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Department of Nutrition, School of Public Health, University of North Carolina, Chapel Hill, NC 27514-7400 and * Department of Nutrition, School of Public Health, University of São Paulo, São Paulo, Brazil 01246904
2To whom correspondence should be addressed.
| ABSTRACT |
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KEY WORDS: overweight underweight nutrition transition China Brazil
| INTRODUCTION |
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Recent evidence indicates that underweight and overweight can and
do occur in close proximity. The two conditions coexist at national,
community and even household levels. A national survey from Egypt
showed a high proportion of overweight and obesity among women, despite
a high prevalence of stunting and underweight among children
(Khorshid and Galal 1995
). A smaller survey in Bahrain
showed a similar prevalence of underweight (1626%) and overweight
(2931%) among adults (al-Mannai et al. 1996
).
Additionally, a number of urban studies have shown rising obesity
(al-Nuaim 1997
, Delpeuch and Maire 1997
)
despite high undernutrition within the same city. High or rising
overweight and obesity prevalence has been found in India, South Africa
and Brazil among disadvantaged communities with highly prevalent
underweight and undernutrition (Monteiro et al. 2000
, Steyn et al. 1998
). Several
studies focusing on the association between growth retardation early in
life and adult obesity have found coexisting overweight and stunting,
which is related to a history of undernutrition (Popkin et al. 1996
, Steyn et al. 1998
). The coexistence of
over- and underweight in close proximity suggests that common risk
factors contribute to both conditions. If so, underweight and
overweight may have to be considered as two expressions of very similar
causal mechanisms related to diet, physical activity and
sociodemographic environment. Looking at households with underweight
and overweight together (henceforth to be referred to as
under/over3
households) may help unravel these correlates and shed light on the
causal mechanisms for both conditions.
The examples of underweight and overweight occurring in close proximity
are from countries experiencing rapid changes in diet and physical
activity. These changes have been characterized as the nutrition
transition (Popkin 1994
). The nutrition transition in
developing countries is associated with an increased consumption of
superior grains, more milled and polished grains, higher fat foods,
animal products, sugar and ready-made foods, or foods prepared away
from home (Popkin 1998
). These changes are related to
the quality and type of food consumed and may result in a very
different diet composition of fat, protein and fiber. The changes in
diet may be further compounded by dramatic and simultaneous changes in
physical activity, such as the shift from manual labor to mechanized
industry and service jobs, an increase in the availability of
labor-saving devices and an increase in nonactive entertainment
such as television viewing and computer use (Popkin and Doak 1998
). The stage of nutrition transition in a country may
explain differences in heterogeneity in body weight by age and gender,
and hence the appearance of under/over households. The transition
itself is not uniform; it occurs first among urban high income
households and last among rural low income households, possibly
contributing to an association between urban residence and being an
underweight/overweight household.
This research was descriptive and sought to identify and enumerate under/over households, and to identify household factors associated with the occurrence of both extremes in body weight. We used nationally representative or nationwide surveys from Brazil, China and Russia to identify these households with coexisting over- and underweight. As part of this, we considered the prevalence of the classic underweight/overweight pair type, i.e., the underweight child coexisting with an overweight adult. In addition, we examined the factors associated with a household having both an overweight and underweight member. To do this, body mass index (BMI)4 was used to classify individuals as underweight or overweight, and then to categorize households into one of four types; the household type of interest was one with both overweight and underweight members.
| SUBJECTS AND METHODS |
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Brazil.
The national survey from Brazil was based on data from PNSN undertaken from June to September 1989 (PNSN 1989). This survey was executed by the federal agency in charge of national statistics in Brazil, the Instituto Brasileiro de Geografia e Estatística (IBGE). The survey, like all other national surveys in Brazil, utilized an informed consent of subjects. Multistage stratified clustering sampling procedures were employed. The sample included 61,881 individuals from 14,431 households that were used in the prevalence data. Among these 1404 households were excluded from the logistic analysis because they were a single-person household or had >10 members, which was a household size greater than the 99th percentile.
China.
