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Immunology Centre, Research Department, Italian National Research Centres on Aging, 60121 Ancona, Italy
3To whom correspondence should be addressed.
| ABSTRACT |
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KEY WORDS: zinc thymulin CD4+ risk factors opportunistic infections viral load HIV
| INTRODUCTION |
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The aim of the present article was to summarize data from our
laboratory regarding the role of zinc in stage IV of human
immunodeficiency virus (HIV) infection according to the Centers for
Disease Control and Prevention classification (Centers for Disease Control AIDS Program 1987
) because marked zinc
deficiency and strong compromised immune functions are present with the
consequent appearance of opportunistic infections by various pathogens
leading to death of the infected individual (Fabris et al. 1988
, Levy 1989
). Supplementation with zinc
associated with zidovudine (AZT) therapy (retrospective study) is
discussed in comparison with new HAART therapy.
| Zinc, immune system and infections |
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, and
IFN-
is decreased (Dowd et al. 1986
, IL-1, and IL-6 is increased during zinc deficiency
(Beck et al. 1996, Cui et al. 1998
release rather than Th2 cells
(antibody-mediated immunity) believed necessary for IL-4, IL-6, IL-10,
and IL-13 release (Prasad et al. 1997
, IL-12)
altered in zinc deficiency is normalized by in vitro zinc addition
(Driessen et al. 1994
These findings clearly suggest the relevance of zinc deficiency for
immune depression with the onset of many pathologies, among which
infectious episodes are the most frequent (Clegg et al. 1989
). Indeed, numerous animal and human studies indicate that
zinc deficiency decreases resistance to infection diseases.
Zinc-deficient animals and humans have depressed immune
response (Chandra 1983
, Iwata et al. 1979
, Wellinghausen et al. 1997
) (Table 1)
, and
they are more susceptible to a diverse range of infectious pathogens,
including viruses, bacteria, fungi and protozoa (Table 1)
. The role of
zinc deficiency during infection is broad: from a delay in production
of protective IgG antibodies to decreased T-lymphocyte activation
and in some cases (e.g., for infections by Plasmodium
yoelii) to death (for a review, see Shankar and Prasad 1998
). An adequate zinc diet in animals is able to correct the
impaired resistance to infections with a reduction in infectious
episodes (Table 2
).
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All of this findings support the idea of a key role played by zinc in
the efficiency of immune responses against infectious episodes. To
confirm this role of zinc, we used an HIV model (stage IV of disease,
Centers for Disease Control and Prevention classification,
Centers for Disease Control AIDS Program 1987
) because
zinc deficiency, deranged immune functions and occurrence or recidivism
of opportunistic infections are usual and constant events with an
unfavorable prognosis (Fabris et al. 1988
, Levy 1989
).
| Zinc and HIV |
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Taking into account the pivotal role of zinc in the efficiency of the
immune system (Chandra 1983
, Prasad et al. 1988
, Wellinghausen et al. 1997
), in particular
for CD4+ cell growth and function (Miller and Strittmatter 1992
), the strong depletion of
CD4+ cells in the setting of HIV infection
leading to the appearance or recidivism of opportunistic infections,
followed by an unfavorable prognosis (Fauci et al.
