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Diet and Human Performance Laboratory, Beltsville Human Nutrition Research Center, ARS, USDA, Beltsville, MD, and the Lipid Research Clinic Laboratory, George Washington University, Washington D.C.
1To whom correspondence should be addressed at Diet and Human Performance Laboratory, BHNRC, Building 308, Room 206, BARC-east, Beltsville, MD 20705. E-mail: rumpler{at}bhnrc.arsusda.gov
| ABSTRACT |
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KEY WORDS: blood lipids plasma cholesterol ethanol consumption dietary fat humans
| INTRODUCTION |
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Numerous population-based studies reported a significant
relationship between alcohol consumption and changes in blood lipids
and lipoproteins. In one of the first reports to examine the
relationship between alcohol consumption and blood lipid levels
Ostrander et al. (1974)
reported significantly higher
triglyceride levels in men who drank alcohol regularly. They also
reported elevated cholesterol levels in men under 50 y of age who
consumed alcohol but no difference in men over 50 y. Their
observation of higher circulating triglycerides was a consistent
finding in subsequent studies in individuals with high alcohol
consumption but was less so in subjects with ethanol intakes below
6080 g/d (Srivastava et al. 1994
). The effect on
circulating cholesterol levels was less consistent with some studies
reporting higher levels in drinkers (Barboriak 1984
,
Cushman et al. 1986
) and other studies reporting no
effect (Avagaro and Cazzolato 1975
, Burr et al. 1986
). Srivastava et al. (1994)
in a review,
suggested that some of the inconsistency seen in the response of
cholesterol to ethanol consumption might be related to the fat level in
the diet. They observed that individuals consuming a high-fat diet
might be more sensitive to the effects of alcohol on blood lipids.
Additionally, gender differences may have contributed to the variation
in the responsiveness of blood lipids to alcohol consumption.
Taylor et al. (1981)
observed, in males but not females,
higher triglyceride levels in drinkers than in nondrinkers.
Circulating levels of VLDL, LDL, and HDL were found to be powerful risk
factors for CVD (Campos et al. 1991
, Gordon et al. 1989
, Stampfer et al. 1988
). At least half
of the reduced risk in CVD associated with alcohol consumption was
attributed to changes in circulating levels of HDL and HDL subfractions
(Langer et al. 1992
). Observational studies of large
populations showed that regular consumers of alcohol have higher
circulating levels of HDL cholesterol than do those who abstain from
alcohol (Hein et al. 1996
, Jackson et al. 1991
, Paunio et al. 1996
), and these higher HDL
levels are associated with lower CVD risk. Clinical trials confirmed
the effect of alcohol consumption on circulating HDL levels in
premenopausal women (Clevidence et al. 1995
) and in men
(Belfrage et al. 1977
, Valimaki et al.
1988
). However, there does seem to be some gender difference in
the response to alcohol consumption (Taylor et al. 1981
,
Weidner et al. 1991
).
Concentrations of some subfractions of HDL were correlated with the
risk of CVD. Initially it was believed that HDL2 was more
protective than HDL3 (Miller et al. 1981
).
However in more recent studies by Stampfer et al. (1991)
, both HDL2 and HDL3 were
inversely related to CVD risk, and HDL3 was the stronger
predictor. The effect of alcohol on these subfractions is not entirely
clear. In a study of premenopausal women, Clevidence et al. (1995)
reported that both HDL2 and HDL3
concentrations were increased by alcohol consumption. However,
Valimiki et al. (1988)
reported a dose-dependent
response. They found that HDL2 increased when men consumed
ca. two drinks (12/g/ethanol) per day, and both
HDL2 and HDL3 increased when alcohol
consumption was increased to five drinks per day. Women may be more
sensitive to the effect of alcohol on HDL. At an ethanol intake of one
drink per day or less, a more pronounced effect on HDL cholesterol can
be expected in women than in men (Taskinen et al. 1987
,
Taylor et al. 1981
). In this study we examined the
possibility that a low-fat diet combined with the regular moderate
consumption of alcohol would have an additive effect on the improvement
of both plasma lipid levels and lipoprotein profiles.
| MATERIALS AND METHODS |
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Subjects were fed at the Human Studies Facility of the Beltsville Human Nutrition Research Center throughout the 12-wk study. Diets were formulated to meet or exceed the Recommended Dietary Allowances for known nutrients. Foods utilized consisted of those normally found in human diets; no test chemicals or test food additives were added other than those consistent with the objective of the study as outlined below.
