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*
Department of International Health, John Hopkins School of Hygiene & Public Health, Baltimore 21205;
Aravind Center for Women, Children And Community Health, Madurai, India;
**
Department of Clinical Microbiology, Jawaharlal Institute of Post-graduate Medical Education and Research, Pondicherry, India and
Executive Secretariat, Lions-Aravind Institute for Community Ophthamology, Madurai, India
2To whom correspondence should be addressed at Johns Hopkins School of Hygiene and Public Health, 615 N. Wolfe St., Room W5515, Baltimore, MD 21205. E-mail: jkatz{at}jhsph.edu
| ABSTRACT |
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KEY WORDS: vitamin A supplementation pneumococcal carriage pneumococcal colonization community trial India
| INTRODUCTION |
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650,000 infant deaths in
the developing world each year (Garenne et al. 1992
Preventive strategies have significant advantages over treatment in
children with pneumonia. Vaccination is the optimal solution, but
currently available vaccines contain antigens that are not immunogenic
in those in whom the risk of pneumonia-related death is greatest:
children younger than 2 y (Douglas et al. 1983
,
Sniadack et al. 1995
). Although a seven-valent
pneumococcal conjugate vaccine was recently licensed for use in the
United States, several candidate pneumococcal conjugate vaccines
containing 911 of the more invasive serotypes are currently being
evaluated for use in developing countries (Eskola and Anttila 1999
, Shinefield et al. 1999
). Unfortunately,
conjugate vaccines are expensive to produce and may not be affordable
in developing countries for some time (Eskola and Anttila 1999
, Shann and Steinhoff 1999
, Sniadack et al. 1995
). Moreover, temporal, age and geographic variations
in serotype distributions present serious challenges to vaccine
development. Research on alternative or adjuvant prevention strategies
is therefore indicated.
Studies in several countries with endemic vitamin A deficiency and high
rates of pneumococcal disease have reported rapid and abundant
pneumococcal colonization of the nasopharynx in early infancy
(Berman 1991
, Gratten et al. 1986
,
Lloyd-Evans et al. 1996
, Woolfson et al. 1997
, World Health Organization 1995
). Although
the relationship between carriage and infection is not well understood,
there is evidence to suggest that pneumococcal strains that bind
tightly to the respiratory tract cause local infections (i.e., otitis
media and pneumonia), whereas those that bind loosely are responsible
for systemic infections (i.e., bacteremia and meningitis)
(Andersson et al. 1986
, Stenfors and Raisanen 1992
). Laboratory studies suggest that several components of
mucosal immunity play important roles in inhibiting pneumococcal
colonization (Stenfors and Raisanen 1993
). Secretory
antibody
(sIgA)3
interferes with bacterial adhesion to mucosal surfaces, and nonspecific
barrier defenses lyse and clear aspirated bacteria from the respiratory
tract (Kurono et al. 1991
, Niederman et al. 1986
, Virolainen et al. 1995
). Low serum retinol
concentrations are associated with impaired mucosal immunity and
reflect alterations in tissue integrity, decreasing sIgA and
diminishing the effectiveness of the mucociliary clearance of bacteria
(Chandra 1988
, Biesalski and Stofft 1992
,
Semba 1998
, Sirisinha et al. 1980
). These
changes may result in greater bacterial adherence and an apparent
increase in bacterial colonization.
This body of evidence suggests that reversal of vitamin A deficiency may reduce the rate of colonization and decrease associated morbidity rates. In addition to lowering the risk for pneumococcal infection in the individual, decreasing carriage could lower the pool of infection in the community. Alternatively, supplementation may delay colonization, in which case it would lower morbidity rates in the age group at highest risk. Under these conditions, vitamin A supplementation may present a cost-effective approach in the event that immunization is not effective or as an adjunct to vaccination for decreasing the risk of pneumococcal disease in infants in developing countries.
Results from a recent multicenter, hospital-based study in India
reported that the most common invasive serotypes/groups in children
younger than 5 y were 1, 4, 5, 6, 7, 12, 14,19 and 45
(Anonymous 1999
). Serotypes 1 and 5 accounted for 29%
of all disease. A candidate vaccine that includes nine serotypes (1, 4,
5, 6B, 9V, 14, 18C, 19F and 23F) frequently associated with invasive
pneumococcal disease in developing countries is undergoing phase III
trials in South Africa (Mbelle et al. 1999
). Should
vitamin A narrow the distribution of invasive pneumococcal
serotypes/groups that colonize the nasopharynx, it could alter vaccine
formulation and reduce the cost of pneumococcal conjugate vaccines.