), may
be in large part due to the low zinc bioavailability. Such an
assumption may be supported by the discovery that zinc is also required
for the biological activity of the thymic hormone ZnFTS
(Dardenne et al. 1982
) that is indispensable for the
differentiation and maturation of CD4+ cells
(Goldstein 1984
). The zinc-unbound form of thymulin
(FTS) is inactive with an inhibitory effect on the zinc-bound
active form (ZnFTS) (Fabris et al. 1984
). The in vitro
zinc addition to plasma samples unmasks the inactive form (FTS),
showing the total amount of thymulin molecules produced (ZnFTS + FTS)
(Fabris et al. 1984
). The ratio between total thymulin
(TT) and active thymulin (AT) represents the thymulin-unsaturable
fraction by zinc ions and, as such, is a good marker with which to test
real zinc deficiency (TT/AT > 2 = marked zinc deficiency;
TT/AT < 2 = mild zinc deficiency; TT/AT = 1n
zinc values) (Fabris et al. 1984
). This phenomenon
(TT/AT > 2) occurs in many zinc deficiencies, including HIV stage
IV, suggesting that the thymic defect in thymulin production is not
intrinsic but is in large part dependent on the low peripheral
zinc bioavailability to saturate all thymulin molecules produced
(Fabris et al. 1984
, 1988
, Fabris and Mocchegiani 1995
). In this context, discrepancies exist in
older literature regarding decrements in thymic hormone production in
HIV infection. Thymosin
-1 is increased (Naylor et al. 1983
), whereas thymulin is decreased (Dardenne et al. 1983
, Incefy et al. 1986
). In agreement with
Dardenne et al. 1983
and Incefy et al. 1986
, in a retrospective study where only AZT was available, AT
is strongly reduced in stage IV (10 young patients), whereas inactive
thymulin (FTS) is strongly increased compared with young healthy
control subjects. The in vitro zinc addition to plasma samples unmasks
FTS-inactive molecules, showing that the total amount of thymulin
(ZnFTS + FTS) is near the young normal subject range
(Mocchegiani et al 1995
). The TT/AT ratio is > 2
(45 log-2) in stage IV, suggesting that the
severe zinc deficiency present in this stage of disease (7075
µg/dL) is real (Fabris et al. 1988
, Mocchegiani et al. 1995
). Concomitantly, very strong CD4+
depletion is observed at individual level increments of 70% of
recidivistic opportunistic infections by various pathogens on d
120 of observation are also present (Mocchegiani et al. 1995
). These findings suggest that the marked zinc deficiency
in stage IV may be the cause of deranged immune functions with the
consequent increased appearance of recidivistic opportunistic
infections. On the other hand, the thymus gland is also atrophic in the
first phases of HIV infection (Gaulton et al. 1997
) due
to increased apoptosis of thymocytes (Meyaard et al. 1992
). Zinc prevents apoptosis (Fraker and Telford 1997
). The same mechanisms that involve apoptosis in atrophic
thymus have been recently proposed in aging because zinc in vitro
prevents old thymocyte apoptosis (Provinciali et al. 1998
), and supplementation with zinc in old mice restores
thymic functions and the number of thymocyte CD4+
cells (Mocchegiani et al. 1995
). These last findings
clearly suggest the key role played by zinc in thymic functions with
the consequent differentiation and maturation of
CD4+ cells. Because the analysis of risk factors
(Cox hazard regression) for infection incidence in stage IV confirms
zinc deficiency and CD4+ depletion as risk
factors with significant scores (Table 3
), this is further support that the low zinc bioavailability is crucial
for CD4+ depletion and, consequently, for HIV
progression, suggesting supplementation with zinc in this stage of
disease.
