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Section of Nutrition, University of Colorado Health Sciences Center, Denver, CO 80262
| ABSTRACT |
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KEY WORDS: humans zinc deficiency zinc bioavailability zinc biomarkers
| INTRODUCTION |
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| The biology of zinc |
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Zinc is ubiquitous in subcellular metabolism. It is, for example, an
essential component of the catalytic site or sites of at least one
enzyme in every enzyme classification (Fierke 2000
).
Altogether, several hundred zinc metalloenzymes have been identified in
the plant and animal kingdoms. A combination of chemical properties
accounts for its use in this biological role. In addition to those
highlighted earlier, the activity of the catalytic site is, in some
zinc metalloenzymes, enhanced by the "entatic" (strained) condition
of the metal geometry imposed by close proximity of the zinc atom to
the extensive protein ß-sheets adjacent to the catalytic sites.
Other zinc atoms have specific structural roles in enzyme molecules as
well as in many other proteins and in biomembranes. These structural
roles of zinc are, again, ubiquitous and of outstanding importance in
cellular and subcellular metabolism. One outstanding example that has
generated a great deal of recent interest is the zinc finger motif
(Berg and Shi 1996
, Rhodes and Klug 1993
), the most common recurring motif in transcription
proteins. The configuration of these "fingers," which determines
their binding to DNA, is determined by the single zinc atom at their
base. The linking of these zinc fingers to corresponding sites on DNA
initiates the transcription process and gene expression. Similar motifs
have been identified in nuclear hormonal receptors, including those for
estrogen, testosterone and vitamin D.
Although much remains to be learned about the extent of the role of
zinc as an intracellular regulatory ion, the potential importance of
zinc in this role is attracting increasing attention (Cousins 1998
). The readily reversible capacity of zinc for
cross-linking facilitates these regulatory roles. Notable examples
that have been suggested but that require further research include
involvement in the regulation of cellular growth and differentiation,
including gene expression, and in the regulation of apoptosis
(Zalewski et al. 1994
).
This brief incursion into the biology of zinc is necessary if we are to
fully appreciate the significance of zinc in human nutrition. Two
aspects of this complex biology stand out. One is the ubiquity and
versatility of this metal. The other is the central but still
incompletely understood role, or complex combination of roles, that
zinc has in gene expression and in cellular growth and differentiation.
Some knowledge of these ramifications of the biology of zinc is
important to any understanding and discussion of human zinc nutrition
and deficiency. The ubiquity and versatility of zinc in subcellular
metabolism suggest that zinc deficiency may well result in a
generalized impairment of many metabolic functions (Williams 1989
).
Even a partial understanding of the fundamental importance of zinc in
cellular growth and differentiation alerts us to the special
vulnerability to an inadequate supply of zinc of the rapidly growing
embryo, fetus, infant and young child or of the patient mounting an
immune response or requiring tissue repair. An appreciation of the
extraordinary rapidity with which the effects of dietary zinc
restriction of growth and differentiation are manifest in the animal
(mammalian) model (Chesters 1982
) correctly alerts us to
the special vulnerability to zinc deficiency of cells that are rapidly
turning over, notably those of the immune system. However, other organs
and systems that are not noted for rapid cell turnover, e.g., the
central nervous system (Frederickson 2000
), are also
vulnerable to zinc restriction.
The pattern of disturbance of zinc-dependent metabolism may well depend on a variety of host and environmental (including other dietary) factors as well as on the severity and acuteness of the zinc deficiency. Hence the human nutrition scientist and clinician are faced with a potentially bewildering range of manifestations of zinc deficiency that are typically difficult to detect and confirm.
| The history of our understanding of human zinc deficiency |
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The first major conceptual breakthrough came in 1961 (Prasad et al. 1961
) with the hypothesis that zinc deficiency was a major
etiological factor in the syndrome of "adolescent nutritional
dwarfism" that had been identified principally and extensively in
mid-Eastern countries. The impact of this hypothesis and the
results of subsequent research to test it were diminished by several
factors, including the complexities of the multiple nutrient
deficiencies that contributed to this syndrome and the paucity of data
derived from randomized controlled intervention studies. The latter, as
are discussed further, are of special importance in the
identification of human zinc deficiency. Moreover, the practical
relevance of these findings, which were associated with a number of
possible special environmental/nutritional etiological factors, to
nutrition in North America was not readily apparent at that time.
