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(Journal of Nutrition. 2000;130:1705-1710.)
© 2000 The American Society for Nutritional Sciences


Article

High-Molecular-Weight Hydroxypropylmethylcellulose Taken with or between Meals Is Hypocholesterolemic in Adult Men1

Kevin C. Maki2, Michael H. Davidson, Sarah Torri, Kate A. Ingram, John O’Mullane*, Bruce P. Daggy* and Helmut H. Albrecht*

Chicago Center for Clinical Research, Chicago, IL and * SmithKline Beecham Consumer Healthcare, Parsippany, NJ

2To whom correspondence and reprint requests should be addressed.


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 SUBJECTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Hydroxypropylmethylcellulose (HPMC) is a food gum that shares certain characteristics, such as high viscosity, with soluble fibers. In this trial, the safety and cholesterol-lowering efficacy of HPMC consumed with and between meals was evaluated in free-living male volunteers with mild-to-moderate hypercholesterolemia. After a 14-d baseline period, men (n = 51) with LDL cholesterol between 3.36 and 4.91 mmol/L and triglycerides <3.95 mmol/L were randomly assigned to consume 5.0 g/d HPMC in 240 mL of orange drink, taken either with or between meals, for a 2-wk treatment period. In the Between Meals group, total cholesterol was reduced by 8.0% vs. baseline in wk 1 of treatment (P < 0.05) and 5.1% in wk 2 (P < 0.01). LDL cholesterol concentrations fell by 12.0 and 7.7% (P < 0.01). In the With Meals group, reductions were 9.5 and 8.3% for total cholesterol, and 12.5 and 12.8% for LDL cholesterol (wk 1 and 2, respectively, P < 0.01). In both groups, HDL cholesterol decreased by ~5% during wk 1 of treatment (P < 0.01), but the wk 2 concentrations were not significantly different from baseline. There were no significant differences between groups in lipid responses, although there was a trend for a smaller LDL cholesterol–lowering effect during wk 2 of treatment in the Between Meals group (P < 0.06). Gastrointestinal-related adverse experiences (mostly mild) were twice as common among participants who ingested HPMC with meals (P < 0.05). These results suggest that HPMC has a lipid-lowering effect, which may be more consistent when taken with meals.


KEY WORDS: • cholesterol • hydroxypropylmethylcellulose • lipoproteins • dietary fibers • humans


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 SUBJECTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Hydroxypropylmethylcellulose (HPMC)3 is a high viscosity food gum that shares certain characteristics with some soluble fibers, including formation of viscous gels in the small intestine and the ability to lower serum cholesterol concentration. Some soluble fibers and gums (e.g., psyllium, pectin, guar gum or oat fiber) have been shown to reduce serum cholesterol levels in humans (Davidson et al. 1991Citation and 1998Citation , Haskell et al. 1992Citation , Jenson et al. 1993Citation and 1997Citation ). Consumption in doses adequate to reduce serum cholesterol may be associated with gastrointestinal (GI) side effects such as bloating, abdominal cramping and flatulence. These disturbances are thought to result in part from colonic fermentation, which produces gases and volatile short-chain fatty acids. In contrast, HPMC is not metabolized by flora in the human colon and thus might be better tolerated.

In a dose titration experiment conducted with mildly hypercholesterolemic subjects, HPMC lowered total and LDL cholesterol (LDL-C) concentrations in a linear fashion. Each 10 g/d increase in HPMC consumption was associated with a decline in LDL-C of ~8%. Although some GI side effects were observed (gas and bloating), these were mild and occurred primarily with the highest dose (30 g/d). Minimal side effects were observed at a dose of 20 g/d, which was associated with a mean reduction of 16% [25 mg/dL (0.65 mmol/L)] in LDL-C.

Findings from another recent study (Maki et al. 1999Citation ) confirmed the hypocholesterolemic properties of HPMC. Three doses of a high-molecular-weight HPMC (2.5, 5.0 and 7.5 g/d) were compared with a cellulose placebo. Reductions in LDL-C of ~12% from baseline were observed in the 5.0 and 7.5 g/d groups, and the incidences of side effects in the active treatment arms did not differ from that of the placebo group.