The CHNS was a large national longitudinal survey. This analysis was based on data from the 1993 survey, which covered eight provinces, including four provinces from the eastern region (Guangxi, Jiangsu, Liaoning and Shangdong) and four provinces from the center (Guizhou, Henan, Hubei and Hunan) region. The provinces were selected to provide sufficient variability in geography, economic development and health indicators that they could be considered generally representative of the country. The sample included 13,814 individuals from 3440 households. Among these, 100 households were excluded from the logistic analysis because they were a single-person household or had >10 members, an extreme value (>99th percentile) for household size. The UNC-CH School of Public Health and the Chinese Academy of Preventive Medicine reviewed and approved procedures for the data collection for the CHNS.
Russia.
We used data from the 1996 round seven survey of the RLMS. The individual and household level data were comparable to the CHNS. The sample included 10,703 individuals from 3750 households. Among these, 680 were excluded from the logistic analysis because they were a single-person household or had >10 members, an extreme value (>99th percentile) for household size. The University of North Carolina at Chapel Hill, School of Public Health and the Russian Institute of Sociology reviewed and approved the data collection procedures for the RLMS procedures.
| Definitions of variables and categorizations |
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Our approach focused on measures of current status of under- and overnutrition, hence we ignored stunting. The weight-for-height status of individuals within a household is the basis of the household classification.
Adults.
Internationally accepted adult BMI cut-offs are well established
and were used to define overweight as a BMI
25
kg/m2 for adults
18 y and underweight or chronic energy
deficiency as a BMI < 18.5 kg/m2 (WHO Expert Committee 1995
). Although the relationship between BMI and body
fat or fat-free mass varies according to ethnicity, gender and age
(Deurenberg et al. 1998
), BMI is associated with
increased morbidity and mortality in India (Campbell and Ulijaszek 1994
) and also among children (Must et al. 1992
). Furthermore, because this was an international
comparison, it was necessary to use a single, internationally accepted,
BMI cut-off.
Children and adolescents.
Age and sex-specific BMI cut-points are recommended to define
overweight and underweight in children because height and weight change
with age. Centile curves have been used to establish BMI cut-offs
equivalent to adult values, usually set as the 85th centile for
overweight. Unfortunately, the reference data recommended by the WHO
from the U.S. National Health and Nutrition Examination Survey (NHANES)
I may not be appropriate as an international reference. However, BMI
cut-offs equivalent to the adult values of overweight for children
618 y of age have been established by the International Obesity Task
Force (IOTF) using an international sample (Cole et al. 2000
). Additional, unpublished IOTF BMI references were
developed for underweight children, and those 26 y of age using an
international reference based on five large nationally representative
surveys from Brazil, Britain, Hong Kong, the Netherlands and the United
States (T. Cole, personal communication, Institute of Child
Health, London, UK). The IOTF cutoffs provide centile equivalents to
the adult BMI of 18.5 and 25 kg/m2 for each of the six
national surveys; these were averaged to obtain an appropriate centile
cut-point for the entire international sample. The reference
population, obtained by averaging across a heterogeneous mix of
surveys, provided a more appropriate international reference.
Comparisons of the IOTF definition of underweight to "wasting" (weight-for-height Z-score less than -2) defined using the NHANES I in children 25 (-2 weight-for-height Z-scores) showed high sensitivity (>93%) and specificity (>89%) for all three countries. Sensitivity/specificity comparisons were also made against the BMI cut-offs from NHANES I using the 5th percentile for underweight and the 85th percentile for overweight as suggested by the WHO. The results showed very high sensitivity and specificity for underweight, and high specificity for overweight. Sensitivity of the IOTF cut-point as a measure of overweight (7583%) was not as precise.
Household types.
An under/over household was classified as such if there was at least one overweight person and one underweight member of the household, excluding infants < 2 y old and pregnant women. The under/over household was compared with three other types, also categorized according to the weight status of individuals within the household. The four household types were as follows: 1) under/over, households with at least one overweight and one underweight member and possibly normal weight members; 2) under/normal, households with underweight members, no overweight members and possibly normal weight members; 3) over/normal, households with overweight members, no underweight members and possibly normal weight members; 4) normal/normal, households with normal weight members only.
Household categorization was based on individuals in the household with available data. Individuals who were excluded from classification or those with missing data were ignored in the classification of the household, thus providing a conservative measure of the under/over household.
Income.
Income was measured as a combination of all earned income plus the value of home production expressed in per capita terms. To control for differential purchasing power across the countries, we focused on relative income rankings by creating income per capita tertiles for each country.
Percentage of male subjects.
