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Division of Public Health Sciences, Fred Hutchinson Cancer Research Center, Seattle, WA 98109;
*
Department of Family and Preventive Medicine, University of California, San Diego, La Jolla, CA 92093;
Division of Epidemiology, School of Public Health, University of Minnesota, Minneapolis, MN 55454; and
**
Division of Gastroenterology, Johns Hopkins University School of Medicine, Baltimore, MD 21224
3To whom correspondence should be addressed.
| ABSTRACT |
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2 g/d of olestra had
adjusted total serum carotenoids 15% lower compared with baseline.
There were increases in serum vitamin K concentrations associated with
olestra consumption (P = 0.03 in the cross section
and P = 0.06 in the cohort). In summary, there was
no statistically significant evidence in this free-living
population of associations between olestra consumption and decreased
serum concentrations of carotenoids and fat-soluble vitamins.
KEY WORDS: olestra carotenoids fat-soluble vitamins serum concentrations humans
| INTRODUCTION |
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In approving olestra, the FDA made assumptions about the level of its
consumption and its effects on serum micronutrient concentrations. As a
condition for approval, the FDA mandated a program of active
postmarketing surveillance to assess the accuracy of these assumptions.
The Olestra Post-Marketing Surveillance Study (OPMSS) was designed
to investigate whether consumption of olestra-containing foods, as
part of self-selected mixed diets, will affect nutritional status
(Kristal et al. 1998
). The specific aim was to examine
the association of olestra consumption with serum concentrations of six
carotenoids (
- and ß-carotene, lycopene, lutein, zeaxanthin, and
ß-cryptoxanthin) and four fat-soluble vitamins [retinol (vitamin
A), 25-hydroxyvitamin D,
-tocopherol (vitamin E) and vitamin K].
The full study, with baseline data and 0 y of follow-up at
four sites, will conclude data collection in October 2000.
At a public meeting in June 1998, the FDA reviewed the information about the potential health effects of olestra that had accumulated since the FDAs approval of olestra in December 1996. This review included the early results from the OPMSS arising from the first major test market for olestra-containing snacks in Marion County (Indianapolis), IN. This paper presents the OPMSS data considered by the FDA during the deliberations leading to its continued approval of olestra. These data represent the first findings of the associations between olestra consumption and serum levels of micronutrients in a free-living population.
| SUBJECTS AND METHODS |
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The OPMSS has the following three principal aims: 1) to monitor the adoption and patterns of use of olestra-containing food products in representative samples of the U.S. population; 2) to assess the associations between introduction of olestra-containing foods into the marketplace and serum concentrations of carotenoids and fat-soluble vitamins in representative samples of the U.S. population; and 3) to assess the associations between consumption of olestra-containing foods and serum concentrations of carotenoids and fat-soluble vitamins in a cohort of olestra consumers. The study was designed to have at least 80% power to test the following two null hypotheses: 1) changes in population-level total serum carotenoid concentrations that are attributable to olestra will be <10%, and 2) changes in serum concentrations of total carotenoids attributable to olestra, among olestra consumers, will be <10%.
Details of the design of the OPMSS, dietary assessment methods and
baseline descriptive results have been reported previously
(Kristal et al. 1998
). Briefly, the OPMSS is a series of
three related studies, each designed to address one of the three
principal aims given above. The first study, called the population
cross section, uses annual, independent, random-digit dial (RDD)
telephone surveys to collect population-level data on the
prevalence and patterns of olestra consumption. The second study,
called the clinic cross section, collects serum and extensive dietary
and health-behavior information from volunteers drawn from each RDD
survey. The third study, called the cohort, collects serum samples and
dietary information annually from a subsample of the baseline clinic
cross-section participants, chosen to target olestra consumers. In
Marion County, the baseline cross-sectional survey was conducted
from September 1996 to January 1997; marketing of olestra began
February 1997, and the first follow-up survey and follow-up
cohort visits were conducted from September 1997 to January 1998. The
study populations include children aged 717 y. However, because of
the small number of children in this preliminary analysis, we report
data only for adults
18 y old.
