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*
Department of Nutrition and Program in International Nutrition, University of California, Davis, CA 95616-8669, and
Department of Nutrition and Food Science, University of Ghana, Legon
2To whom correspondence should be addressed.
| ABSTRACT |
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KEY WORDS: anemia ferritin zinc vitamin A riboflavin humans
| INTRODUCTION |
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The extent to which micronutrient deficiencies begin during
infancy, in particular among breastfed infants, has not been well
documented. Although breastfeeding is the optimal feeding mode for many
reasons and has been shown to be protective against clinical vitamin A
deficiency (West et al. 1986
), human milk contains
relatively little iron and zinc, and its vitamin content can be
compromised by maternal malnutrition (Brown et al. 1998a
). There is a paucity of data on micronutrient status of
breastfed infants in the age range of 6 to 12 mo, which is a vulnerable
period because of the low nutrient density of many staple complementary
foods and the high nutrient requirements of the growing infant.
The purpose of the analyses presented in this paper was to determine
the likelihood of micronutrient deficiencies in breastfed infants in
Ghana and to explore their potential causes. The data are from a
randomized intervention trial (Lartey et al. 1999
) that
was designed to examine the effect of feeding four improved
complementary foods from 6 to 12 mo of age. In this study, infants were
randomly assigned to receive Weanimix
(W)3
(a cereal-legume blend of 75% corn, 15% soybean and
10% groundnuts) or one of three other locally formulated, centrally
processed complementary foods: Weanimix fortified with vitamins and
minerals (WM), Weanimix with fish powder added (WF) and koko
(fermented corn dough) with fish powder added (KF). The study was
unique because of the simultaneous, comprehensive assessment of growth,
morbidity, weighed dietary intake and micronutrient status of a large
sample of infants who were breastfed throughout the first year of life.
The results of the intervention showed no significant differences in
growth among the four intervention groups, but iron stores and vitamin
A status at 12 mo of age were increased in the group fed WM
(Lartey et al. 1999
). In this paper, we present data on
other factors associated with iron, zinc, vitamin A and riboflavin
status of the same cohort of infants at both 6 and 12 mo of age.
| METHODS |
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Infants (n = 216) were recruited by 1 mo of age
from Maternal and Child Health Centers (MCH) in Techiman, Ghana,
between November 1994 and April 1995. Techiman, a district capital, is
located about 400 km north of Accra and has a population of about
45,000 people. The main occupations for the inhabitants are farming and
trading. Techiman has the biggest market in the country. The dry
season, when food is less available, is from December to March, and the
wet season is from April to approximately July; the weather is variable
from August to November. All mothers of eligible infants who attended
the MCH centers during the recruitment period were asked to
participate, and nearly all agreed. Infants were eligible if they were
breast-fed, had no health complications, weighed
2.5 kg at birth,
and the mother did not plan to travel during the period of study. The
study was approved by the Human Subjects Review Committee of University
of California, Davis and by the Ministry of Health, Ghana.
From 1 to 6 mo of age, baseline data were collected and anthropometric
status, infant feeding practices and morbidity were assessed monthly.
At 6 mo of age, blood was drawn for the assessment of baseline
micronutrient status, and infants who remained in the study
(n = 208) were randomly assigned to receive one of
the four foods: W, WM, WF or KF. Fish powder was added at 20 g/100 g.
The nutrient content of the foods has been published elsewhere
(Lartey et al. 1999
). From 6 to 12 mo of age,
anthropometric measurements continued monthly, and morbidity data were
collected weekly. Intake of project and nonproject foods was monitored
during the intervention period. At 12 mo of age, a second blood sample
was taken for reassessment of micronutrient status.
Anthropometry.
Birth weights were recorded mainly from birth certificates. Most of the
infants were born in hospitals or maternity centers, where birth weight
was measured soon after birth by health-care personnel. After
enrollment in the study, anthropometric measurements were taken
monthly. All anthropometric measurements throughout the study were
taken by two trained assistants whose techniques were standardized
according to WHO procedures (WHO 1983
). Recumbent length
was measured to the nearest 0.1 cm with a length board (Perspective
Enterprises, Portage, MI) and weight to the nearest 100 g using a
digital scale (Perspective Enterprises) that was calibrated weekly.
