in the 1990s has increased the import share of frozen vegetable consumption from 1 to 13% of domestic supplies since 1980.
Finally, many consumers increasingly have access to fresh, locally
grown produce. Although vegetable production from home gardens declined
sharply during the last century from 131 pounds (59.5 kg) per
person in 1919 to <11 pounds (5 kg) in 1998, increased use of
farmers markets and other direct marketing outlets in recent years
has increased the availability of fresh, locally grown produce.
According to USDAs Agricultural Marketing Service, the number of
farmers markets has nearly doubled in the United States since 1994 to
over 2700 in 1998 (56)
.
Despite these positive recent trends in fruit and vegetable
availability, growing concern about insufficient food store access and
low levels of fruit and vegetable consumption among low income
households has prompted a number of public and private efforts to
increase access to affordable, high quality fruits and vegetables in
areas in which conventional retail sources may be limited or
unavailable. These efforts include supporting the location of farmers
markets and other direct marketing outlets in low income neighborhoods,
community gardening programs, and gleaning and food rescue programs
that increase the quantity of fresh fruits and vegetables to food
pantries, soup kitchens, and other charitable food providers
(57)
. Federal efforts include the WIC Farmers Market
Nutrition Program that allows participants to redeem vouchers for fresh
fruits and vegetables at farmers markets and the USDA Farm-to-School
Initiative that is helping farmers sell fresh fruits and vegetable to
local schools participating in the National School Lunch Program
(58)
.
Figure 1
provided a depiction of the interplay among agricultural,
economic and social forces and the supply, acquisition and consumption
of foods. Although much can be learned from the existing assessment
measures discussed in this paper (data on food supply, foods acquired
and food consumption), many more data are required to develop an
understanding of the intervening factors and their relationships to the
food production/food consumption sequence.
|
| ACKNOWLEDGMENTS |
|---|
| FOOTNOTES |
|---|
3 Abbreviations used: BRFSS, Behavioral Risk
Factor Surveillance System; CES, Consumer Expenditure Survey; CSFII,
Continuing Survey of Food Intake by Individuals; EPA, Environmental
Protection Agency; ERS, Economic Research Service; FFQ,
food-frequency questionnaires; FSD, Food Supply Data; NHANES,
National Health and Nutrition Examination Surveys; PSDB, Pyramid
Servings Database; WIC, Supplemental Nutrition Program for Women,
Infants, and Children. ![]()
4 Healthy People: National Health Promotion and
Disease Prevention Objectives. Progress Review: Nutrition. February 13,
1998. Internal document. ![]()
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