Similarly, if vitamin A reduces the likelihood of colonization with
resistant serotypes, it may help to maintain the efficacy of
inexpensive antibiotics used to treat pneumococcal infections through
reduction in the likelihood of resistance.
We conducted a randomized, double-blind, placebo-controlled vitamin A supplementation trial to evaluate the impact of vitamin A on pneumococcal nasopharyngeal colonization in young South Indian infants in an area of endemic vitamin A deficiency.
| METHODS |
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The population of the Infant Pneumococcal Acquisition/Colonization in
Tamil Nadu (InPACT) study was drawn from the ongoing Vitamin A
Supplementation in Newborns (VASIN) trial. VASIN is a 3-y trial
that was initiated on August 13, 1998, to evaluate the impact of
vitamin A supplementation administered at birth on mortality,
infectious disease morbidity and growth rates in newborns through the
first 6 mo of life. The trial is being carried out in the two rural
areas of Natham and Karriyapatty in the south Indian state of Tamil
Nadu. These two areas are characterized by endemic vitamin A deficiency
typical of rural areas in the state (Rahmathullah et al. 1990
, Rahi et al. 1995
, Ramakrishnan et al.
1995, Rahmathullah and Vennila 1994
), with a
high incidence of acute respiratory infections and demographic
similarities typical of many rural communities in South Asia.
VASIN enrollment.
Women >12 wk pregnant who live in or plan to deliver in the study area are eligible for enrollment in the VASIN trial. Participation in the trial is voluntary, and oral consent is mandatory for enrollment. Eligible women are identified through a variety of sources, including local nongovernment organizations, government- and nongovernment organizationrun antenatal care clinics and traditional birth attendants. At the time of enrollment, demographic data are collected along with expected due date and information on plans for delivery. Women are randomized into groups to have their newborn receive either two doses of 7000 µg retinol equivalents (RE) of oil-soluble vitamin A (Hoffman-LaRoche, Nutley, NJ) or placebo within 48 h of birth. The decision to use two 7000-µg RE doses rather than one 14,000-µg RE dose was based on safety concerns. Enrolled women are visited once every 2 wk by field staff to update any changes in plans for delivery. Within 48 h of delivery, information on the newborns vital status, sex and weight (Seca model 727 electronic infant weighing scale) is recorded. At this time, a vitamin A supplement or placebo is administered directly into the infants mouth by study staff. Vital status and morbidity assessments are collected every 15 d for the first 6 mo of life, and at 6 mo of age, all infants enrolled in the study receive a 30,000-µg RE dose of vitamin A.
InPACT enrollment.
Four hundred sixty-four VASIN study infants between the ages of 2
and 2.5 mo were recruited into the InPACT study between October 1998
and January 1999. Assuming a control rate of colonization of 50%, our
initial sample size of 464 infants enabled us to detect a 17.5%
reduction in pneumococcal NP colonization [odds ratio (OR) = 0.54] with 80% power (
= 0.05), after 20% loss to
follow-up. Eligible infants were identified through VASIN trial
records. Study staff explained the study to parents before seeking to
enroll infants in the trial. Voluntary participation was emphasized.
Infants were eligible for whom parental consent was received for the
InPACT trial and who lived in one of eight selected supervisory areas
within the Natham district. Natham was chosen as the study area because
it had several logistical advantages over Karriyapatty, including a
larger and denser population. The eight supervisory areas in Natham
have the highest birth rates in the district. InPACT enrollment began
in October 1998, with the last follow-up completed in June 1999.
Ethical review.
Both the VASIN and InPACT studies were approved by the Ethical Committee of the Aravind Eye Hospital & Institute, the Lions Aravind Institute for Community Ophthalmology and the Committee on Human Research of the Johns Hopkins University School of Hygiene and Public Health. Oral informed consent was obtained and was noted on study forms. Due to the low level of literacy in this community, verbal consent was appropriate.
Data collection.