Maternal weight was measured monthly, and maternal height was measured
at baseline.
Dietary intake.
In the first 6 mo of life, frequency of breastfeeding and consumption
of other foods and fluids were assessed using a monthly food frequency
questionnaire. At 6, 7, 8, 10 and 12 mo of age, dietary intake (of both
project and nonproject foods) was assessed by 24-h recalls in all
subjects and by weighed food records in a randomly selected subsample
of 50% infants at each time point. For the latter method, a trained
observer weighed all foods and beverages consumed by the infant during
a 12-h period, using a scale accurate to the nearest gram. Energy and
nutrient intakes were calculated from local food composition tables and
other published values (Eyeson et al. 1975
,
Ferguson et al. 1993
) and from analyzed values of fat,
iron, zinc and riboflavin in project foods. Average breastfeeding
frequency from 6 to 12 mo of age was based on maternal recall every 2
wk.
Biochemical measures.
Blood samples were collected in the morning between 9:00 and 12:00 a.m. by venipuncture from all infants at 6 and 12 mo of age. Due to parental refusal or technical difficulties, it was not possible to obtain blood from all subjects, and in some cases the amount of blood obtained was not sufficient for all the biochemical tests. In addition, for plasma zinc, hemolyzed samples were excluded from analysis.
Blood was collected in heparinized, trace element free vacu-tainer
tubes. Hemoglobin concentration was determined using the HEMOCUE
B-hemoglobin photometer (Ängelholm, Sweden). Erythrocytes
were separated from plasma by centrifugation within 15 min of blood
collection under laboratory fluorescent light. The erythrocytes were
washed three times in saline solution (0.9 NaCl). Racks with the tubes
containing the processed erythrocytes and plasma were wrapped in
aluminum foil and were stored at -20°C. Frozen samples were
transported to the University of California, Davis, Clinical Nutrition
Research Unit for analyses of plasma ferritin (in duplicate by
immunoradiometric assay; Diagnostic Products Co., Los Angeles, CA),
C-reactive protein (in duplicate by rate nephelometry, Beckman
Instruments Inc, Galway, Ireland), plasma iron and zinc (three readings
of each sample, by atomic absorption spectrophotometry; Butrimovitz and
Prudy 1977
, Fernandez and Kahn 1971
), plasma retinol by HPLC
(Arroyave et al. 1982
) and erythrocyte riboflavin by
HPLC (Floridi et al. 1985
). Commercial controls were run
with each batch for ferritin (CV 8.510.7%), C-reactive protein
(CV 2.8%) and plasma iron and zinc (CV 4.8 and 4.2%, respectively);
pooled samples from the Clinical Nutrition Research Unit were used as
controls for retinol (CV 6.4%) and erythrocyte riboflavin (CV 9.8%).
Morbidity.
From 1 to 6 mo of age, infant morbidity information was collected monthly by asking mothers to recall specific symptoms of diarrhea, fever and respiratory illness during the 7 d preceding the monthly home visit. In addition, mothers reported whether the infant had been ill during the 3 wk before the 7-d recall. For each type of illness, morbidity from 1 to 6 mo of age was calculated as a morbidity score, that is, the proportion of the number of months during which illness was reported to the total number of months in the interval. One-week morbidity prevalence during the 1- to 6-mo age interval correlated highly with morbidity score (r > 0.6). However, the latter was used in the analysis to capture morbidity information for the whole month. Diarrhea score was based on mothers perception of diarrhea. From 6 to 12 mo of age, symptoms of these illnesses were recorded weekly. Mothers were provided with a daily grid on which to indicate the occurrence of the morbidity symptoms between visits. During this period, diarrhea was defined as three or more liquid or semiliquid stools, fever was based on mothers report of elevation of infants body temperature above normal, and respiratory illness was defined as the presence of purulent nasal discharge or cough. For each illness category, morbidity prevalence was calculated as the proportion of days illness was present to the number of days information was collected for each subject.