The percentage of male household members was used as a household level variable to control for differences in gender demographics. Because male and female subjects differ in risk of underweight, overweight and obesity, it was necessary to control for differences in the gender composition at the household level. The percentage of male subjects variable was found to be an important confounder and was retained as a linear term in the models. Categorical variables representing tertiles, quartiles and quintiles were tested and did not change the other effect estimates.
Family size.
Because a larger household is more likely to experience greater variability in body weight status, it was necessary to control for household size. However, a few households with a very large household size (n > 10), representing at least the 98th percentile of the national samples, were excluded from the logistic analysis. These households are more likely to have been under/over as a result of the larger n-value rather than because of environmental factors. After excluding these households, tertiles of household size were determined for each country.
Underweight child/overweight nonelderly adult.
For one component of the analysis, the under/over households were further classified as those with an underweight child and overweight nonelderly adult because this was expected to be the most prevalent under/over household type. This analysis therefore included five household types: underweight child/overweight nonelderly adult, other under/over households, under/normal,5 over/normal,6 and normal weight only household. Of interest is whether the sociodemographic correlates of the underweight child/overweight nonelderly adult households were unique relative to the other under/over households.
Statistical methods.
Households were categorized into the four types defined above using SAS
statistical software (SAS Institute 1998
). Multinomial
logistic regression was used to identify the sociodemographic factors
that significantly predicted the likelihood of one household type
compared with each other household type using STATA statistical
software (STATA 1999
). All possible comparisons were
made among the groups, but we present only the significant
associations. The model examined, whether urban residence, household
per capita (real) income in tertiles, tertile of total household size,
or proportion of male household members as a continuous variable, was
associated with the under/over household type. Single-person
households and households with >10 members were excluded from the
logistic model because they accounted for a very small percentage of
households in the sample and could have disproportionately affected the
results. This exclusion reduced the sample of households from 14,431 to
13,027 in Brazil, from 3440 to 3340 in China and from 3750 to 3070 in
Russia. A separate logistic model further split the under/over
household into those with the classic underweight child/overweight
nonelderly adult pair type and those of other types. The purpose of
this second analysis was to determine the factors associated with the
underweight child/overweight nonelderly adult household. To avoid bias
from comparing households with children to those without, this model
included only households with at least one child (<18 y of age) and
one adult (between 18 and 65 y).
Predicted probability of the under/over household type was determined by simulation, using the multivariate logistic regression coefficients. The predicted probability of household type for urban residence provided an estimate of the probability of being an under/over household, assuming that all households were urban, with income, household size and household gender demographics at their individual values. For comparative purposes, the predicted probability for rural residence was also calculated with income tertile, tertile of household size and percentage of male subjects set at their individual values. Probability of being an under/over household was similarly predicted for high and low income tertiles.
| RESULTS |
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Household size and percentage of male household members were included as control variables. Larger households were significantly associated with the under/over vs. under/normal household type.
Urban residence.
Urban residence was significantly associated with household type in all
three countries. In China, urban residence was significantly associated
with an increased odds of being an under/over household compared with
under/normal [odds ratio (OR) = 1.9; 95% confidence interval
(CI) = 1.4, 2.6] households and normal weight (OR = 2.1; CI
= 1.6, 2.8) households. In Brazil, urban residence was
significantly associated with being an under/over household compared
with each of the other three household types; under/normal (OR = 1.8; CI = 1.5, 2.1), over/normal (OR = 1.4; 1.2, 1.6) and
normal/normal (OR = 1.7; CI = 1.4, 2.0). However, in Russia,
urban residence was statistically associated with being an under/over
household only when compared with the over/normal household (OR = 1.6; CI = 1.2, 2.3). The predicted probability of being an
over/under household was
34 percentage points higher for urban
households in all three countries (Table 2
).
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In Russia, the income relationship was significant only when comparing the under/over household with the over/normal household type (OR = 0.62; CI = 0.43,0.89). The predicted prevalence of the under/over household was higher in low income households; the difference in prevalence between low and high income households was 0.026.