Demographic and household data were collected as part of the VASIN study. Household data include family religion and caste, number of siblings under age 5, level of maternal education, source of cooking fuel, total number of cigarettes smoked in the household per day and type of transportation owned. Data collected by field staff at the time of delivery include weight and sex of the infant, maternal history of night-blindness during pregnancy and infant colostrum ingestion.
Nasopharyngeal specimen collection.
Five trained field workers collected nasopharyngeal specimens from infants enrolled in the InPACT study. These specimens were collected from each infant at 2 mo (enrollment), 4 mo and 6 mo of age. Any sample that was not collected during the period 2 d before and 14 d after the appropriate collection date was classified as a "missed visit." The protocol for nasopharyngeal swab collection called for the insertion of a small, flexible rayon-tipped swab (DIFCO Culture Swab Transport System with Amies Medium) into the posterior nasopharynx for either 5 s or with 180-degree rotation before removal. The swab containing the sample was then placed in Amies transport medium and was carried to the microbiology laboratory of the Aravind Eye Hospital within 10 h of collection.
Laboratory procedures.
We performed standard microbiological assays for the isolation
and identification of pneumococci (Facklam and Washington 1991
). Within 10 h of arrival at the laboratory,
nasopharyngeal swabs were inoculated onto tryptic soy agar plates
(Becton Dickinson, Sparks, MD) with 5% sheep blood and 5 mg
gentamicin/L (Nathan Pirumal, Bombay, India). In cases when laboratory
staff was not available to inoculate the specimens within 12 h,
the swabs were transferred from the Amies media into 0.5 mL of skim
milk media and were frozen at -20°C for up to 2 d before
inoculation. Inoculated plates were incubated at 37°C with 5%
CO2 for 1824 h. Over a 2-d period, plates were
examined for growth of colonies that displayed typical S.
pneumoniae morphology on a daily basis. In the plates with
pneumococcal growth, three or four colonies were selected,
transferred to new media and reincubated with a 6-mm Optochin disk
(Taxo, Franklin Lakes, NJ) for 24 h. The zone of growth inhibition
surrounding the Optochin disk was the basis for confirming the presence
of pneumococci. A bile solubility test (HiMedia, Mumbai, India) was
performed to confirm the presence of pneumococci in the event that
the results of the Optochin test were indeterminate. Quality
control was maintained through the use of pneumococcal reference
strains (5603; American Type Culture Collection, Rockville, MD).
PNEUMOTEST kits (Staten Serum Institute, Copenhagen, Denmark)
were used to serogroup/type the culture-confirmed pneumococcal
isolates (Lalitha et al. 1999
). The serogroups/types
contained in the licensed 23-valent pneumococcal polysaccharide vaccine
can be identified using the pooled antisera in the kits.
Randomization.
Women enrolled in the VASIN study were assigned a unique study number. Each participant was then randomized, stratified by cluster and blocked within geographic cluster area. The block size used was four. Each cluster was composed of four or five hamlets. The randomization scheme and coded packages of supplements were prepared by project management staff members in the city of Madurai. None of these staff members were involved in the recruitment of pregnant women and follow-up of infants. The treatment assignment codes were kept in a sealed enveloped in a locked cabinet at the Johns Hopkins School of Hygiene and Public Health.
The vitamin A and placebo capsules were identical. Each packet contained two capsules and was labeled with both the participants name and study identification number to avoid errors during dosing.
Definition and measurement of outcomes.
A number of outcomes were considered in the InPACT study. The primary
outcome of interest was the prevalence of pneumococcal NP carriage. A
specimen with an Optochin inhibition zone of >13 mm was classified as
"culture positive" for pneumococci. Those with an inhibition zone
of 913 mm were classified as "culture indeterminate." In cases of
culture indeterminate specimens, a bile solubility test was used to
confirm the presence of pneumococci (Facklam and Washington
1991). The secondary outcome of interest was the prevalence of
"invasive" serotypes/groups of pneumococci. Invasive serotypes were
identified using PNEUMOTEST kits and were analyzed using two different
definitions. The first definition of invasive serotypes included those
serotypes/groups identified in a recent multihospital survey in India
as most likely to cause invasive pneumococcal disease in children under
the age of 5 y (serotypes/groups 1, 4, 5, 6, 7, 12, 14 and 45)
(Anonymous 1999
). The second definition used those
serotypes/groups included in the nine-valent pneumococcal conjugate
vaccine currently under evaluation for use in developing countries that
has shown promise in phase III trials (serogroups 1, 4, 5, 6B, 9V, 14,
18C, 19F and 23F) (Mbelle et al. 1999
). An additional
outcome of interest was the prevalence of susceptibility to antibiotics
including penicillin, erythromycin and co-trimoxazole. Antibiotic
susceptibility was determined using the Bauer and Kirby disk diffusion
method as recommended by the National Committee for Clinical Laboratory
Standards (Doern 1995
) (National Committee for Clinical Laboratory Standards 1998
). All susceptibility testing
was carried out with Mueller-Hinton medium supplemented with 5%
lysed sheep blood.