Data analysis.
Statistical analyses were performed using PC-SAS Release 6.04 (SAS
Institute, Cary, NC). Baseline characteristics of the four groups of
infants were compared using analysis of variance. Multiple stepwise
linear regression analysis was used to determine factors associated
with micronutrient status, specifically, hemoglobin, plasma ferritin,
zinc and retinol and erythrocyte riboflavin at 6 and 12 mo of age and
the change in these outcomes between 6 and 12 mo of age. Variables
included in the regression models are shown in Table 1
. Seven categories of independent variables known to affect
micronutrient status were considered: i) infant
characteristics, ii) maternal characteristics,
iii) morbidity, iv) socioeconomic
indicators, v) dietary intake, vi)
biochemical indices reflecting recent infection (C-reactive protein)
and, for the analyses of changes in status, initial micronutrient
status at 6 mo and vii) season (dry season, wet season,
and postwet season). Infant birth weight or weight at 1 mo of age was
included in the models, but not infant length because it was highly
correlated with infant weight and not significantly related to any of
the outcome variables. Maternal body mass index and maternal height
were used in all models instead of maternal weight becauseof the
highly significant correlation between maternal height and weight.
Because the distributions of plasma ferritin and retinol concentrations
and household income were skewed, natural logarithmic transformations
were applied to these variables. Hemoglobin concentration correlated
highly with hematocrit (r > 0.8) and therefore
only mean cell hemoglobin concentration and hemoglobin were included in
the regression analysis. For the models for hemoglobin, ferritin,
retinol, and plasma zinc, a dichotomous variable for elevated
C-reactive protein level (>8 mg/L, indicative of recent infection)
was included in the analysis.
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Multiple logistic regression was used to examine predictors of low values for each of the outcome variables at 6 and 12 mo, using the same independent variables described above. The cut-off values used to define low values were: hemoglobin <100 g/L, plasma ferritin <12 ug/L, plasma retinol <0.7 umol/L, erythrocyte riboflavin <200 umol/L packed red cells, and plasma zinc <10.7 umol/L. Because we could not locate any published cut-off values for erythrocyte riboflavin, we chose an arbitrary value approximately one standard deviation below the mean for our sample.
| RESULTS |
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During the 1- to 6-mo age interval, diarrhea, fever and respiratory illness scores were 0.24 ± 0.22, 0.20 ± 0.21 and 0.30 ± 0.26, respectively. Morbidity prevalences from 6 to 12 mo of age for diarrhea, fever and respiratory illness were 15.5 ± 14.4, 8.3 ± 7.1 and 16.9 ± 14.5% of days, respectively.
The mean daily age-adjusted intakes of energy, iron, zinc, calcium,
vitamin A, riboflavin and animal protein from nonbreast milk sources
(including the project foods) at 612 mo of age are shown in
Table 2
, along with recommended intakes from complementary foods at this age
(Brown et al. 1998a
). The average intakes of iron, zinc,
calcium and vitamin A were significantly higher for infants fed WM than
for those fed the other three foods, due to the fortification of WM
with vitamins and minerals. Average intakes of energy, iron, zinc,
calcium, vitamin A and riboflavin by infants in the combined W, WF and
KF groups were well below the recommended intakes from complementary
foods.
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At both 6 and 12 mo of age, plasma ferritin was higher in females than in males and was negatively associated with weight gain since 1 mo of age. Elevated C-reactive protein values were consistently associated with higher ferritin concentrations. In addition, plasma ferritin at 12 mo was higher during the postwet season period (August-November) and was positively associated with weight at 1 mo of age and with available iron intake from nonbreast milk foods (which was correlated with assignment to the WM group, r = 0.77, P < 0.0001; when iron intake was excluded from the model, the WM variable entered instead). The change in ferritin between 6 and 12 mo was inversely related to ferritin at 6 mo and to weight gain between 6 and 12 mo. The results of the mulitple logistic regression analyses were similar. At 6 mo, low ferritin was associated with male sex and higher weight gain since 1 mo of age; at 12 mo it was associated with higher weight gain from 1 to 12 mo of age and being in one of the intervention groups other than WM (i.e., W, WF or KF).