Nevertheless, this work made an outstanding contribution to the history
of our recognition of zinc as a micronutrient of practical importance
in human nutrition.
Approximately one decade later, severe zinc deficiency had been
identified in industrialized countries, notably with the recognition
that the phenotypic expression of the rare autosomal recessively
inherited disorder acrodermatitis enteropathica was attributable to a
defect in zinc metabolism (Moynahan 1974
). Numerically
more important at that time, and persisting through the 1970s and even
beyond, was iatrogenic severe zinc deficiency, which was attributable
to the failure to add zinc to intravenous infusates for patients who
were totally dependent on intravenous feeding. Our understanding of the
clinical sequelae of zinc deficiency still owes a great deal to
descriptions of the presentation of patients with inherited and
acquired severe zinc deficiency states. These are considered further in
a subsequent section.
Since the early 1960s there has been recurring interest in the possible occurrence of zinc deficiency, or disturbed zinc metabolism, as a factor in a wide range of disease states, from the common cold to wound healing in surgical patients. There have also been numerous individual case reports of secondary zinc deficiency. In general, however, these studies were too limited in design or number to allow any definitive conclusions to be made about the prevalence and role of zinc deficiency in disease states in the United States.
Nutritional zinc deficiency, on the other hand, has been more
thoroughly documented, including the results of a series of randomized
controlled studies of dietary zinc supplementation in young children in
Denver during the 1970s and 1980s. These indicated the occurrence of
growth-limiting zinc deficiency in otherwise apparently normal
infants and young children (Hambidge et al. 1985
,
Walravens et al. 1983
, 1989
,
Walravens and Hambidge 1976
).
These studies have provided one cornerstone for the large number of
randomized, double-blinded controlled studies of dietary zinc
supplementation that were conducted, primarily in developing countries,
in the 1990s (Bhutta et al. 1999
, Brown et al. 1998
). The cumulative results of these studies have had a very
positive impact in the advancement of our appreciation of the public
health importance of human zinc deficiency on a global basis
(Black 1998
). This work provided clear documentation of
the etiological role of zinc in several diseases and clinical
circumstances and in disturbances of normal physiology, growth and
development (see later).
The history of our understanding of the role of zinc in human nutrition and disease provides an excellent example of the mutual benefits of closely linking nutrition research in industrialized nations with that in the developing world.
| The clinical spectrum and public health significance of human zinc deficiency |
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Organ systems known to be affected clinically by severe zinc deficiency
states include the epidermal, gastrointestinal, central nervous,
immune, skeletal and reproductive systems (Hambidge and Walravens 1982
). In view of what is now known about the biology
of zinc, it is likely that zinc-dependent metabolic functions are
impaired in all tissues. As a sobering reminder of our reliance on zinc
not only for optimal health but also for life itself, patients with
classic acrodermatitis enteropathica typically died in later infancy
before the therapeutic benefits of oral zinc supplementation
were recognized and routinely applied.
The specific biochemical correlates underlying the clinical features
have not been easy to identify. This applies, for example, to the
epidermal lesions, of which the prominent skin lesions, with their
characteristic distribution primarily around the body orifices and at
the extremities (acral), are the most apparent. A better understanding
of the disturbed biology underlying each of the clinical features of
acrodermatitis enteropathica is, first and foremost, of importance for
the optimal medical management of patients with this autosomal
recessively inherited disease and other severe zinc deficiency
disorders. The identification of humans with a phenotypic presentation
very reminiscent of the lethal milk mutation in mice alerts us to the
likelihood that other inherited defects in zinc transport may occur in
additional organs (Atkinson et al. 1989
, Piletz and Ganschow, 1978
, Zimmerman et al. 1982
).
Beyond the value to the individuals affected with this inborn error or
errors, elucidation of the clinical features of severe zinc deficiency
states and their biochemical correlates is of value in advancing our
understanding of milder zinc deficiency states. Although less
impressive in their clinical presentation, the latter are of
numerically much greater importance. Moreover, most of the clinical
features of acrodermatitis enteropathica were documented in milder zinc
deficiency states.