Underweight child/overweight nonelderly adult. The classic condition of underweight child/overweight nonelderly adult is the predominant under/over pair type and existed in over half of the under/over households in Brazil (59%) and Russia (62%) and 39% of these households in China. The pattern of differences in predicted probabilities of being an underweight child/overweight nonelderly adult household, related to income and urban residence, was similar to the results for all under/over households. However, in China, income was not significantly associated with the underweight child/overweight nonelderly adult household type regardless of the other household type used as a reference. Thus, the difference in predicted prevalence in low and high income households in China was not meaningful.
| DISCUSSION |
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Although the prevalence of households with both underweight and
overweight individuals was large, it is useful to consider whether this
is significantly different from what might be found randomly. Although,
in fact, underweight and overweight vary according to age, gender and
other individual characteristics, the assumption of randomness is
necessary to determine the prevalence of under/over that would result
by chance alone. Also, we assume the prevalence of under/over in the
country would be equivalent to the probability of under/over for a
household with the average household size for the country. This
assumption ignores the actual distribution of household size within the
country. To illustrate the best way of calculating the prevalence of
under/over that would result from a random distribution of the
underlying underweight and overweight, it is helpful to use the common
example of a barrel full of balls (Moore and McCabe 1993
). A barrel full of 34 red, 6 white and 60 black balls is
useful as an example for the distribution of overweight, underweight
and normal weight among household members when overweight prevalence is
34%, underweight is 6% and normal weight is 60%, as it is in Russia.
The average household size in Russia is three; therefore, the
probability of a household having underweight and overweight together
is the probability of drawing both a red and a white ball when taking
three balls from the barrel. It would be 0.0989 (9.89%) in Russia. The
actual prevalence of under/over is 8%, which is a small difference.
The average household size for China and Brazil is four. Therefore, all calculations were repeated for household size of four. In Brazil, the prevalence of overweight is 22%, underweight 8% and normal weight 70%, resulting in a 0.150 probability of under/over; the same measure for China would be 0.154. The actual probabilities are 11% in Brazil and 8% in China for the household size of four. These indicate a larger difference between the actual and the predicted probabilities for China and Brazil compared with Russia.
The interesting implication, one often noted in discussions but not widely considered in research, is that when we are examining either under- or overnutrition and also their joint clustering, we are really trying to explain the patterns that lead to this lack of nonrandom clustering. We think that the differences for China and Brazil, in particular, are large and important.
Earlier research in Brazil, China and Russia sheds some light on the
phenomenon of the under/over households. In Brazil, the prevalence of
adult overweight is rapidly increasing among low income families in
which child underweight is still a relevant problem (Monteiro et al. 1995
and 2000
). On the other hand, a study on the
intrafamilial distribution of the occurrence of underweight indicated
that even in low income families, only a small proportion of cases of
undernutrition could be attributed to common household determinants
(Monteiro et al. 1997
). Changes in China have involved a
shift from undernutrition as the principal concern, to a situation in
which underweight and overweight are of equal importance. For example,
in a 1982 survey, 9.7% of adults 2045 y of age were underweight and
6% were overweight. By 1989, the prevalence of overweight had
surpassed underweight, with 8.5% underweight and 8.9% overweight
(Ge et al. 1994
), and unpublished data show that between
1989 and 1997, the proportion of overweight adults more than doubled to
17.6%, whereas the proportion of underweight declined to 5.2% (Bell,
University of North Carolina, unpublished data). Continual
fluctuations in the economic conditions of Russia make the situation
more difficult to characterize (Lokshin and Popkin 1999
). However, a survey of households with children < 2 y of age, showed a high proportion with food insecurity
(Welch et al. 1996
). Other results from Mroz and Popkin (1995)
show stunting in children as an emerging
nutrition problem in Russia, resulting from both the decline in social
services and changes in infant feeding practices.
As expected, urban residence and income were found to be important factors. Urban residence, linked with rapid increases in inactivity and an energy-dense diet, is consistently associated with under/over households in all three countries. High income was associated with increased prevalence of under/over in Brazil and China, but not in Russia. It is not surprising that under/over households were more likely than the under/normal and normal/normal to be high income in China and Brazil because such households are expected to occur under conditions of abundance. Similarly, the under/over household is expected to be lower income compared with the over/normal households. This is shown by the protective effect of high income on being under/over in Brazil and Russia, when the over/normal household is the reference. The income effect was attenuated when looking only at the classic under/over pair type, i.e., households with an underweight child and an overweight nonelderly adult. This is an important finding because it shows that factors other than income may be contributing to the under/over condition among these pairs.