Data management and statistical analysis.
Several methods were used to ensure high quality data collection and management. Participants were regularly reinterviewed at random by field supervisors to verify the reliability of data collected. In addition, field supervisors conducted meetings to review data collection forms on a weekly basis. The project block officer reviewed all corrected forms. All forms were forwarded to the data center in Madurai, where the forms were tallied and the data were entered and verified. The database was analyzed for missing and illogical data, which was forwarded back to the field for correction. After final corrections were made, the master file was updated.
Treatment assignment codes for women participating in the InPACT study
were broken at the Johns Hopkins School of Hygiene and Public Health.
The treatment assignments have not been revealed to the project staff
in India because the main VASIN trial is still under way. The effects
of vitamin A supplementation on pneumococcal NP colonization and
serotype distribution were analyzed by intention-to-treat. The
t test for continuous variables and the two-tailed
2 analysis or Fishers exact test for contingency data
were used, as appropriate, to assess treatment group differences at
baseline (Stata 6.0; Stata Corporation, College Station, TX). Where
appropriate, bivariate associations between treatment and colonization
at 2, 4 and 6 mo of age were determined using the two-tailed
2 tests or Fishers exact test. Bivariate associations
between covariates and colonization were analyzed by the same methods
mentioned here. Logistic regression models were developed to analyze
colonization as a function of treatment assignment using covariates
that were statistically significant at a level of P
0.10 in the bivariate analysis for at least one of the time
periods. Due to the dynamics of pneumococcal colonization and the
collection of samples at 2-mo intervals, the observed prevalence of
pneumococcal colonization most likely underestimates the true incidence
of colonization in the population studied. Therefore, the OR rather
than estimates of relative risk were used to assess associations
between potential risk factors and colonization.
| RESULTS |
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We approached 465 of the 539 infants eligible for the InPACT trial at age 2 mo; of the 539 infants, 11 (6 in the vitamin A group and 5 in the placebo group) had died and 63 (29 in the vitamin A group and 34 in the placebo group) had migrated before becoming eligible at 2 mo of age. Mothers of infants not approached were significantly more likely to report episodes of night-blindness during pregnancy than were mothers of enrolled infants (33.3% versus 8.8%, P = 0.02). Mean birth weight among migrants was comparable to that of InPACT enrollees, however, the mean birth weight among infants who died was significantly lower than that of enrollees (2199.8 versus 2672.4 g, P < 0.001). However, they did not differ by other socioeconomic measures.
Follow-up.
Of the 465 infants approached in InPACT, there was one refusal in the
placebo group. Of the 464 infants enrolled, 239 (51.5%) had been
randomly assigned to the vitamin A group, and 225 (48.5%) had been
randomly assigned to the placebo group (Fig. 1
). Of the enrollees, 3 (2 in the treatment group and 1 in the placebo)
had not been dosed because the infants were not reachable for dosing
before their 1-mo birthday. At age 4 mo, specimens were collected from
87.4% (209) of the infants in the vitamin A group and 87.6% (197) of
the infants in the placebo group. By 4 mo, there were 2 deaths, 3
refusals and 34 migrations out of the study area. In addition, 19
infants were missed. During follow-up at age 6 -mo, specimens were
collected from 78.7% (188) infants in the vitamin A group and 76.0%
(171) in the placebo group; these included specimens collected from 13
infants who were unavailable at the 4-mo follow-up visit (7
migrants, 5 missed infants and 1 infant who parents had initially
refused). Three infant deaths and 62 migrations out of the study area
occurred before the 6-mo specimen collection, and 38 infants were
missed. Follow-up rates at ages 4 and 6 mo were 87.5% (406 of 464)
and 77.3% (359 of 464), respectively. Migration (13.4% in the vitamin
A group versus 13.3% in the placebo group) and missed infants (7.5%
versus 8.9%) accounted for the majority of losses to follow-up and
were similar in both treatment arms. Infants in both treatment groups
who were lost to follow-up at age 4 mo were similar to infants
retained in the trial. However, birth weights were significantly lower
in both treatment arms among those infants lost to follow-up at 6
mo than among those followed (2580.4 versus 2693.7 g, P
= 0.025).
