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(Journal of Nutrition. 2000;130:648-651.)
© 2000 The American Society for Nutritional Sciences


Article

The Canary in the Cell: A Sentinel Role for ß-Carotene

Ronald J. Jandacek1

Procter & Gamble Miami Valley Laboratories, Cincinnati, OH 45253-8707

1To whom correspondence should be addressed.


    INTRODUCTION
 TOP
 INTRODUCTION
 {beta}-Carotene degradation.
 Degradation of {beta}-carotene...
 Reduced levels of {beta}...
 Are {beta}-carotene degradation...
 The "Sentinel" Hypothesis.
 REFERENCES
 
The relationship of carotenoids to health has been the subject of numerous investigations. Epidemiological studies have suggested an association between dietary intake of carotenoids, particularly ß-carotene, and health (Peto et al. 1981Citation , Shekelle et al. 1981Citation ). Studies have shown that diets high in fruits and vegetables containing ß-carotene were associated with a reduced risk of cancer and other diseases (Block et al. 1992Citation ).

Diet and epidemiology studies have not, however, been able to confirm that ß-carotene is a principal factor in the reduced risk of disease. Intervention trials designed to test the hypothesis of the protective nature of dietary ß-carotene resulted in data suggestive of an increased rather than a decreased risk of cancer with ß-carotene supplementation (Alpha Tocopherol Beta Carotene Cancer Prevention Study Group 1994Citation , Omenn et al. 1996Citation ).

In addition to investigations of effects of dietary ß-carotene, the relation of serum or tissue levels of ß-carotene to disease has also been studied. A focus on this relationship suggests the following hypothesis: tissue concentrations of ß-carotene may be indicators of cellular insult. This hypothesis is suggested by the lability of ß-carotene, which is readily susceptible to oxidation and other chemical transformation. Its chemical fragility can make ß-carotene the sentinel of the cell, serving as the canary, whose sensitivity to methane signaled alarm to coal miners. Low levels of ß-carotene may reflect the effect of disease rather than the cause.


    ß-Carotene degradation.
 TOP
 INTRODUCTION
 {beta}-Carotene degradation.
 Degradation of {beta}-carotene...
 Reduced levels of {beta}...
 Are {beta}-carotene degradation...
 The "Sentinel" Hypothesis.
 REFERENCES
 
Photochemical degradation of ß-carotene and presumably singlet oxygen quenching are not of relevance in cells not exposed to light. Therefore, in most tissues, free radicals generated from lipid hydroperoxides and other active oxygen compounds are the principal reactants with ß-carotene. The formation of conjugated diene hydroperoxides from linoleic acid occurs in vitro and in vivo. Hydroperoxide free radicals react with ß-carotene to form products such as ß-apo-carotenals and other compounds (Yeum et al. 1995Citation ).

Cell membrane disruption takes place with oxidation of the unsaturated fatty acid moieties of the phospholipids in the membrane bilayers. Cellular ß-carotene can be affected by these same oxidative processes, and its reactions could follow any or all of three paths discussed below: protectant, reactant, or prooxidant.

i) Protectant. The ß-carotene could protect membrane chains by forming a free radical that ends the chain reaction of free radicals in the membrane. The concentration of ß-carotene would decrease as it is used up by combining with free radicals. According to the scheme shown by Burton and Ingold (1984)Citation , ß-carotene (ßC)2 can react with a peroxyl radical, ROO·, to produce the radical species, ROO-ßC·, and the formation of this product is accompanied by a reduction in unreacted ß-carotene.

ii) Reactant. The ß-carotene could be oxidized faster than other unsaturated molecules in the cell. The ß-carotene concentration would decrease and its oxidation products would accumulate in the cell. These products could be beneficial, neutral or detrimental to the cell. Examples of detrimental effects were reported by Wang et al. (1999)Citation . Their data suggest that the apocarotenoids (produced by cigarette smoke) "might cause diminished retinoid signaling by down-regulating retanoic acid receptor ß (RARß) expression and the retinoic acid level in lung tissue and by upregulating activator protein-1 (AP-1)." They also proposed that the apocarotenoid products, such as ß-apo-8'-carotenal, induce cytochrome P450 enzymes that destroy retinoic acid.

iii) Prooxidant. As Palozzo reported (Palozzo 1998Citation ), ß-carotene could undergo autoxidation when the ßC· and ROO-ßC· radicals combine with molecular oxygen in an environment of sufficient oxygen partial pressure (as in the lung). These species could also act as prooxidants in propagating the oxidation of unsaturated fatty acids. Both autoxidation and prooxidation reactions result in a decrease in unreacted ß-carotene.