The OPMSS is funded by The Procter & Gamble Company (Cincinnati, OH), the manufacturer of olestra. By contractual agreements, scientists at the coordinating center and the field sites are solely and independently responsible for data management, analysis and publication. All study activities were approved by the institutional review boards, and participants provided oral consent for the telephone surveys and written consent for clinic visit activities. To avoid biasing participants reports of olestra consumption, we did not tell them that the primary focus of the study was olestra.
Participant selection.
Participants in the two independent population cross sections were
selected and interviewed using a list-assisted RDD sampling
methodology, which screens out nonworking numbers but does not exclude
nonresidential numbers. One adult (
18 y old) was selected at random
from each household. Of the 9170 numbers called in y 0 (baseline,
before the marketing of olestra), interviews were completed on 2173,
with an efficacy rate (completed interviews divided by the number of
known eligibles plus estimated eligibles from the residential numbers
on the list) of 64.2%. Of the 7300 calls made in y 1 (after
introduction of olestra in the marketplace), interviews were completed
on 1538, with an efficacy rate of 60.9%. These rates are similar to or
better than those found in other RDD surveys (Kristal et al. 1993
).
Clinic cross-section participants were a random sample of persons who completed the telephone survey. We excluded persons with medical conditions such as hyperparathyroidism or short bowel syndrome that would confound interpretation of serum measures. In y 0, of those we invited, 72% agreed to participate and 58% completed the clinic visit. In y 1, 75% agreed to participate and 63% completed the visit. Participants received $100 as compensation for travel and their time.
Cohort participants were selected from the baseline clinic cross section for higher level of olestra consumption. On the basis of dietary information collected from telephone interviews that were conducted ~3, 6 and 9 mo after the clinic visit and that assessed diet in the previous month, we recruited all adults who reported at least two occasions of eating olestra-containing foods, a random sample of 67% of those adults who reported a single eating occasion and a sample of 16% of those adults who did not report eating olestra. Of the 478 adults invited into the cohort, 88% completed the y-1 follow-up visit.
Measures.
Nutrient intakes, with the exception of vitamin K, were measured with
the use of a food-frequency questionnaire (FFQ) (Patterson et al. 1999
) with a supplementary questionnaire on savory snack
consumption (Neuhouser et al. 2000
). The reference
period for dietary assessment was "in the past month," because
serum carotenoid concentrations are sensitive to dietary changes in
recent weeks (Rock et al. 1992
). The nutrient database
for these questionnaires was derived from the University of Minnesota
Nutrition Coordinating Center nutrient database (Minneapolis, MN)
(Schakel et al. 1998
) and included the USDA-National
Cancer Institute carotenoid database for foods (Mangels et al. 1993
). Because serum vitamin K concentrations are most strongly
influenced by recent diet (Shearer et al. 1974
), vitamin
K intake was estimated from a 24-h dietary recall collected at each
clinic visit using the Nutrition Data System version 2.9 (Nutrition
Coordinating Center, University of Minnesota) (Feskanich et al. 1989
), with supplementary vitamin K food composition data
provided by Tufts University (Boston, MA) (Booth et al. 1995
). Data on vitamin supplement use over the past month were
obtained using a validated inventory procedure (Patterson et al. 2000
), which was modified to collect precise dose information
on vitamins A, D, E and K and ß-carotene (the only carotenoid
available in supplements at the time). Interviewers collected extensive
information on demographic characteristics, health-related behavior
and medical history. Clinic staff collected anthropometric measures
(weight, height and waist circumference) using a standardized protocol
(ARIC Investigators 1989
, Friedman et al. 1988
), and body mass index (BMI) was calculated as weight
(kg)/height squared (m2).
Blood collection and processing.