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A further support for the beneficial effect of zinc supplementation
comes from the findings showing a zinc-binding protein, such as
2-macroglobulin with high zinc binding
affinity (Fabris and Mocchegiani 1995
), to strongly
increase during infections with Pseudomonas aeruginosa
(Fitzgerald and Pastan 1993
) and, as such, may be a
marker for the appearance of acute phase infections (Roberts et al. 1982
). Impaired immune functions are also present during
infections with P. aeruginosa in patients affected by burns
(Berger et al. 1998
) and cystic fibrosis
(Mocchegiani et al. 1995
). Despite
2-macroglobulin having been suggested as
protective against bacteria endotoxins with a killing mechanism
(Fitzgerald and Pastan 1993
), its abnormal increments
may become deleterious for the efficiency of the immune system through
continuous sequestering of zinc (Mocchegiani et al. 1999
). Physiological supplementation with zinc in burned men
(Berger et al. 1998
) recovers immune efficiency with a
significant decrease in the number of bronchopneumonia infections
(Berger et al. 1998
). These last findings clearly
suggest that supplementation with zinc does not induce a possible
further deleterious role of
2-macroglobulin
because this zinc-binding protein may be completely saturated by
preexisting zinc ions, as occurs in cancer (Mocchegiani et al. 1999
). Indeed, the increased
2-macroglobulins in cancer are not affected by
supplementation with zinc, which induces, by contrast, a beneficial
effect on immune functions (Fabris and Mocchegiani 1995
)
with an
2-macroglobulin protective role
(Mocchegiani et al. 1999
). The same mechanism might also
occur in HIV infection, where physiological supplementation with zinc
might not induce a further viral replication because both Tat and NCp7
zinc-binding proteins might be completely saturated by preexisting
zinc ions. Thereby, zinc may be available for inhibitory action by gag
precursors (Mizuno et al. 1996
, Turpin et al. 1996
) and for immune efficiency recovery with consequent
opportunistic infection reduction. Such an hypothesis is supported by
the fact that up-physiological supplementation with zinc at
stage III of the disease, at the borderline for the appearance of the
first opportunistic infections (Fauci et al. 1984
) also
showing, in many cases, a high viral load (Mellors et al. 1996
), is able to prevent the onset of a first
opportunistic infection for a long period of time (~2 y), postponing
HIV progression (Mocchegiani et al. 1995
).
| Supplementation with zinc in HIV stage IV |
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Further indirect support for this assumption comes from the new HAART
therapy. Other HIV subjects (10 subjects in stage IV with
CD4+ cells of
100
mm3) treated with new HAART showed significant
increments of CD4+ cells and zincemia values
associated with significant decrements of the viral load (HIV RNA)
(tested with reverse transcriptionpolymerase chain reaction technical
procedure, Mellors et al. 1996
). No appearance
occurred of recidivistic opportunistic infections during 4 mo of
observation (Table 4
). Furthermore, significant inverse correlations exist between
CD4+ and HIV RNA (r = -0.79,
P < 0.01) but also between zincemia and HIV RNA
(r = - 0.73, P < 0.01) in
HAART-treated subjects. This suggests that in addition to
increasing CD4+ cells (Chaisson and Moore 1997
), the new HAART therapy may thwart the appearance
of recidivistic opportunistic infections (Chaisson and Moore 1997
), also through major zinc bioavailability. As such, zinc
is crucial against infections in both stage III (Mocchegiani et al. 1995
) and stage IV, which is critical for an unfavorable
prognosis (Fabris et al. 1988
, Fauci et al. 1984,
Levy 1989
). The same relative risk factors
also show significant reduction of scores in HAART-treated patients
compared with AZT-treated patients (Tables 3 and
5). Because HIV RNA has been show as a real predictor for HIV progression
and, consequently, the development of new HAART therapy
(Chaisson and Moore 1997
, Mellors et al. 1996
), the presence of a nonsignificant score for HIV RNA in
HAART-treated subjects is confirmation (Table 5)
. Zinc is absent in
HAART drugs (protease inhibitors) (S. Veccia, personal communication).
Thus, the mechanism or mechanisms via which HAART may induce zinc
increments are still unknown. Decreased acute inflammation
(Chandra 1992
) or major zinc intestinal absorption may
occur as revealed by significant increments in body weight in
HAART-treated subjects (Table 4)
.
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| Future remarks |
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1) Severe zinc deficiency is present in stage IV of HIV infection associated with a strongly compromised immune system with the appearance of many recidivistic opportunistic infections that lead to death of the individual. Such severe zinc deficiency and CD4+ depletion have significant scores as relative risks for recidivistic opportunistic infections, suggesting that such an appearance may be also due to zinc deficiency.