Three examples of how clinical and laboratory observations in
acrodermatitis enteropathica have assisted in the identification of
parallel consequences of milder acquired zinc deficiency syndromes are
as follows: (1) Diarrhea is prominent as a clinical feature
of most cases of acrodermatitis enteropathica (Hambidge 1992
). (2) A wide variety and severity of immune
defects (especially compromised T-cell function) have long been
recognized in acrodermatitis enteropathica, with corresponding
vulnerability to a wide range of viral, bacterial and fungal
infections. Although in advanced cases it is difficult to separate the
effects of zinc deficiency from those of secondary protein energy
malnutrition, the rapidity of immune function improvement with the
initiation of zinc therapy speaks to a specific and direct role for
zinc deficiency. (3) Similar considerations apply to central
nervous system function. The initiation of zinc therapy in
acrodermatitis enteropathica is followed with remarkable rapidity by an
increase in hedonic tone, motivation, alertness and responsivity
(Walravens et al. 1978
). There is a correspondingly
rapid decrease in irritability, nervousness and restlessness.
| Milder zinc deficiency states |
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Detection.
Once alerted to the reality of human zinc deficiency and its
consequences, the most obvious factors that have hampered progress in
our understanding of the prevalence of this micronutrient deficiency
have been, and continue to be, the lack of adequate laboratory
biomarkers (Hambidge and Krebs 1995
, Wood 1999) and the lack of pathognomonic clinical features of zinc
deficiency states.
Measurements of zinc concentrations in plasma have been shown to be
useful in identifying children who are more likely to have a growth
response to zinc supplements (Brown 1999) or diarrhea
(Bahl et al. 1998
). The potentially confounding factor
of hypozincemia as part of the acute phase response to infection may
not be a major detriment (Brown 1998
). Unfortunately,
however, this assay lacks the sensitivity necessary to give it a strong
endorsement as a biomarker of zinc status. The application of other
indices, e.g., hair zinc concentrations, although capable of yielding
interesting and useful data (Ferguson et al. 1993
,
Hambidge et al. 1972
), has been even less well defined.
This also applies to what theoretically may be even more appealing
putative biomarkers, notably indices related to a zinc-dependent
function, e.g., the activity of a zinc-dependent enzyme. In
general, initial enthusiasm has not been followed by convincing
application, and typically there has been a lack of independent
confirmation of the usefulness of these proposed indices.
Consequently, elucidation of the prevalence and the clinical effects of milder zinc deficiency states has depended to a very large extent on the results of well-designed and executed, controlled, randomized intervention studies with dietary zinc supplements. Such studies have made a vital contribution to recent progress. Most notably they have confirmed the contribution of zinc deficiency to impaired physical and neuropsychological development and to the prevalence of gastrointestinal and respiratory infections in multiple communities.
These well-documented sequelae of zinc deficiency are summarized
briefly in this section and considered in more detail elsewhere
in this supplement. They have also been the focus of recent extensive
review elsewhere (Zinc for Child Health, 1997
).
Growth.
The one clinical feature that is most studied is the impairment of
physical growth. As with other features of zinc deficiency, the most
definitive investigations have been those based on randomized,
controlled studies of dietary zinc supplementation. In the Colorado
studies in the 1970s and 1980s, the principal focus was on physical
growth. The principal reason for this focus was the earlier clear
demonstration in animal models that zinc had no pharmacological effect
on growth (Williams and Mills 1970
). Hence, the
demonstration of an increase in growth velocity associated with modest
dietary zinc supplements under double-blind, controlled, randomized
study conditions provided convincing evidence for a preexisting
growth-limiting zinc deficiency state. In all, four such studies
were undertaken in Colorado. Subjects ranged from healthy cows milk
formulafed infants (Walravens and Hambidge 1976
), at a
time before zinc fortification of cows milk formulas became the norm,
to older infants, toddlers or young children with nonorganic failure to
thrive. Subsequently, many other studies of zinc supplementation have
included growth measurements. These results have been subjected to
rigorous and repeated meta-analysis with confirmation of the effect
of zinc supplements in increasing height and weight velocity when
administered to children in many countries (Brown et al. 1998
).