In any or all of these roles involving cellular oxidation, the concentration of ß-carotene would decrease. Examples of reactions that take place in the cell to reduce ß-carotene levels are given below.

Kikugawa and coworkers studied the effect of NO2 and peroxynitrous acid (ONOOH) on ß-carotene (Kikugawa et al. 1997Citation ). Using electron spin resonance spectroscopy they found that nitrogen atoms from nitrogen dioxide were bound to ß-carotene and thereby decreased the concentration of unreacted ß-carotene. They also found that {alpha}-tocopherol did not affect the loss of ß-carotene.

Kennedy and Liebler (1992)Citation studied ß-carotene in soybean phosphatidylcholine liposomes. They generated peroxyl radicals with an initiator of lipid peroxidation, azo-bis 2,4-dimethylvaleronitrile. The ß-carotene inhibited peroxidation of linoleic acid moieties. More inhibition was seen at 3.3 and 21.5 kPa than at 101.3 kPa O2. The reaction resulted in depletion of ß-carotene and the formation of polar products including an epoxide of ß-carotene. The authors concluded antioxidant protection would be provided by ß-carotene in the physiologic range of oxygen partial pressure, pO2. They also found that there was a "background" oxidation of ß-carotene that was unrelated to the initiator and that ß-carotene-derived peroxy radicals reacted more rapidly with ß-carotene than with other unsaturated lipids in the system. This latter observation points to the instability of ß-carotene relative to the other lipids and another pathway for depletion of ß-carotene.


    Degradation of ß-carotene in biological samples.
 TOP
 INTRODUCTION
 {beta}-Carotene degradation.
 Degradation of {beta}-carotene...
 Reduced levels of {beta}...
 Are {beta}-carotene degradation...
 The "Sentinel" Hypothesis.
 REFERENCES
 
In a study of chickens that were fed oxidized vegetable oil (and a low level of dietary {alpha}-tocopherol), Engberg et al. (1996)Citation observed a fall in tissue and plasma ß-carotene. The concentration of ß-carotene in plasma from the chickens fed oxidized oil was less than half of that of those fed fresh oil. A similar reduction was seen in the ß-carotene concentrations in the abdominal fat.

Liebler et al. (1996)Citation reported studies of ß-carotene both in liposomes and in microsomal membranes of rats and gerbils. The liposomes were made from dilinoeylphosphatidylcholine with 0.35 g/100 g of ß-carotene. In the liposomes, ß-carotene inhibited peroxidation accelerated by an initiator. Two types of microsome preparations were studied. Rat liver microsomes that were supplemented with ß-carotene in vitro contained 1.7 nmol of ß-carotene and 0.16 nmol of {alpha}-tocopherol per mg of protein. In these microsomes, peroxidation did not occur until {alpha}-tocopherol was depleted. The ß-carotene did not inhibit peroxidation and was not depleted in the incubations. Similar results were seen in an atmosphere of air and at 0.51 kPa pO2. Liver microsomes from gerbils contained ß-carotene that had been incorporated from the diet rather than in vitro as in the rat microsomes. Rates of initiated peroxidation were the same in gerbil microsomes that were supplemented and unsupplemented, and the depletions of ß-carotene and of {alpha}-tocopherol were similar. This depletion is consistent with a reduced level of ß-carotene reflecting cellular oxidation. The authors also concluded that {alpha}-tocopherol is much more effective as a membrane antioxidant than ß-carotene.

In another example of destruction of ß-carotene in a lipid-rich particle, Panasenko et al. (1997)Citation reported the decrease of ß-carotene in LDL that was reacted with hypochlorite (HOCl). HOCl is produced in vivo by the neutrophil-derived enzyme myeloperoxidase, and may be involved in a number of host-defense cellular reactions (Wahn and Hammerschmidt 1998Citation ).