Factors associated with plasma retinol concentration and erythrocyte
riboflavin status are shown in Table 5
. Birth weight was positively associated with plasma retinol at 6 mo of
age. Diarrhea prevalence between 6 and 12 mo was negatively associated
with both plasma retinol at 12 mo and the change in plasma retinol
between 6 and 12 mo of age. Intake of vitamin A from nonbreast milk
foods was positively associated with plasma retinol at 12 mo and the
feeding of WM was positively associated with the change in plasma
retinol from 6 to 12 mo of age. [Because of the fortification of WM
with vitamin A, these two dietary variables (vitamin A intake and
assignment to the WM group) were correlated with each other
(r = 0.54, P < 0.0001).] Elevated
C-reactive protein values were consistently associated with lower
plasma vitamin A concentrations. In the multiple logistic regression
analyses, low plasma retinol at 6 mo was significantly associated with
lower birth weight; at 12 mo low plasma retinol was associated with
lower weight at 1 mo of age, male sex, greater prevalence of diarrhea
from 6 to 12 mo, and being in an intervention group other than WM
(i.e., W, WF or KF).
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Factors associated with plasma zinc concentration are shown in
Table 6
. At 6 mo of age, plasma zinc was positively related to weight at 1 mo
and household income and negatively associated with maternal height and
elevated C-reactive protein values. At 12 mo, plasma zinc
concentration was higher during the dry season (December-March) and was
associated with several dietary variables. In the initial bivariate
analyses for plasma zinc at 12 mo of age, there was an inverse
relationship with dietary available zinc, contrary to expectations.
However, when other dietary variables were included in the multiple
regression (intake of calcium, phytate and animal protein), there was a
significant inverse relationship between plasma zinc at 12 mo and
calcium intake, but not dietary available zinc (even though the latter
variable was based on an algorithm that presumably adjusts for the
inhibitory effect of calcium). Energy intake from complementary foods
was positively associated with plasma zinc at 12 mo. Change in plasma
zinc from 6 to 12 mo of age was also associated positively with energy
intake and negatively with calcium intake (as well as with weight at 6
mo and elevated C-reactive protein values). Multicollinearity was a
problem with the nutrient intake variables due to the very strong
correlation between calcium intake and dietary available zinc
(r = 0.98 for the total sample; r = 0.76 when excluding the WM group; and r = 0.66 when
excluding the WM group and adjusting for energy intake; all with
P < 0.001). Neither of these variables was significant
when both were in the model, and each was significantly negative when
the other was excluded from the model. To determine whether the
predictors of change in zinc status differed without the influence of
group WM (who consumed the food fortified with micronutrients,
including calcium), the model was rerun after taking this group out of
the analysis. The results show that calcium intake was still negatively
associated with the change in plasma zinc (this was true even with
dietary zinc forced into the model); in addition, there was a positive
association with intake of animal protein. We also investigated the
possibility that nutrients from project foods had a different effect on
change in plasma zinc than nutrients from nonproject foods, but this
turned out not to be the case. Project foods were the main sources of
calcium for all four groups. Foods W, WM, WF and KF provided 34, 97, 85
and 80%, respectively, of the calcium intake from nonbreast milk
sources. Corn-based products, milk powder and rice were the main
sources of calcium from nonproject foods.
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| DISCUSSION |
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Plasma ferritin is an indicator of iron stores. At 12 mo (though not at
6 mo), plasma ferritin was positively associated with weight at 1 mo of
age, which is consistent with the association between birth weight and
ferritin in other studies (Dewey et al. 1998
,
Edmond et al. 1996
). Female infants had higher ferritin
concentrations at 6 and 12 mo of age than male infants. A similar
gender effect on iron stores in favor of girls at 8 and 12 mo has been
reported previously (Edmond et al. 1996
, Wharf et al. 1997
). We also found consistent inverse associations
between infant weight gain and plasma ferritin concentrations,
indicating that infants with higher growth rates were drawing more on
their iron stores. This is in agreement with observations from other
recent studies (Dewey et al. 1998
, Edmond et al. 1996
, Wharf et al. 1997
). As expected, iron
intake from complementary foods was positively associated with plasma
ferritin at 12 mo. The well-documented association between elevated
C-reactive protein levels and higher plasma ferritin was also
observed in this study.