The mechanisms mediating the hypocholesterolemic effects of HPMC are incompletely understood. In the intestine, HPMC may form viscous gels, which interfere with contact between the intestinal wall and luminal contents. Thus, like some soluble fibers, HPMC may reduce or delay absorption of cholesterol, bile acids and carbohydrate (Carr et al. 1996Citation , Eastwood and Morris 1992Citation , Turley et al. 1991Citation , Vahouny and Cassidy 1985Citation , Vahouny et al. 1980Citation , Story and Kritchevsky 1976Citation ). Because the availability of these substances in the intestine would be greatest after a meal, it is possible that the hypocholesterolemic effect of HPMC might be influenced by the timing of consumption in relation to food intake.

The purpose of this study was to evaluate the hypocholesterolemic effects of HPMC consumed in the fasting state vs. with meals or snacks. Furthermore, because the high doses of HPMC used in some previous trials (up to 30 g/d) may be unrealistic for long-term consumption, this study used a lower dose (5.0 g/d) of a very high viscosity variant of HPMC.


    SUBJECTS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 SUBJECTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Study design.

This was a randomized, open-label, parallel group study in free-living hypercholesterolemic male volunteers (n = 51). One group was assigned to ingest 240 mL (8 oz) of orange drink (orange-flavored Tang, Kraft Foods, Northfield, IL) mixed with 2.5 g HPMC twice a day, with meals, for 2 wk. Subjects in the other group were given identical directions except that they were instructed to consume each dose of the HPMC drink at least 2 h after and not <1 h before a meal or snack.

The study consisted of two periods, i.e., a 14-d period for screening and baseline measurements, followed by a 14-d treatment phase during which the subjects consumed the study product.

Subject selection.

The protocol was approved by an Institutional Review Board (Schulman Associates, Cincinnati, OH). The conditions and procedures of the investigation were reviewed with each subject and an informed consent form was signed.

Potential study participants were screened within 3 wk of entering the study. Screening variables included medical history and physical examination, including a 12-lead electrocardiogram, blood pressure, vital signs, and height and weight measurements. Subjects eligible for participation were hypercholesterolemic males between 18 and 85 y of age, without clinical or laboratory findings suggesting the presence of an illness or condition that would confound the study’s results. Individuals were excluded if they were using any medications known to influence lipid metabolism, or dietary fiber supplements.

Serum lipid profiles [total cholesterol, LDL-C, HDL cholesterol (HDL-C) and triglycerides] were obtained from fasting subjects at two baseline visits. Averages from these two sets of lipid values were required to meet the following criteria: LDL-C, 3.36–4.91 mmol/L (130–190 mg/dL) and triglycerides < 3.95 mmol/L (350 mg/dL). If the difference between visit 1 and visit 2 LDL-C values was > 12%, using the larger of the two values as the denominator, the subject was disqualified from participation.

Dietary assessment.

The Eating Pattern Assessment Tool (EPAT; University of Minnesota, Minneapolis, MN) was completed at randomization and at the final visit by each subject to assess whether diets changed significantly during the treatment phase of the study (Peters et al. 1994Citation ). The EPAT is a food-frequency questionnaire designed to indicate the number of times per week a subject consumes foods high in fat, saturated fat and cholesterol. Section I of the EPAT can be scored to determine a subject’s compliance with a low fat diet. A section I EPAT score of <=28 indicates a consumption pattern consistent with the National Cholesterol Education Program Step I guidelines.

Randomization.

Seventy-eight (78) men were screened. Of these, 26 did not qualify for randomization. The reasons for subject ineligibility were as follows: LDL-C too low [<130 mg/dL (3.36 mmol/L)] (n = 5); LDL-C variability >12% (n = 5); LDL-C too high [>190 mg/dL (4.91 mmol/L)] (n = 3); elevated triglycerides (n = 2); anemia (n = 1); and subject chose not to participate (n = 10).

Clinic visits.