Palozza et al. (1997)Citation studied the effects of pO2 on the antioxidant effects of ß-carotene in murine normal and tumor thymocytes. They found that pO2 markedly influenced the effects of ß-carotene. At 101.3 kPa pO2, ß-carotene doubled the initiated lipid oxidation in tumor cells but not in normal cells. At 20.0 kPa pO2, ß-carotene did not alter the lipid oxidation. Incubation of normal and tumor cells without an initiator decreased ß-carotene content at all levels of pO2 with little difference between normal and tumor cells. When an initiator was present, ß-carotene concentrations fell more rapidly, and the concentration in tumor cells decreased faster than that in normal cells. At 20.0 kPa pO2 the concentration of ß-carotene fell to 40% of the beginning level in 60 min in the tumor cells while the concentration in the normal cells decreased to ~80% of the initial level. In tumor cells (induced to oxidation with xanthine/xanthine oxidase), the addition of ß-carotene decreased the concentration of endogenous {alpha}-tocopherol by 20% in 15 min. Tumor thymocytes had significantly higher levels of {alpha}-tocopherol relative to the normal cells.

Day et al. (1998)Citation studied ß-carotene in HL-60 cells that remained viable in the presence of peroxyl radicals. They measured oxidative stress in cell membrane phospholipids with a fluorescent fatty acid (cis-parinaric acid). After establishing the viability of the cells, they found that ß-carotene at levels of 0–1.5 nmol/106 cells was consumed and had no effect on the oxidation of cis-parinaric acid. In the same conditions, {alpha}-tocopherol was effective as an antioxidant at levels as low as 0.25 nmol/106 cells. The authors concluded "that ß-carotene has no antioxidant activity in cells under normobaric conditions, and that it likely has in fact prooxidant properties with respect to cellular phospholipids." The conclusion about prooxidant properties is based on the observation of consumption of the ß-carotene molecules that apparently participated in lipid peroxidation.


    Reduced levels of ß-carotene in humans in disease and chemical insult.
 TOP
 INTRODUCTION
 {beta}-Carotene degradation.
 Degradation of {beta}-carotene...
 Reduced levels of {beta}...
 Are {beta}-carotene degradation...
 The "Sentinel" Hypothesis.
 REFERENCES
 
A study by Zhang et al. (1997)Citation resulted in an important observation. Breast adipose tissue from 46 breast cancer cases was compared with that of 63 control subjects (benign breast disease). There were significantly lower concentrations of ß-carotene (and of retinyl palmitate, lycopene, and lutein/zeaxanthin) in the patients relative to controls. The age-adjusted and multivariate-adjusted odds ratios for breast cancer in relation to breast adipose concentration were ~0.3 for ß-carotene and lycopene levels greater than the median relative to those less than the median.

Importantly, daily intakes (diet plus supplement) of ß-carotene and all carotenoids were the same for cases and controls. The enrollment in the study took place in two parts, and the results were analyzed separately as "Batch 1" and "Batch 2" from the two enrollment periods. In Batch 1 the cases ate 9.12 µmol/d of ß-carotene compared with 7.862 µmol/d, for the controls. In Batch 2, the comparable values were 8.038 µmol/d and 7.518 µmol/d. Analogous values for cases and controls for lycopene were 8.382 µmol/d, 8.714 µmol/d (Batch 1) and 7.827 µmol/d, 7.889 µmol/d (Batch 2). The Pearson correlation coefficient between ß-carotene intake and ß-carotene in adipose tissue in 48 control subjects gave a value of 0.08 for multivariate-adjusted r2, showing a diet to be a poor predictor of the tissue levels.

The data are therefore consistent with the hypothesis that ß-carotene is an indicator of cellular insult reflecting the effect of disease rather than cause. Levels of tissue ß-carotene in breast cancer cases were lower than those of control subjects when ß-carotene intake was not different between the two groups.

van’t Veer et al. (1996)Citation found no relationship of breast cancer to levels of ß-carotene in subcutaneous adipose tissue from the buttocks in 347 patients and 374 control subjects. This result differs from that of Zhang et al. (1997)Citation but may reflect the different sites of tissue samples in the two trials.

The Alpha Tocopherol Beta Carotene (ATBC) study results also suggest that that low levels of ß-carotene are indicative of disease (Alpha Tocopherol Beta Carotene Cancer Prevention Study Group 1994Citation ). The placebo group in the ATBC study, which received no ß-carotene supplementation, was divided into quartiles based on entry levels of serum ß-carotene and {alpha}-tocopherol. The incidence of lung cancer was higher among the subjects in the lowest quartile than in those in the highest (incidence per 10,000 person-years, lowest vs. highest: {alpha}-tocopherol 61.4 vs. 40.6; ß-carotene, 47.9 vs. 39.9). The dietary intake of ß-carotene for this group or its quartiles was not published. Diet could have influenced the serum levels in the placebo group, but it is also possible that low serum ß-carotene reflected incipient cancer that was later observed.