Details on blood collection, processing and analysis are given
elsewhere (Rock et al. 1999
). In brief, serum was
protected from light, stored at -20°C for no longer than 4 d,
shipped to the studys coordinating center on dry ice and then stored
at -70°C until analysis. Sera from y 0 and 1 were analyzed at
different times. Carotenoids (
- and ß-carotene, lycopene, lutein,
zeaxanthin and ß-cryptoxanthin), retinol and
-tocopherol were
analyzed using HPLC methods. Interassay CV for individual analytes
ranged from 1.9 to 9.8%. Minimal detectable concentrations were as
follows (µmol/L):
-tocopherol, 1.163;
-carotene,
0.005; ß-carotene, 0.011; lycopene, 0.011; lutein, 0.004; zeaxanthin,
0.01; and ß-cryptoxanthin, 0.011. 25-Hydroxyvitamin D was analyzed
using the INCSTAR (Stillwater, MN) 125I RIA kit. The
interassay CV ranged between 5.7 and 9.2%. Serum vitamin K
(phylloquinone) was analyzed by HPLC with vitamin K1(25) as
an internal standard using the method of Davidson and Sadowski (1997)
. One low normal and one high normal concentration
quality control sample was analyzed with each batch of samples with
between-day variability of 9.7 and 5.3%, respectively. Total serum
cholesterol and triacylglycerols were analyzed using enzymatic methods
(Rock et al. 1999
). Precision was evaluated using
packaged reagents, pooled human serum and control sera; both interassay
precision and bias were
3%.
Statistical analysis.
We assigned individual weights to each observation in the clinic
cross-sectional surveys, poststratified on age and sex, such that
statistics calculated from these samples were representative of the
Marion County adult population. We excluded from all analyses
participants for whom sex (<1%) or age (1%) was unavailable. Because
pregnancy has profound effects on serum lipid and nutrient
concentrations (Lockitch 1997
), we excluded from
analyses women who were pregnant (<1%). After these exclusions, there
were 1042 y-0 cross-section, 932 y-1 cross-section and 398
cohort participants available for our analyses. For participants whose
FFQ or BMI was missing or unreliable, we completed the data set by
assigning to them the mean of the variable among all participants with
valid values and included dummy variables to indicate that values had
been imputed. Unreliable values were defined as computed energy intake
<3347 kJ/d or >20,920 kJ/d for men (11%) or <2510 kJ/d or >16,736
kJ/d for women (9%), and BMI <15 or >60 kg/m2 (3%). For
a small number of participants who had serum concentrations of
carotenoids or vitamins that were undetectable by laboratory methods
(4% undetectable for vitamin D, 3% for vitamin K, 7% for
-carotene, <1% for all other analytes), we replaced the missing
values with the midpoint between zero and the laboratorys minimum
detectable value. Adults not fasting at both y 0 and 1 were excluded
from the clinic cohort analyses; we used dummy variables to indicate
nonfasting status at either y 0 or 1. Sensitivity analyses found that
our conclusions were not changed by these analytic decisions.
We categorized olestra intake into the following four levels on the
basis of daily intake (g) in the previous month: no intake (0 g/d), low
intake (>0 to <0.4 g/d, approximately the median intake among users
in the y-1 clinic cross section), moderate intake (0.4 to <2.0 g/d,
from the median up to the 90th percentile of intake among users), and
heavy intake (
2.0 g/d, the 90th percentile of intake and higher). For
regression modeling, we transformed serum and dietary distributions
(except percentage of energy from fat, alcohol consumption and servings
per day of fruits and vegetables) by the natural logarithm.
For the clinic cross-sectional analyses, we first used data from
the y-0 clinic visit to develop models predicting serum nutrient
concentrations, weighted to be representative of the Marion County
population. All models included age, sex, race, total energy intake
(except for the model for vitamin K) and dietary plus supplemental
intake of the nutrient. Additional variables, such as serum cholesterol
concentration, were added if they were significant at the 0.05 level.
The variables considered for the models have been reported elsewhere
(Rock et al. 1999
). We then modeled serum nutrient
concentrations at y 1 using the control variables identified from the
y-0 data and added the olestra intake variable. This modeling strategy
ensured that associations between olestra intake and other control
variables would not confound the y-1 analysis.