Further exploration and in-depth analysis of food allocation and other related intrahousehold issues are required to understand these disparities. Although it is beyond the scope of this paper to resolve the question entirely, three possible explanations are plausible for overweight coexisting with underweight in households from nations as diverse as Brazil, Russia and China. First, changes in physical activity may not be uniform. Members of the household may differentially experience the changes in physical activity with the introduction of technologies and lifestyles that involve a shift from an active to a sedentary lifestyle. Second, in many countries, the nutrition transition is associated with a Western diet, marked by increased meat, fat and added sweeteners, and reduced vegetables and complex carbohydrates. All members of the household may not experience the changes in diet uniformly. Third, individuals within the household may eat differently both in terms of quantity and quality. This may occur as a result of intrahousehold food distribution or cohort differences in the acceptability and desirability of specific foods. Understanding the specific causal mechanisms warrants further study.
If large proportions of the households with an underweight member also contain an overweight member, programs targeting the reduction of underweight must be capable of addressing overweight as well. The fact that underweight and overweight do coexist to the extent shown in the three national surveys indicates that care must be taken to avoid increasing the likelihood of overweight among households with underweight individuals. For example, public health policies that aim to reverse undernutrition for one household member by improving either the energy density of the household food supply or household food insecurity may have the undesired consequence of contributing to overweight and obesity in another member of an "at risk" household. This has been shown in unpublished research from Chile, in which the programs that focused on undernutrition actually significantly enhanced the likelihood of overweight (Uauy, personal communication). By considering the factors that predict the under/over condition, this may be avoided. Similarly, programs designed to address overweight may alter the household diet to the detriment of age groups vulnerable to underweight. To date, these issues, particularly the way in which promotion of an energy-dense diet might detrimentally affect a portion of the family, have not been addressed in program work.
The results presented here indicate the need to consider whether
programs that focus on only one type of body weight outcome might
actually exacerbate the other. Therefore, it is increasingly important
for public health programs to focus on healthy diet and lifestyle
patterns that will lead to optimal health outcomes at both ends of the
spectrum. Several studies have shown that weight loss leads to improved
health outcomes and reduced risks related to obesity (Bray 1999
, deLeiva 1998
). Furthermore, therapeutic
diets have been effective in reducing mortality related to severe
malnutrition (Golden et al. 2000
). However, to develop
programs that address both underweight and overweight, more research is
required to determine the particular diet and activity patterns that
may simultaneously be either protective against, or contribute to both
underweight and overweight. If future programs for preventing
(Oster et al. 1999
) underweight as well as overweight
were based on a single set of diet and activity recommendations, it
could prevent both conditions simultaneously. Furthermore, it would
help streamline public health messages and be a more efficient use of
limited resources. Instead of addressing under- and overweight
separately, developing countries may fight both conditions
simultaneously with strong public health messages that would contribute
to good health for all.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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3 Under/over households are those with at least
one overweight and one underweight member and possibly normal weight
members. ![]()
4 Abbreviations used: BMI, body mass index; CHNS,
China Health and Nutrition Survey; CI, confidence interval; IBGE,
Instituto Brasileiro de Geografia e Estatística; IOTF,
International Obesity Task Force; NHANES, National Health and Nutrition
Examination Survey; OR, odds ratio; PNSN, Ó Pesquisa Nacional
sobre Saúde e Nutrição; RLMS, Russia Longitudinal
Monitoring Survey. ![]()
5 Under/normal households are households with
underweight members, no overweight members and possibly normal weight
members. ![]()
6 Over/normal households are households with
overweight members, no underweight members and possibly normal weight
members. ![]()
Manuscript received February 25, 2000. Initial review completed April 10, 2000. Revision accepted August 24, 2000.
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A. R. Dore, L. S. Adair, and B. M. Popkin Low Income Russian Families Adopt Effective Behavioral Strategies to Maintain Dietary Stability in Times of Economic Crisis J. Nutr., November 1, 2003; 133(11): 3469 - 3475. [Abstract] [Full Text] [PDF] |
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M. C Gulliford, D. Mahabir, and B. Rocke Food insecurity, food choices, and body mass index in adults: nutrition transition in Trinidad and Tobago Int. J. Epidemiol., August 1, 2003; 32(4): 508 - 516. [Abstract] [Full Text] [PDF] |
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S K Kapoor and K Anand Nutritional transition: a public health challenge in developing countries J. Epidemiol. Community Health, November 1, 2002; 56(11): 804 - 805. [Full Text] [PDF] |
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