Decreased levels of ß-carotene in tissues of smokers have been observed in many (Benton et al. 1997Citation , Marangon et al. 1998Citation , Pamuk et al. 1994Citation , Roidt et al. 1988Citation ) but not all (Nierenberg et al. 1989Citation ) studies. Although this frequent observation may be the result of a number of factors, it is consistent with the attack of ß-carotene by free radicals generated in smoke and consistent with the hypothesis that chemical insult lowers blood and tissue ß-carotene levels.

Mikhail et al. (1994)Citation reported low levels of ß-carotene in exfoliated vaginal epithelial cells in cases of vaginal candidiasis. These cells from 22 women with diagnosed vaginal candidiasis and 20 control subjects were analyzed for ß-carotene. The concentration in the patients was significantly less (P < 0.001) than that of the controls. There was no information about dietary intake of ß-carotene. If intakes were comparable, however, the observation would be consistent with disease-induced reduction of cellular ß-carotene.

Decreased levels of ß-carotene were observed in patients with acute myocardial infarction relative to control subjects (Levy et al. 1998Citation ). The patients’ values were significantly less than those of the controls, 2.03 nmol/L vs. 3.22 nmol/L. Dietary intake of ß-carotene was not measured.

Palan et al. (1989)Citation reported decreased ß-carotene levels in uterine leiomyomas and other cancers. The ß-carotene concentration was lower in fibroid tissue than in normal myometrium (P = 0.0013). They also found lower levels of ß-carotene in tissues of cancers of the cervix, endometrium, ovary, breast, colon, lung, liver and rectum. Dietary ß-carotene was not estimated.

Stich et al. (1986)Citation reported lower levels of ß-carotene in oral mucosal cells of men who consumed 150 g of alcohol per week (0.15 pmol/106 cells) relative to nondrinking males (2.31 pmol/106 cells). This observation is consistent with other reports of the effects of alcohol on ß-carotene levels (Benton et al. 1997Citation ) and suggests that ethanol results in degradation of cellular ß-carotene.

Oxidative stress resulting from iron overload in tissues results in depletion of tissue ß-carotene. Livrea et al. (1996)Citation found a reduction of 29% in serum ß-carotene from thalassemia patients relative to control subjects. The authors concluded that high iron concentrations resulting from continuous blood transfusions depleted lipid-soluble antioxidants.

Saintot and coworkers (1999) reported the measurement of ozone exposure and plasma carotenoids in 58 subjects in France. They found that there was a significant negative regression coefficient between ozone exposure and plasma {alpha}-carotene (r = -0.39, P < 0.01) or ß-carotene (r = -0.45, P = 0.02). In a subset of nonsmoking subjects with low ß-carotene levels, exposure to low levels of ozone significantly reduced plasma levels of ß-carotene.

Although studies have often found a positive relation between dietary intake and serum levels of certain carotenoids (Ascherio et al. 1992Citation ), there have been exceptions to this generalization. For example, Roidt et al. (1988)Citation reported very weak correlations between dietary ß-carotene intake and serum ß-carotene. It is possible that exceptions to the direct relationship of dietary and tissue ß-carotene may result from degradation of ß-carotene that is unrelated to the diet.


    Are ß-carotene degradation products detrimental?
 TOP
 INTRODUCTION
 {beta}-Carotene degradation.
 Degradation of {beta}-carotene...
 Reduced levels of {beta}...
 Are {beta}-carotene degradation...
 The "Sentinel" Hypothesis.
 REFERENCES
 
The ATBC study and the Beta-Carotene and Retinol Efficacy Trial (CARET) indicate an excess of ß-carotene to be detrimental in subjects who are degrading ß-carotene by smoking (Alpha Tocoopherol Beta Carotene Cancer Prevention Study Group 1994Citation , Omenn et al. 1996Citation ). The mechanism by which ß-carotene may have increased the incidence of cancer in smokers was elucidated by Wang et al. (1999)Citation . As noted earlier, these workers proposed that apocarotenoids are formed by reactions initiated by free radicals produced by cigarette smoke. They further proposed that apocarotenoids induce cytochrome P450 that destroys retinoic acid and also upregulate AP-1. Studies reporting other detrimental effects of ß-carotene or its oxidation products are cited below.