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Treatment groups were comparable at baseline with respect to known risk
factors for acute respiratory infections. They were also similar for
various socioeconomic status indicators with the exception of type of
conveyance owned by the household (Table 1
). A greater proportion of the vitamin A group reported bicycle
ownership than the placebo group (40.2% versus 27.1%, P
= 0.002).
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At 2 mo of age, the prevalence of colonization was equivalent between
vitamin A and placebo arms (Table 2
). The odds of colonization tended to be lower (27%) in the vitamin A
arm than in the placebo arm [OR 0.73 (0.48, 1.1) among infants aged 4
mo, P = 0.13], and by age 6 mo, the arms did not
differ.
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Effect of vitamin A on delaying colonization.
Vitamin A significantly reduced the risk of colonization among
infants aged 4 mo who were not colonized at age 2 mo [OR 0.51 (0.28,
0.92), P = 0.023] but had no impact on the risk of
colonization in those who were already colonized. There was no effect
from age 2 to 6 mo or from age 4 to 6 mo (Table 3
).
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We evaluated the effect of vitamin A supplementation on colonization
with nine invasive serotypes that are prevalent in India (Table 4
). Colonization rates by these serotypes did not differ significantly
between the two treatment groups at 2, 4 and 6 mo of age. Similarly,
the distribution of serotypes included in the candidate
PncCRM197 pneumococcal conjugate vaccine was
comparable between treatment groups at ages 2, 4 and 6 mo.
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We examined the impact of vitamin A on colonization with isolates
resistant to four antibiotics commonly used for treating suspected
bacterial pneumonia cases in India: penicillin, gentamicin,
erythromycin and co-trimoxazole. Colonization with
penicillin-resistant isolates was 74% lower in the vitamin A group
than in the placebo group at 2 mo [OR = 0.26 (0.06, 1.16),
P = 0.08] (Table 5
). The power to detect differences was relatively low with penicillin,
as the prevalence of penicillin resistance was 3.9%. We did not
observe a similar effect in any other age group or among isolates
resistant to the other three antibiotics. Approximately 27% (92) of
the isolates were resistant to three or more antibiotics.
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| DISCUSSION |
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There are little data on the impact of vitamin A supplementation on
morbidity- and mortality-associated respiratory infections in
vitamin Adeficient infants younger than 6 mo (Anonymous 1995
). In contrast to the Indonesia trial cited here, a trial
conducted in Nepal found that the relative risk of death from all
causes was equivalent between the two treatment arms in infants younger
than 6 mo (West et al. 1995
). A potentially important
difference between these two trials was the time of dosing. In the
Indonesia trial, infants were dosed within 24 h of birth, whereas
study infants in Nepal were dosed, on average, 23 wk after birth. It
is possible that timing of the dose may be critical to the development
of immunity to respiratory and other pathogens.
One of the limitations of this study is that we did not measure serum
retinol levels at each interval. However, there is good evidence of
vitamin A deficiency in the population from which the study infants are
drawn, with 1737% of preschool-age children having serum retinol
levels below 0.7 µmol/L (Rahi et al. 1995
,
Rahmathullah et al. 1990
, Rahmathullah and Vennila 1994
, Ramakrishnan et al. 1995
), as well
as documented night-blindness in 9% of mothers of study infants.