In some instances, effects have been observed on body composition
rather than on weight or on linear growth velocity (Bates et al. 1993
, Cavan et al. 1993
, Kikafunda et al. 1998
). These different responses serve as a reminder of how
much there remains to be learned about variations in the presentation
of zinc deficiency and the factors responsible. They also are a
reminder that the biochemical and hormonal factors underlying these
effects on growth remain unclear. It is possible that the relative
magnitude of the contributions of different factors can vary under
different environmental and host circumstances. One of the
environmental issues of note is the total diet, including concurrent
deficiencies or imbalances of other micronutrients (Solomons et al. 1999
).
Diarrhea.
That zinc added to conventional therapy is effective in reducing the
duration of acute and persistent diarrhea has been confirmed through
pooled analysis of data derived from multiple studies (Bhutta et al. 1999
). The severity of the illness may also be reduced.
Pooled analyses have also confirmed that zinc supplementation of
children at a community level in the developing world results in
significant reductions in the incidence and prevalence of diarrhea.
Losses of zinc via the intestine are likely to be increased in
diarrheal states and may contribute to zinc deficiency and to a vicious
cycle. Supplementation studies have not always included rigorous or
perhaps any data on habitual diet, although it appears very likely that
dietary intake of bioavailable zinc is typically low in the populations
studied. More attention to these factors in future studies will be
helpful in determining etiology as well as optimal prevention
strategies.
The long-term recognition that diarrhea is characteristically,
although not inevitably, a prominent feature of acrodermatitis
enteropathica; the plausible mechanistic explanations for the links
between zinc deficiency and diarrhea, e.g., functional impairment of
the immune system and of intestinal mucosal cell transport mechanisms
(Ghishan 1984
); the modest supplements required to
achieve a beneficial effect; and, perhaps above all, the concurrent
increase in growth velocity are all compatible with the conclusion that
the favorable effects on diarrhea are attributable to correction of a
zinc deficiency state that is the cause of, or contributing to, the
diarrhea.
Pneumonia.
Pooled analyses of the results of community zinc supplementation
studies in children in developing countries have demonstrated a very
substantial and statistically significant reduction in the prevalence
of pneumonia (Bhutta et al. 1999
).
Other infections.
Malaria is among other infections that appear to be reduced by zinc
supplementation (Bates et al. 1993
, Black 1998
) and that must be considered as a priority for further
research.
Neuropsychological performance.
Evidence of improved brain development attributable to improved zinc
status has been derived from studies of activity levels in young
children in India (Sazawal et al. 1996
) and Guatemala
(Bentley et al. 1997
). Neuropsychological performance
has been reported to improve with zinc supplementation in young Chinese
children (Penland et al. 1998
, Sandstead et al. 1998
) but only when other micronutrient nutrition is adequate.
Relevance to childhood morbidity and mortality rates.
Probably for reasons discussed in the section on the biology of zinc,
the effects of zinc deficiency are remarkably diverse and notable for
being nonspecific. The latter does not detract from their importance.
It has been estimated (Zinc for Child Health, 1997
) that
the beneficial effects of zinc supplements for diarrhea prevention are
of the same magnitude as those achieved by cleaning the water supply
and providing quality sanitation. In the case of children under 5 y, the public health benefits of zinc supplementation in the prevention
of acute lower respiratory disease and malaria have also been
calculated to be superior to any other preventive modalities (R. Black, personal communication, 1998
). These infectious/nutritional diseases
are the principal causes of childhood morbidity and mortality globally.
The impairment of physical growth and the impairment of
neuropsychological development are well-recognized associated
features. The sum of recent evidence indicates that the maintenance of
optimal zinc nutriture is perhaps the most effective, even if only
partial, preventive measure that can be undertaken to decrease
morbidity rates in young children in the developing world.
Pregnancy and prenatal development.
Studies in the developing world are just starting to give much needed
attention to pregnancy and the effects of maternal zinc status on both
prenatal and postnatal development (Caulfield 1999a
).