The observed positive association between plasma retinol at 6 mo of age
and birth weight is also consistent with results from other studies
(Shah and Rajalakshmi 1984
, Yassai and Malek 1989
). Our analysis indicated a negative association between
diarrhea prevalence and both retinol concentration at 12 mo and the
change in plasma retinol from 6 to 12 mo of age. A negative association
between gastrointestinal infection and plasma retinol has been reported
previously in preschool and school-aged children (Friis et al. 1996
and 1997
). However, the causal
direction of the relationship is not always clear. Marginal vitamin A
deficiency has been associated with increased risk of morbidity and
mortality, and some (though not all) intervention trials have reported
reduced incidence or severity of illness due to vitamin A
supplementation in children (Arthur et al. 1992
,
Lie et al. 1993
). On the other hand, plasma retinol
concentration decreases in response to infections (Filteau et al. 1993
, Stephensen et al. 1994
). At least part
of this is due to the acute phase response, as was evident in this
study from the inverse association between C-reactive protein level
and plasma retinol. However, diarrhea prevalence was inversely related
to retinol concentrations even when controlling for C-reactive
protein level. Diarrheal infections may decrease plasma retinol by
decreasing absorption (Mahalanabis et al. 1979
,Mahalanabis 1991
), increasing metabolic
requirements (Campos et al. 1987
), increasing the rate
of urinary excretion of retinol (Stephensen et al. 1994
)
and/or reducing the synthesis of hepatic retinol-binding proteins
(Rosales et al. 1996
), thus interfering with retinol
mobilization from storage to plasma. In our study, it is likely that
diarrhea contributed causally to low plasma retinol levels, rather than
the converse, as diarrhea incidence and prevalence were not
significantly different between infants given the vitamin
A-fortified food (WM) and the other three groups without additional
dietary vitamin A (Lartey et al. 1999
). Furthermore,
plasma vitamin A levels at 6 mo did not predict future levels of
diarrhea after 6 mo of age (data not shown). Our results suggest that
inadequate intake of vitamin A from complementary foods contributed to
low plasma retinol levels at 12 mo; a greater increase in plasma
retinol was observed among infants receiving either the vitamin A
fortified food (WM) or larger amounts of vitamin A from other foods.
The project food WM provided about 90% of the vitamin A intake from
nonbreast milk foods for this group. For the other three groups (W, WF
and KF), dietary intake of vitamin A was apparently inadequate, judging
by their lower plasma retinol status at 12 mo. In this community, the
main sources of vitamin A in the diet are red palm oil products and
dark green leafy vegetables, but these foods are generally not fed to
infants. It is also possible that breast milk vitamin A concentrations
were lower than normal due to maternal malnutrition, as has been found
elsewhere in Ghana (Lartey and Oracca-Tetteh, 1990
),
but we did not assess this.
Very few studies have assessed riboflavin status of breast-fed
infants (Bates et al. 1982
). In our study, erythrocyte
riboflavin was used as an indicator of riboflavin status. This method
directly measures erythrocyte riboflavin content as flavin adenine
dinucleotide and flavin mononucleotide, an indicator of long-term
riboflavin status (Fidanza et al. 1989
). At 6 mo of age,
erythrocyte riboflavin was positively associated with household income
but negatively associated with maternal body mass index. Interestingly,
erythrocyte riboflavin at 6 mo was higher among infants with elevated
C-reactive protein levels, and the change in riboflavin status
between 6 and 12 mo of age was positively associated with prevalence of
fever. These positive associations between indices of infection and
erythrocyte riboflavin could be due to malaria, as it has been shown
that uptake and metabolism of riboflavin are elevated in erythrocytes
infected with Plasmodium falciparum (Dutta 1991
). The lack of response in erythrocyte riboflavin to the
feeding of the vitamin and mineral-fortified food (WM) suggests
that most of the study infants were not riboflavin-deficient.