Evidence from three studies conducted in Nepal show that the prevalence
of night-blindness is a sensitive indicator of endemic vitamin A
deficiency and that these women are at greater risk for death,
infection and anemia during pregnancy (Christian et al. 1998a
, 1998b
and 2000
). Hence, it is likely that the treatment effect
seen here is what can be expected within a moderately deficient
population. Rahman et al. (1997
) examined the effect of
vitamin A supplementation on cell-mediated immunity among infants
younger than 6 mo in Bangladesh. Their results show cell-mediated
immunity responses were improved among infants with adequate serum
retinol concentrations (>0.7 µmol/L) after supplementation, but
there was no improvement among children with low serum retinol levels
after supplementation. Similarly, results from the trial in Indonesia
showed a significant reduction in mortality rates only in infants with
normal birth weight and who were not malnourished. It is possible that
despite vitamin A supplementation, many of the children in our study
never attained an adequate serum retinol concentration, which may
explain the magnitude of the effect.
At age 4 mo, the vitamin A group tended to have a lower prevalence of
colonization than the placebo group (P = 0.13); no
effect was seen at ages 2 and 6 mo. The lack of effect at age 6 mo is
consistent with data showing that the duration of the effect of a
30,000-µg RE dose of vitamin A is 24 mo (Sommer and West 1997
). It is unclear why no effect was seen at age 2 mo. It is
possible that there is an immunological maturation threshold level that
is required for vitamin A to be protective. Data from laboratory
studies indicate that vitamin A deficiency decreases the amount of
secretory antibody in mucosal secretions (Biesalski and Stofft 1992
, Beisel 1982
, Semba 1998
).
There is evidence indicating that sIgA to pneumococcal capsular
polysaccharide, which interferes with the adherence of pneumococci to
mucosal epithelial cells, appears in the secretions of infants as early
as 6 mo of age (Nieminen et al. 1996
and 1999
). Yet, it
is possible that sIgA to capsular polysaccharide may appear earlier in
infants living in areas where the risk of infection is great.
Alternatively, sIgA may be present in the secretions of young infants
but at levels not detectable by current assessment techniques. The
Indonesia trial reported a significant reduction in mortality rates
between ages 1 and 4 mo.
Vitamin A significantly reduced the risk of colonization among infants aged 4 mo who were not colonized at age 2 mo but had no impact on the risk of colonization in those who were already colonized. This finding suggests that vitamin A may delay colonization and in turn lower the risk of disease in an age group at high risk for pneumococcal disease and death, although this delay is no more than 2 mo in duration. In addition, it suggests that vitamin A may have role in maintaining a barrier against colonization but has little effect once the barrier has been compromised.
The distributions of serotypes associated with invasive disease in developing countries and in India were comparable in the treatment arms in every age group. Based on these data, vitamin A supplementation is unlikely to alter the formulation or cost of producing a pneumococcal conjugate vaccine slated for use in developing countries.
The risk of colonization with penicillin-resistant pneumococci was
much lower in the vitamin A group than in the placebo arm, but the
prevalence of penicillin-resistance strains in this population was
very low,
4%, so the impact of this finding is likely to have
minimal public health significance. Vitamin A supplementation may have
a greater impact in settings where penicillin-resistant
pneumococcal strains are prevalent.
Although the power to detect differences between treatment groups in this study was relatively low, the preliminary results are suggestive of a potential role for the use of vitamin A supplementation in reducing or delaying the risk of pneumococcal infections, which may reduce or delay complications and deaths from pneumococcal disease in this high-risk age group. The consequences of this intervention are likely to vary across different populations and settings because of the prevalence of pneumococcal diseases and the severity of infant malnutrition. In high exposure areas like South India, vitamin A supplementation must reduce the risk of acquisition of pneumococci soon after birth if it is to be an effective strategy for lowering the risk of pneumococcal infection in infants, but more research is warranted to explore this question. Given the growing problem of antibiotic resistance and the unrealized prospects for an affordable pneumococcal conjugate vaccine for young infants, further studies are needed to evaluate the impact of vitamin A on clinical outcomes and on lowering the pool of infection and to elucidate the conditions under which newborn supplementation may reduce the risk of pneumococcal disease in young infants in developing countries.
| FOOTNOTES |
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3 Abbreviations used: InPACT, Infant Pneumococcal Acquisition/Colonization in Tamil Nadu; NGO, nongoverment organization; OR, odds ratio; RE, retinol equivalent; sIgA, secretory antibody; VASIN, Vitamin A Supplementation in Newborns. ![]()
Manuscript received July 26, 2000. Initial review completed August 29, 2000. Revision accepted November 2, 2000.
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