Vital signs, weight and blood were obtained from fasting subjects at each clinic visit. Study product was dispensed only at visit 3 (randomization), and compliance was assessed at visits 4 and 5 (wk 1 and 2 of treatment, respectively).

Adverse events were ascertained by the study coordinator via nonleading questions. Adverse events that occurred during the course of the study were documented on case report forms and were categorized on the basis of patient input as mild, moderate or severe.

Lipid measurements.

Blood samples for lipid measurements were obtained by venipuncture at each clinic visit after a 10- to 12-h fast. Lipid analyses were completed at a central laboratory (Quest Diagnostic Laboratories, Woodale, IL). Serum lipid profiles were determined using reference values standardized with those of the Centers for Disease Control and Prevention (Myers et al. 1989Citation ). Total cholesterol and triglycerides were measured enzymatically (Artiss and Zak 1997Citation , Cole et al. 1997Citation ). HDL-C was measured following phosphotungstate precipitation of lower density lipoproteins (Lopes-Virella et al. 1977Citation ). The LDL-C level was calculated using the following equation (DeLong et al. 1986Citation ): LDL-C (mg/dL) = total cholesterol - HDL-C - (triglycerides/6.25). This equation loses accuracy when the serum triglyceride concentration exceeds 400 mg/dL; therefore, LDL-C values were not calculated when triglycerides were above this level.

Test product distribution.

Each subject was given a box containing the following: 30 packets of HPMC powder (the full 2-wk study supply, plus two extra days), two bottles of Tang powdered drink mix, one electric mixer, a dose instruction sheet and a daily diary. The diary was used to record timing of all doses of study product consumed and was reviewed by the coordinator at each treatment visit.

Test articles.

HPMC was prepared by Midland Dow Chemical of Midland, MI, and delivered to SmithKline Beecham Consumer Healthcare, Parsippany, NJ for packaging and labeling. The HPMC used in this study (United States Pharmacopeia Substitution Type 2208) was manufactured according to United States Pharmacopeia and Good Manufacturing Practices requirements by Dow Chemical. Its viscosity was determined by modification of the United States Pharmacopeia method for Procedure for Cellulose Derivatives under Viscosity method 911. The modification was to test viscosity of a 10 g/L solution rather than the standard 20 g/L solution, necessitated by the high viscosity of the material used. The viscosity of a 20 g/L solution was then calculated using the Phllipof equation: viscosity = (1 + k · c)8, where k is a constant for a given HPMC and c is the concentration expressed as a fraction. The calculated viscosity at 20 g/L for this batch of HPMC was 362.14 mPa · s.

Compliance.

Compliance was calculated from the number of unused servings supplemented with data from a diary kept by each subject during the treatment period. The study coordinator queried subjects regarding any discrepancies.

Statistical analysis.

One-way ANOVA was used to evaluate comparability of baseline characteristics of the two treatment groups. Log-transformed values were utilized for serum triglycerides because of the skewed distribution of values. ANOVA with repeated measures was used to assess possible group effects, time effects and group-time interaction for lipid values, with the dependent variables in each of these models being the percentage of change from baseline. Single-sample t tests were used to determine whether the change from baseline lipid concentration was significantly different from zero after wk 1 and 2 of treatment within each group. The frequency of adverse events between groups was compared using Fisher’s exact test. McNemar’s test was employed to compare the frequency of adverse events within groups during wk 1 vs. wk 2. Because compliance data showed a non-Gaussian distribution, Mann-Whitney U and Wilcoxon’s signed rank tests were used to test for possible differences between and within groups, respectively. Due to the number of comparisons completed, P-values > 0.01 but <= 0.05 were considered to be of borderline significance; P-values <= 0.01 were considered significant.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 SUBJECTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Baseline characteristics and compliance.

Data from one subject who withdrew before the first on-treatment blood draw were not included. The two groups did not differ in age, height, weight and fasting serum lipids (Table 1Citation ). Median compliance was >= 93% at all time points (Table 2Citation ). During wk 1, one subject consumed twice the prescribed dosage of HPMC. Exclusion of this subject’s data had no material influence on the study’s results.