2) Supplementation with zinc (three times the recommended daily
allowance) for 1 mo induces at individual levels significant reductions
(50%) in recidivistic opportunistic infections with complete
disappearance of recidivism by C. aesophagea and P.
carinii with a role for zinc more involved in extracellular
matrix. The significant reduction in scores in relative risk factors
(CD4+ depletion and zinc deficiency) after
supplementation with zinc is in line with the proposed pivotal role of
zinc in resistance to infection (Chandra 1989
,
Shankar and Prasad 1998
). Because of the significant
inverse correlation between zincemia and HIV RNA in HAART-treated
subjects with no appearance of opportunistic infections, it is further
indirect evidence of that. Thus, zinc is important to induce resistance
to infections. However, supplementation with zinc must be carried out
with caution and for short periods because high doses of zinc are
dangerous due to toxic effects on immune functions as a result of
competition phenomenon with copper (Chandra 1984
,
Fosmire 1990
). Such an aspect is relevant in stage IV,
where the immune system is strongly compromised. In addition, high
doses of zinc might also effectively induce a quick viral replication
by means of Tat or NCp7 proteins and, as such, justify the lack of
benefit of high doses of zinc in HIV infection reported by others
(Tang et al. 1996
). By contrast, physiological or
up-physiological supplementation with zinc for short periods
may be beneficial, as demonstrated in stage III with postponement of
HIV progression (Isa et al. 1992
, Mocchegiani et al. 1995
, Zazzo et al. 1989
).
Taking into account the relevant role of zinc in thymic functions
(Dardenne et al. 1982
) and peripheral immune efficiency
(Chandra 1983
, Fabris and Mocchegiani 1995
), recidivistic opportunistic infection reductions after
zinc supplementation may occur by means of thymic endocrine activity
restoration, which, in turn, promote a major homing of stem cells from
the bone marrow (Fabris et al. 1997
) and might induce
recovery of CD4+ cell number. The restoration of
thymic endocrine activity followed by CD4+
increments and relative risk factor reductions after supplementation
with zinc is in line with this interpretation.
Alternatively, other direct or indirect mechanisms for
CD4+ recovery may be taken into account. A direct
effect of zinc in preventing apoptosis of CD4+
cells by means of endonuclease enzymes with a cleavage mechanism or by
means of c-myc may be involved, although such a prevention
may be dependent on intracellular zinc concentrations (Fraker and Telford 1997
). Indirectly, zinc might reduce
CD4+ apoptosis by means of its influence on
immune cells to produce various cytokines, such as IFN-
, which in
turn may prevent CD4+ apoptosis induced by
bacteria endotoxins by means of its transcription factors IRF-1 and
IRF-2 (Lopez-Collazzo et al. 1998
). Zinc, by means of
the inhibition of nuclear factor
B (Shumilla et al. 1998
), which is under the control of TNF-
(Beg and Baltimore 1996
), might prevent CD4+
apoptosis induced by TNF-
(Beg and Baltimore 1996
).
Indeed, TNF-
is strongly increased in HIV infection and, as such, is
suggested as a prognostic factor for HIV progression (Odeh 1992
). Moreover, zinc may have also a direct action as an
antioxidant by means of nitric oxide, which in turn induces zinc
release from metallothioneins and so may limit free radical membrane
damage during inflammation (Shankar and Prasad 1998
).
All these possible mechanisms require further study.
3) Because zinc is important to induce resistance to infections,
perhaps, independent of HIV and pathogens involved, the study of the
existence of a parallelism between HIV and aging for infection
recidivism represents an interesting tool for future research because
recidivistic infections lead to death under both conditions
(Pawlec and Solana 1997
). Indeed, although the use of
HAART may have resolved the problem of possible reduction in
recidivistic opportunistic infections in stage IV through
possible major zinc bioavailability, zinc deficiency is present in
aging (Fabris and Mocchegiani 1995
) and severe
recidivistic infections at the bronchoalveolar level lead often to
death in old individuals because of the poor efficacy of conventional
antibiotic therapy (Lewis and Reeves 1994
). Thus,
supplementation with zinc may also be beneficial in aging as resistance
against severe recidivistic infections.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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2 Supported by Italian National Research Centres on Aging and Italian Heath Ministry. ![]()
4 Abbreviations used: AZT, zidovudine; HIV, human immunodeficiency virus; IFN, interferon; IL, interleukin; PHA, phytohemagglutinin; TNF, tumor necrosis factor. ![]()
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