For the cohort analyses, we developed models to predict changes in serum nutrient concentrations without regard to olestra consumption. All models included age, sex, race, y-0 serum concentration, y-0 and change in total intake of the nutrient, and y-0 and change in energy intake, with additional variables included if they were significant at the 0.05 level. If a change variable (such as change in fat consumption) was included in the final model, we also included the baseline value regardless of statistical significance. Once the most parsimonious model was selected, we added olestra to the model to assess its association with the change in serum concentration. Details on the most parsimonious models found for the cross section and the cohort are available upon request.
In comparisons of the distributions of demographic characteristics, we
used t tests for continuous measures and Pearsons
2 test for unordered categorical measures. Geometric
mean serum concentrations and 95% confidence limits (weighted to be
representative of the Marion County population in the cross section,
unweighted in the cohort) by level of olestra consumption were computed
from the least-squares means for the log-transformed serum
concentrations, back-transformed to the original units. Tests for
olestra effects in the regression models used Type III sums of squares.
The P-values reported are not adjusted for multiple
tests. All analyses were performed using SAS version 6.12 (SAS Institute 1989
).
Power.
When completed, the national data from the OPMSS clinic cross section is projected to have 80% power to detect a 8.0% difference in serum total carotenoid concentration between olestra consumers and nonconsumers, assuming that 25% of participants report olestra consumption in the previous month. The cohort should be able to detect a 5% difference, assuming 80% reporting consumption. Under the same assumptions, the y-1 data from Marion County were projected to be able to detect differences of 13% in the clinic cross-sectional analyses and 20% in the cohort. However, the rate of olestra intake and the variance in serum measures differed from our assumptions. Post-hoc, the detectable differences actually achieved were slightly better (8.7% in the clinic cross section and 11% in the cohort) than the original projections.
| RESULTS |
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2g/d. (There are ~15 g of olestra in a 2-oz average serving
of olestra-containing potato chips.) After adjustment for sampling
probability, we estimate that 15.5% of Marion County residents ate
olestra-containing foods at least once a month ~9 mo after their
initial availability in the marketplace, with a median intake of 3.0
servings in the previous month. Despite our selection of the most
frequent olestra consumers for the cohort, only 36% reported eating
olestra-containing foods in the month before their follow-up
clinic visit.
Table 3
gives the mean serum carotenoid and fat-soluble vitamin
concentrations for the clinic cross section at y 1, for each category
of olestra consumption. These results are adjusted for covariates and
weighted to be representative of the Marion County population. There
was no significant variation across levels of olestra consumption in
the serum concentration of total carotenoids (P = 0.83
for heterogeneity, P = 0.88 for trend), any individual
carotenoid or vitamins A, D or
-tocopherol. There was a significant
trend for increased serum vitamin K concentration with increasing
consumption of olestra, with an estimated 10.5% increase in serum
concentration for each category of increasing olestra consumption. The
test for heterogeneity for serum
-tocopherol had a
P-value of 0.08 due to an anomalously high mean
concentration among the highest consumers of olestra. There was,
however, no consistent or significant trend for increasing serum
-tocopherol with increased olestra consumption.
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-carotene, ß-carotene and
lycopene). The test for trend for serum vitamin K concentrations had a
P-value of 0.06 and a point estimate for the slope of a
9.3% increase for each successive category of increasing olestra
intake. Vitamin K concentrations decreased by 20% among nonconsumers
and increased by 10% among heaviest users. There was no evidence of an
association between olestra consumption and serum concentrations of
other fat-soluble vitamins. Serum vitamin D was significantly lower
during y 1 compared with y 0, independent of the level of olestra
consumption.