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Table 1. Baseline demographic and lipid values according to group assignment1

 

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Table 2. Comparison of the percentage of compliance with hydroxypropylmethylcellulose consumption in the between and with meals groups for wk 1 and wk 21

 
Tolerability.

No subjects dropped from the study due to HPMC-related side effects. A total of 45 adverse events, all nonserious, were reported during the treatment phase. These included 36 GI events, two dermatological, three musculoskeletal, four respiratory and one other.

The number of subjects reporting >=1 adverse event of any type during the study was 52 and 23% (P < 0.05) in the With and Between Meals groups, respectively. Only the GI symptoms were judged by the investigators to be possibly related to the study product (see Table 3Citation ). Of these, the number of persons reporting events in the Between Meals group was 7 (27%) compared with 14 (56%) in the With Meals group (P < 0.05). During wk 1, GI events were reported by 6 (23%) vs. 11 (44%) subjects in the Between and With Meals groups, respectively (P < 0.12). During wk 2, the corresponding frequencies were 4 (15%) vs. 10 (40%; P < 0.07).


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Table 3. Summary of gastrointestinal adverse events experienced by men consuming 5.0 g/d hydroxypropylmethylcellulose between or with meals for 2 wk

 
All adverse experiences were mild to moderate in nature, with the exception of one subject in the With Meals group, who reported severe abdominal gas (1 d), and severe diarrhea (4 d). This subject temporarily discontinued the study product and remained in the study after being rechallenged at the full dose of 5.0 g HPMC. Because this subject tolerated the study product well upon rechallenge, these complaints were thought to be unrelated to study product consumption. One subject dropped from the study during the treatment phase due to insomnia. The investigators did not feel that this was related to the study product.

Eating Patterns Assessment Tool.

No differences were found between or within groups for either subsection of the EPAT (see Table 4Citation ).


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Table 4. Eating Pattern Assessment Tool (EPAT) results of men consuming 5.0 g/d hydroxypropylmethylcellulose between and with meals for 2 wk12

 
Body weight.

Body weight declined slightly, and to a similar degree, in both groups during treatment. Mean change from baseline to week 2 was -0.36 ± 0.91 kg (P < 0.06) in the Between Meals group and -0.45 ± 1.06 kg (P < 0.05) in the With Meals group. No significant relationship was found between the changes in body weight and the absolute (r = 0.01) or percentage of change in LDL-C (r = 0.03). Similar results were obtained for total cholesterol, HDL-C and triglycerides (data not shown).

Serum lipids.

During treatment, significant changes from baseline occurred in both groups for total cholesterol, LDL-C, HDL-C and triglycerides (Table 5Citation ). Total and LDL-C were reduced among all subjects. In both groups, HDL-C declined significantly (P < 0.01) during wk 1, but the wk 2 concentrations were not significantly different from baseline. Because LDL-C was depressed to a greater degree than HDL-C, the LDL-C/HDL-C declined for both groups. In contrast to the other serum lipids, triglycerides increased with treatment. The increase was significant (P < 0.05) at wk 1 for the Between Meals group, but not at wk 2. For the With Meals group, the increase was significant at wk 2, but not at wk 1 (P < 0.05).


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Table 5. Summary of changes from baseline for serum lipid variables in men consuming 5.0 g/d hydroxypropylmethylcellulose between and with meals for 2 wk1

 
Neither the wk 1 nor wk 2 lipid responses were significantly different between groups. However, as shown in Figure 1Citation , LDL-C tended (P < 0.09) to increase during wk 2 in the Between Meals group, but not among the With Meals subjects (P < 0.06 for the difference between groups in response at wk 2).



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Figure 1. LDL cholesterol concentrations of subjects consuming 5.0 g/d hydroxypropylmethylcellulose (HPMC) between or with meals during a 2-wk treatment period. Values are means ± SD, n = 26 or 25 for Between Meals and With Meals groups, respectively. No significant differences between groups were present at any time point (P > 0.10).