Early results of these endeavors indicate that poor maternal zinc
status in pregnancy can have adverse effects on fetal brain function
(Merialdi et al. 1998
). In contrast to recent
observations in the United States (Goldenberg et al. 1995
), the lack of effect of maternal supplementation on fetal
growth has been unexplained (Caulfield et al. 1999b
).
Zinc deficiency in North America.
The results of the Colorado supplementation studies in the 1970s and
1980s indicated that growth-limiting nutritional zinc deficiency
existed in otherwise healthy infants, toddlers and preschool children
even after the routine fortification of infant formulas with zinc in
the 1970s. This is not to imply that the already generous quantities of
zinc in these formulas should be increased further but rather that
there are other etiological factorssome partially understood, others
still unidentifiedthat require rigorous research. That this remains
so today is suggested by preliminary reports of the results of a large
recent zinc supplementation study of preadolescent school children in
Texas (Sandstead, personal communication, 1998
). In addition to
differences in weight gain (Eggar et al. 1999
),
significant effects were observed for immunity, cognition and
psychoeducational performance (Penland et al. 1999
). The
growth data for this age group are reminiscent of slightly earlier
studies in Ontario, Canada (Gibson et al. 1989
).
Notable among recent reports of favorable responses to zinc
supplementation in other age groups, which are indicative of zinc
deficiency in the populations studied, has been that of Goldenberg et al. (1995)
, who reported a significantly and substantially greater
birth weight in infants whose mothers had received a zinc supplement
during pregnancy. Length and head circumference were also greater.
Elderly persons, another nutritionally vulnerable group of our
population, have received relatively limited attention with respect to
zinc nutriture. In such an heterogeneous population, it is not
surprising that study results have been mixed. The inclusion of zinc in
a major micronutrient intervention study for macular degeneration is an
excellent example of the research needed at this time.
Psychoneurological status, decline in immune status, and decline in
lean body mass all merit consideration with respect to zinc status.
The enhanced or potentially enhanced risk of zinc deficiency in relation to a wide range of disease states is discussed elsewhere in this supplement. Of growing interest, in large part the result of advances in our understanding and appreciation of the role of zinc in neurophysiology, is the role of zinc deficiency in selected neuropsychiatric diseases. One important reminder provided by non-U.S. recent studies is that our study designs demand excellence and that multiple independent as well as multicenter studies are essential if the putative role of zinc deficiency in a wide range of clinical conditions is to be confirmed or refuted.
| Zinc homeostasis |
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Recent progress in our knowledge of the molecular biology of zinc,
especially the identification of several zinc transporters, provides
cause for optimism that high quality focused research in the immediate
future will lead to a relatively clear understanding of the regulation
of zinc metabolism and the maintenance of zinc homeostasis at a
molecular level. It is also reasonable to assume that parallel progress
can be achieved at a whole body level, leading to a clearer and
quantitative understanding of zinc homeostasis and metabolism at a
whole body level. Of note is the progress that is beginning to be
achieved with the application of zinc stable isotope techniques
(Hambidge et al. 1998
) supported in more complex studies
by progressively more sophisticated and reliable techniques for
model-based compartmental analysis (Miller et al. 1998, Wastney et al. 1986).
| Prevention and management of zinc deficiency |
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Enough is now known about the clinical and public health importance of zinc deficiency to establish beyond doubt the outstanding practical relevance of this trace element in human nutrition. Recent parallel progress with basic research has served to emphasize the ubiquity of zinc in biology and the dependence of a wide range of vital metabolic processes on an adequate supply of this metal. This progress should serve as a stimulus and cornerstone for expanded research to (1) accelerate elucidation of the biology of zinc; (2) achieve better understanding of the pathophysiology and clinical significance of zinc deficiency; (3) unravel the complexities of zinc metabolism; (4) clarify the subtleties of zinc homeostasis and nutritional requirements, including the impact of dietary and host factors that affect bioavailability; (5) identify adequate biomarkers of zinc status to assist in identifying populations and individuals at special risk and in determining the incidence and prevalence of zinc deficiency; and (6), finally, to develop optimal strategies for the management and prevention of zinc deficiency.
| FOOTNOTES |
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