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| DISCUSSION |
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Although the intakes of olestra in this study may appear to be low,
they are consistent with the premarket estimates of olestra intake
(Webb et al. 1997
). The highest level of intake is
similar to that used in a controlled olestra feeding study that found
effects of olestra on serum carotenoids. A previous controlled trial
found that a daily dose of 3 g of sucrose polyester eaten as
margarine with the main meal of the day reduced serum concentrations of
ß-carotene and lycopene by 20 and 38%, respectively (Westrate and van het Hof 1995
). In the OPMSS clinic cross section at y
1, participants in the highest category of olestra consumption (
2
g/d) had reductions in serum concentrations of 11% for ß-carotene
and 8% for lycopene, compared with nonconsumers. In the cohort,
reductions between baseline and follow-up in the highest category
of olestra consumption were 21% for ß-carotene (compared with 7%
for nonconsumers) and 7% for lycopene (compared with no change for
nonconsumers). In contrast to the Westrate and van het Hof data, none
of the effects of olestra in this analysis was significant and there
were no ordered, dose-response relationships between olestra and
serum carotenoids in either sample. For example, adults in the cohort
with moderate consumption levels of olestra (0.42 g/d) had increased
serum concentrations for all carotenoids except lycopene. Therefore, we
interpret the results for analyses of olestra consumption and serum
carotenoid concentrations as being consistent with random variability.
The data are also consistent with lower serum carotenoid concentrations
among the small subgroup of individuals (~3% of Marion County
residents in Fall 1997) consuming
2 g/d of olestra, but not with a
linear trend for decreasing serum carotenoid concentrations with
increasing olestra consumption. Data from pigs (Cooper et al. 1997a
) and humans (Schlagheck et al. 1997
) do
not suggest a threshold for effect of olestra; in fact, the greatest
incremental effects are seen at the lowest consumption levels studied.
There are a number of reasons why results from an observational study
of olestra consumption would be expected to differ from feeding
studies. First, olestra intake is estimated from self-report and
necessarily contains error. Second, from a biological perspective,
there are many determinants of serum carotenoids in free-living
persons eating a varied diet. For example, fiber reduces carotenoid
absorption, whereas fat facilitates absorption (Rock 1997
). This type of variation in nutrient absorption is a
well-known aspect of a mixed diet and generally does not pose
health risks. People who choose to consume olestra are likely to make
different dietary choices than those who do not choose to consume
olestra, and these differences can reduce the observed association
between olestra consumption and serum levels. In feeding studies in
which participants are unaware of whether they are consuming olestra,
dietary choices are unlikely to confound the association. Third, from a
population-level perspective, the effect of olestra on carotenoids
will be determined by the following factors, among others:
1) the fraction of the population consuming olestra;
2) the amount of olestra generally consumed; 3)
the percentage of total carotenoids consumed with
olestra-containing foods (co-consumption); and 4) the
degree to which co-consumption decreases carotenoid absorption. For
an example of the effect of co-consumption, in a feeding study in
which olestra was provided with every meal, 20 g/d olestra reduced
serum ß-carotene by 50% (Schlagheck et al. 1997
),
whereas in another study in which the participants were able to choose
when they consumed olestra, 18 g/d olestra reduced serum ß-carotene
by 27% (Koonsvitsky et al. 1997
). In a separate
analysis of 489 24-h dietary recalls from study participants, we found
that co-consumption of high carotenoid foods with savory snacks on
any single day was low, i.e., on average, only 1315% of total
dietary carotenoids were consumed within 2 h of eating any type of
savory snack; co-consumption with olestra was too small to be
estimated reliably. Thus, it is not surprising that the effects of
olestra consumption on serum micronutrient and carotenoid
concentrations in free-living persons will be less than those in
controlled studies.
The finding of increased serum vitamin K concentration with increased
olestra consumption may be causal. The associations between olestra
consumption and increased serum vitamin K were consistent in both the
cross-section and cohort samples, and could be due to the level of
vitamin K added to olestra. The FDA requires the addition of 8
µg vitamin K/g olestra (Federal Register 1996
). At the time of approval, the manufacturer estimated, on
the basis of animal and human studies, that the amount of vitamin K
necessary to offset any olestra effect on absorption was 3.3
µg/g (Peters et al. 1997
). Thus, those
consuming 2.0 g/d olestra are consuming 9.4 µg/d vitamin K
beyond that estimated to account for an olestra effect. This is 13% of
the mean dietary intake of vitamin K in the y-0 cross section (70.1
µg/d). In its approval of olestra, the FDA considered the
possibility that the mandated level of vitamin K supplementation would
be greater than that required to correct for absorption effects of
olestra and concluded that any excess did not pose a health risk
(Federal Register 1996
).