 
At wk 1, each group had only one subject whose LDL-C was above the baseline value. At wk 2, five subjects in the Between Meals group had LDL-C concentrations above their baseline values, whereas none of the With Meals subjects did. Review of the compliance and EPAT data from these five nonresponders showed that their values were similar to those from the remainder of the sample. In addition, body weight tended to decline to a greater degree among nonresponders than among the other subjects (change = -1.07 ± 1.29 vs. -0.33 ± 0.94 kg, P < 0.12). Therefore, inadequate adherence to the study procedures or weight change do not appear to explain the atypical response of these five subjects.

Correlation analysis was completed to evaluate the associations between the percentage of change (at wk 2) in serum triglycerides, HDL-C and LDL-C. The LDL-C response was related to the change in HDL-C (r = 0.50, P < 0.001), but not to change in triglycerides (r = 0.19). In addition, the change in HDL-C was inversely associated with the change in triglycerides (r = -0.42, P < 0.003). Multivariate correlation showed that these relationships did not vary according to group assignment. In addition, both the changes in LDL-C (P < 0.001) and triglycerides (P < 0.003) were significant, independent predictors of the change in HDL-C (multiple r = 0.62).


    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 SUBJECTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The results of this study are consistent with earlier findings suggesting that HPMC lowers total and LDL-C among men with mild-to-moderate hypercholesterolemia.

In this study, LDL-C fell by 12–13% in both treatment groups during wk 1. During wk 2 of treatment, there was a trend for LDL-C to increase toward baseline among the Between Meals group but not among the With Meals subjects. This upward trend in the Between Meal group was due to a rebound in LDL-C concentrations to levels above baseline in five subjects. These nonresponders were not different from the remainder of the study sample with regard to self-reported dietary intake or HPMC consumption. In addition, body weight did not increase among these subjects; in fact, they tended to have larger reductions in body weight than other subjects. Although not conclusive, these results suggest that the hypocholesterolemic efficacy of HPMC may be greatest when it is consumed in association with a meal.

There are four main mechanisms by which soluble fiber is hypothesized to contribute to cholesterol lowering: 1) interfering with bile acid reabsorption, 2) interfering with cholesterol absorption/reabsorption, 3) delaying carbohydrate absorption, and 4) production of cholesterol-lowering fermentation by-products such as short-chain fatty acids.

Wolever and colleagues (1994)Citation concluded that psyllium fiber must be consumed with food in order to have its maximum cholesterol-lowering effect. They found that 7.6 g/d of psyllium taken between meals did not influence blood lipid levels, whereas a similar amount of psyllium consumed in a ready-to-eat cereal lowered LDL-C by 11.3%. The authors suggested that slowing of carbohydrate absorption, resulting in reduced insulinemia, may contribute to the hypocholesterolemic influence of psyllium fiber. The lack of effect on lipids when psyllium is taken between meals is consistent with this hypothesis. Additional support comes from studies that show that consuming several small meals lowers insulin and LDL-C concentrations compared with consumption of the same foods over three meals (Fabry and Tepperrman 1970Citation , Jenkins et al. 1989Citation ). In this study, HPMC was consumed with a carbohydrate-containing beverage. Accordingly, the influence of HPMC on the rate of carbohydrate absorption may not have been lost completely and may explain the difference in results between our study and that of Wolever et al. (1994)Citation .

When consumed in association with a meal, it would be expected that HPMC in the intestinal lumen would have greater exposure to cholesterol (endogenous and exogenous) and bile acids, therefore potentially allowing a greater opportunity for interference with absorption or reabsorption of these materials.

Because HPMC is resistant to colonic fermentation, the results of this and previous studies demonstrating its cholesterol-lowering effects (Dressman et al. 1993Citation , Maki et al. 1999Citation ) suggest that fermentability is not a necessary factor for a food gum to show hypocholesterolemic properties. Additional investigation will be required to determine the mechanisms responsible for the influence of HPMC on serum lipids and whether it is modulated by the timing of HPMC consumption relative to food intake.