Zinc status was assessed using plasma zinc concentration, which has
limitations because of its poor sensitivity and specificity to changes
in dietary zinc (King 1990
, Michaelsen et al. 1994
) and the inability to adequately control for postprandial
variation (Brown 1998
) when conducting studies of
infants. Currently no other indicators of zinc status have been
validated. The significant negative association of plasma zinc at 6 mo
of age with maternal height is difficult to interpret. It is possible
that a prenatal influence of maternal height indirectly affects infant
plasma status at 6 mo through infant postnatal growth (i.e., weight or
length velocity from 1 to 6 mo). We examined this relationship using
path analysis, but found no evidence of an indirect effect of maternal
height on plasma zinc. Plasma zinc was inversely related to
C-reactive protein level, which has been observed previously
(Brown 1998
).
Plasma zinc at 12 mo and the change in plasma zinc from 6 to 12 mo of
age were both positively related to energy intake from complementary
foods and negatively related to calcium intake from foods. The latter
result is consistent with an inhibitory effect of dietary calcium on
zinc absorption (Sandstrom 1997
, Wood and Zheng 1997
). We were concerned that the high calcium content of the
WM diet may have been responsible for this relationship, but after
excluding infants in group WM from the analysis, the negative
association of dietary calcium with plasma zinc was even stronger. This
is puzzling because the average calcium intake from nonbreast milk
foods in the remaining three groups was quite low (120 ± 95 mg).
We did not observe a significant difference in the change in plasma
zinc among the four intervention groups (Lartey et al. 1999
), even though mean calcium intake from nonbreast milk
sources in the WM group was 707 ± 379 mg. Although earlier
studies in animals showed that high calcium intakes can impair zinc
absorption (Forbes 1960
), in humans the results have not
been consistent (McKenna et al. 1997
, Wood and Zheng 1997
) possibly due to differences in the types and amount
of calcium used and the duration of supplementation. Further research
is needed to investigate the potential effects, both positive and
negative, of fortifying complementary foods with calcium or with food
sources rich in calcium. Fortification of foods with multiple nutrients
simultaneously may have different effects on nutrient absorption than
would be observed in supplementation trials using single nutrients,
especially if the single-nutrient supplements are consumed between
meals.
To summarize, this study has identified several factors influencing the micronutrient status of breast-fed Ghanaian infants. Among the morbidity variables, fever was associated with anemia but positively associated with erythrocyte riboflavin, whereas diarrhea was related to lower vitamin A status. Seasonal differences were evident for most of the indicators of micronutrient status, and elevated C-reactive protein levels (indicative of recent infection) were related to lower hemoglobin, retinol and zinc concentrations but higher ferritin and erythrocyte riboflavin concentrations. Birth weight (or weight at 1 mo of age) was positively related to iron, zinc and vitamin A status, but a more rapid weight gain was associated with depletion of iron stores. Socioeconomic status was significantly related to anemia, riboflavin and zinc status. Intake of micronutrients from complementary foods was positively associated with ferritin and vitamin A status and intake of energy from complementary foods was positively associated with zinc status, but intake of calcium from foods was negatively related to zinc status. These results have important implications for controlling micronutrient deficiencies in developing countries. Improving micronutrient intake through fortification stands out as a viable medium-term strategy for some micronutrients (e.g., iron and vitamin A); however, the effectiveness of this strategy may be hampered by frequent infections and possibly by nutrient-nutrient interactions (e.g., calcium vs. zinc). Thus, to optimize effectiveness, intervention programs should combine improvement in diet quality with strategies to enhance utilization of nutrients, such as reduction in common childhood illnesses.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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3 Abbreviations used: KF, koko with fish powder; MCH, Maternal and Child Health Center; W, Weanimix; WF, Weanimix with fish powder; WM, Weanimix fortified with vitamins and minerals.
Manuscript received August 26, 1999. Initial review completed October 14, 1999. Revision accepted October 20, 1999.
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