The lack of an association between olestra consumption and serum
concentrations of vitamins A, D and E suggests that the level of
addition to olestra by these vitamins is sufficient to offset any
olestra effects on absorption. The reductions in serum
25-hydroxyvitamin D concentration in y 1 compared with y 0, regardless
of olestra intake, is likely due to decreased exposure to solar
radiation, a major source of vitamin D in humans (Need et al. 1993
). Data provided by the Midwestern Climate Center
(Champaign, IL) show that the mean solar radiation in Indianapolis, the
primary city in Marion County, was 15.7 MJ/m2
June 1996January 1997 and 10.1 MJ/m2 June
1997January 1998, a 36% decrease.
The major limitation of this study is that dietary data, including
consumption of olestra-containing savory snacks, are
self-reported and therefore likely to contain significant
measurement error (Willett 1998
). The FFQ used in this
study is the same questionnaire developed for the Womens Health
Initiative, a multicenter clinical trial and observational study of
~164,500 women. In a validity study comparing nutrient estimates from
this FFQ to 8 d of food records and recalls, correlation
coefficients for some of the nutrients examined in this study were as
follows: 0.62 for percentage of energy from fat, 0.57 for ß-carotene,
0.56 for retinol, 0.73 for vitamin D and 0.83 for vitamin E
(Patterson et al. 1999
). The reliability of this
instrument was good, with intraclass correlation coefficients ranging
from 0.67 to 0.79 for these same nutrients. In a separate analysis, we
compared fruit and vegetable consumption measured by this FFQ with
serum concentrations of carotenoids in this sample. The Pearson
correlation of fruit and vegetable intake with total carotenoids was
0.23, which is similar to estimates found in similar studies
(Tucker et al. 1999
).
This study has several strengths. Our primary end point (serum
concentration of carotenoids) is a sensitive indicator of the effect of
olestra consumption on nutrient absorption because olestra exclusively
affects the absorption of lipophilic substances (Cooper et al. 1997b
), and carotenoids are considerably more lipophilic than
fat-soluble vitamins or other potentially beneficial food
components, such as phenols or folate (Lawson et al. 1997
). Therefore, serum carotenoids can serve as a type of
"worst-case scenario" marker for any compounds that could be
sequestered by olestra. Another strength is the study design. A RDD
survey combined with community-based, cross-sectional samples and a
cohort allows for considerable confidence in our findings. In addition,
we successfully recruited a heterogeneous population, including
substantial numbers of minorities and those of low socioeconomic
status, persons typically difficult to enroll in research studies.
However, this first analysis is limited in its ability to assess the
effect of olestra consumption among frequent consumers because only
35% of individuals report an average consumption
2 g/d (equivalent
to one 2-oz serving every 8 d). Further follow-up of the full
OPMSS study population will be important to clarify the effects in the
heaviest consumers.
In summary, this first analysis found no significant or otherwise compelling evidence of a marked effect of olestra consumption on serum concentrations of carotenoids and fat-soluble vitamins in free-living individuals. However, patterns of consumption of olestra may change over time, particularly as new food products containing olestra become available. Continued monitoring of olestra consumption and its effects on nutritional status is warranted. At the conclusion of the Olestra Post Marketing Surveillance Study in October 2000, we will have analyzed serum from ~4800 individuals before olestra availability and 2500 individuals in three cross-sectional surveys after the introduction of olestra to the market. In addition, we will have followed a cohort of over 2000 individuals from baseline for up to 2.5 y after the introduction of olestra. The total sample size gives the OPMSS good power to detect even small changes in serum concentrations of carotenoids and fat-soluble vitamins attributable to the consumption of olestra-containing foods.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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2 Funded by The Procter & Gamble Company, Cincinnati, OH. ![]()
4 Abbreviations used: BMI, body mass index; FDA, Food and Drug Administration; FFQ, food-frequency questionnaire; OPMSS, Olestra Post-Marketing Surveillance Study; RDD, random-digit dialing. ![]()
Manuscript received December 17, 1999. Initial review completed January 24, 2000. Revision accepted March 9, 2000.
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