As noted earlier, Palozzo et al. (1997)Citation found increased levels of ß-carotene caused a reduction in {alpha}-tocopherol levels. Palozzo (1998)Citation reviewed studies of animals fed ß-carotene and noted that in six of seven studies, plasma levels of {alpha}-tocopherol decreased as a result of dietary ß-carotene at levels ranging from 0.1 to 10 g/kg of diet.

Leo et al. (1997)Citation reported that ß-carotene increased hepatotoxic effects of alcohol. In rats fed alcohol and ß-carotene, glutamate dehydrogenase increased with the dose of ß-carotene. The authors note that "it remains to be determined whether the undesirable effects also pertain to ß-carotene-rich foods or to individuals consuming ß-carotene in the absence of beadlets with or without alcohol."

Xu et al. (1992)Citation studied long-term oral ingestion of ß-carotene in humans and in mice. These workers found significant decreases of {alpha}-tocopherol in plasma and skin, an observation consistent with destruction of {alpha}-tocopherol by ß-carotene.

Salgo et al. (1998)Citation found the binding of benzo[a]pyrene metabolites to calf thymus DNA when ß-carotene oxidation products were present (in the absence of NADPH) increased to 3.3 times the value observed for the control without ß-carotene or its oxidation products. This result contrasted with a nonsignificant 19% decrease in this binding when unoxidized ß-carotene was present.


    The "Sentinel" Hypothesis.
 TOP
 INTRODUCTION
 {beta}-Carotene degradation.
 Degradation of {beta}-carotene...
 Reduced levels of {beta}...
 Are {beta}-carotene degradation...
 The "Sentinel" Hypothesis.
 REFERENCES
 
A working hypothesis for a role of ß-carotene other than as a provitamin has been the assumption that reduced levels are a causative factor in disease. This review proposes that a different viewpoint may be useful in understanding how tissue ß-carotene concentrations are related to health. There is evidence from chemical, biochemical and clinical studies that suggests that low levels of tissue ß-carotene reflect the result of disease rather than cause. ß-carotene may be a sentinel compound, a cellular canary, that indicates disease history or onset. At this time relatively few studies exist that include results both of dietary intake of ß-carotene and of the effect of disease on tissue ß-carotene levels. A better understanding of the role of ß-carotene as a sentinel compound will result from trials that provide both dietary and tissue analyses.


    FOOTNOTES
 
2 Abbreviations used: AP-1, activator protein-1; ATBC, Alpha Tocopherol Beta Carotene; ßC, ß-carotene; CARET, Beta-Carotene and Retinol Efficacy Trial; HOCl, hypochlorite; pO2, partial pressure of oxygen; RARß, retinoic acid receptor ß. Back

Manuscript received August 16, 1999. Initial review completed October 6, 1999. Revision accepted October 28, 1999.


    REFERENCES
 TOP
 INTRODUCTION
 {beta}-Carotene degradation.
 Degradation of {beta}-carotene...
 Reduced levels of {beta}...
 Are {beta}-carotene degradation...
 The "Sentinel" Hypothesis.
 REFERENCES
 

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S. D. Crissey, K. D. Ange, K. L. Jacobsen, K. A. Slifka, P. E. Bowen, M. Stacewicz-Sapuntzakis, C. B. Langman, W. Sadler, S. Kahn, and A. Ward
Serum Concentrations of Lipids, Vitamin D Metabolites, Retinol, Retinyl Esters, Tocopherols and Selected Carotenoids in Twelve Captive Wild Felid Species at Four Zoos
J. Nutr., January 1, 2003; 133(1): 160 - 166.
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J. Nutr.Home page
N. I. Krinsky
Possible Biologic Mechanisms for a Protective Role of Xanthophylls
J. Nutr., March 1, 2002; 132(3): 540S - 542.
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Am. J. Clin. Nutr.Home page
A. van der Vliet
Cigarettes, cancer, and carotenoids: a continuing, unresolved antioxidant paradox
Am. J. Clinical Nutrition, December 1, 2000; 72(6): 1421 - 1423.
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