In agreement with results from a study by Dressman et al. (1993)Citation , HDL-C was reduced slightly in both groups (~2–5%). However, because LDL-C was lowered to a greater degree, the LDL-C/HDL-C ratio declined significantly (~6–8%).

Serum triglycerides tended to increase during treatment, although the response was quite variable. Nevertheless, the percentage of change in triglycerides correlated significantly with the percentage of change in HDL-C. Thus, the change in HDL-C may have been a secondary event driven by an increase in circulating triglycerides (Ginsberg 1990Citation ). Although these changes may have been related to HPMC consumption, consideration must also be given to the possibility that the carbohydrate content of the delivery medium (Tang) may have played a role. Numerous studies have demonstrated that substitution of dietary carbohydrates for fat will increase serum triglycerides and lower HDL-C. The carbohydrates (sugars) in Tang provided ~5% of daily energy intake [assuming an average 10.46 MJ (2500 kcal) diet for the study participants] and thus may have influenced triglyceride levels. The changes in LDL-C and HDL-C were significantly correlated, and this relationship maintained significance after adjustment for the change in serum triglycerides. The latter finding is consistent with an effect of HPMC consumption on HDL-C. However, in a previous trial, no differences from baseline or cellulose placebo were observed for HDL-C with consumption of 2.5, 5.0 or 7.5 g/d of HPMC (Maki et al. 1999Citation ).

The lipid responses observed are unlikely to be explained by changes in body weight. Although a slight decline was observed in both groups, weight change did not correlate with the relative or absolute changes in any of the lipid variables measured.

Mild-to-moderate GI signs and symptoms (mainly gas, bloating and changes in the consistency and frequency of bowel movements) were twice as common in the With Meals group (24 vs. 12 events; events reported by 52 vs. 23% of subjects, P < 0.05). These side effects may have occurred due to an increased volume of material in the GI system. Because the subjects reported bloating/gas, but not flatulence (flatulence was not reported in the With Meals group), side effects might have resulted from the greater bulk passing through the colon, due to the water-holding capacity of the HPMC. These sensations may have been more pronounced when the HPMC was taken with a meal. The high degree of tolerability associated with HPMC use is supported by results from a double-blind, controlled trial among 160 hypercholesterolemic subjects (Maki et al. 1999Citation ). During a 6-wk treatment period, subjects consumed either a 5.0 g/d cellulose placebo or 2.5–7.5 g/d of HPMC with meals. The incidence of GI side effects did not differ between the placebo (cellulose) and treatment groups. The literature does suggest that not all soluble fibers are equivalent in terms of side effects (Schulte-Brockholt and Koch 1994Citation ). Although direct comparison data from clinical trials are not available, it is the authors’ impression that HPMC may be better tolerated than more fermentable dietary fibers.

The findings of this investigation are consistent with a clinically meaningful hypocholesterolemic effect of HPMC at a dose of 2.5 g twice daily when taken with or between meals. Although timing of HPMC consumption in relation to meals did not appear to be critical for efficacy in most subjects, there was a tendency toward a more consistent response when HPMC was consumed with meals. GI side effects were generally mild and were more common in the With Meals group. In total, these results suggest that HPMC has potential clinical utility in the management of hypercholesterolemia.


    FOOTNOTES
 
1 Supported by SmithKline Beecham Consumer Healthcare, Parsippany, NJ. Back

3 Abbreviations used: EPAT, Eating Pattern Assessment Tool; GI, gastrointestinal; HDL-C, HDL cholesterol; HPMC, hydroxypropylmethylcellulose; LDL-C, LDL cholesterol. Back

Manuscript received November 1, 1999. Initial review completed January 4, 2000. Revision accepted March 6, 2000.


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 ABSTRACT
 INTRODUCTION
 SUBJECTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 

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K. C. Maki, M. L. Carson, M. P. Miller, M. Turowski, M. Bell, D. M. Wilder, T. M. Rains, and M. S. Reeves
Hydroxypropylmethylcellulose and Methylcellulose Consumption Reduce Postprandial Insulinemia in Overweight and Obese Men and Women
J. Nutr., February 1, 2008; 138(2): 292 - 296.
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