Diets.
Two diets, which differed in their fat content, were consumed in this
study. The menus were formulated at various energy levels in increments
of ca. 1 MJ/d. These diets were formulated using values from
the USDA Nutrient Database for Standard Reference (Release 11)
to
provide ca. 14% of dietary energy from protein and either
18% (low-fat) or 38% (high-fat) of dietary energy from fat.
(Saturated, monounsaturated and polyunsaturated fat constituted
ca. 31, 37, 26% of total fat in the high-fat and 32,
33, 24% in the low-fat diet, respectively. Cholesterol content of
the diets was 37 mg cholesterol/MJ diet and 23 mg cholesterol/MJ diet
in the high- and low-fat diets, respectively.) The higher fat level
was chosen to approximate the average fat content of the American diet
(NRC 1989
). The lower fat level was arbitrarily chosen
to provide a substantially lower fat content, yet maintain palatability
of the overall menu. High- and low-fat designations were intended
to be relative to the current recommendation that Americans consume an
average of 30% of total energy or less from fat (NRC
1989
). The energy intake for each individual was set as the
nearest formulated energy level. However, all reported values in this
paper are based on the actual metabolizable energy intake and available
fat, protein and carbohydrate determined as previously reported
(Rumpler et al. 1996
).
The subjects consumed breakfast and dinner in the dining room of the Human Studies Facility under the supervision of a registered dietitian or a dietary technician. Lunches, snacks and weekend meals were packed for consumption away from the Human Studies Facility. Beverage and medication records were maintained throughout the diet study. Foods and energy-containing beverages were limited to those provided by the study. Initial energy intakes were estimated for each subject before the beginning of the study, utilizing a resting energy expenditure measurement and adjusting the energy intake level by a lifestyle factor as described by the World Health Organization. Energy intakes were adjusted to maintain body weight throughout the study.
Subjects consumed an alcoholic beverage during half of the study. The amount of ethanol consumed was scaled to provide 5% of daily energy intake, a level considered to be within the range of moderate drinking. A standard drink was defined as 12 g of ethanol. Using a standard food value of 28.8 kJ/g (6.9 kcal/g) of ethanol, an individual consuming 8372 kJ/d (2000 kcal/d) of food received 14.3 g of ethanol/d (1.2 drinks/d). An individual consuming 12558 kJ/d (3000 kcal/d) of food received 21.45 g/d (1.8 drinks/d). These values represent the extremes of ethanol consumption during the study.
Subjects were given the beverage for consumption at home with a small amount of food saved from the evening meal. Ethanol for consumption was provided as grain alcohol, mixed into either a grape-colored, nonfruit juice, beverage (Gatorade Co., Chicago, IL) or or a nonalcoholic red wine (Cabernet Sauvignon, Ariel Vineyards, Napa, CA). During the nonethanol period, each subject consumed the same drink plus an amount of a highly soluble carbohydrate powder (Polycose®, Ross Laboratory, Columbus, OH) that was equal in total energy to the amount of ethanol added during the ethanol period. The beverage was weighed daily, and the supplements (ethanol or soluble carbohydrate powder) were mixed into the beverage before distribution to the subjects. Data from the two carrier beverages were pooled since there was no significant differences in any variable measured in this study due to carrier beverage.
Plasma lipid and lipoprotein analysis.
Blood samples were drawn after an overnight fast (
12 h) immediately
before breakfast, with replicates taken on Monday and Wednesday, or
Tuesday and Thursday. Baseline samples were collected during the week
before initiation of the controlled feeding. Subsequently, blood was
collected during the sixth week of each of the controlled feeding
periods. Blood was drawn from antecubital veins of subjects after an
overnight fast, mixed with 1.5 g of disodium EDTA/L and cooled on
ice. Plasma samples were analyzed at the George Washington University
Lipid Research Clinic Laboratory (Hainline et al. 1982
),
where standardization with the Centers for Disease Control was
maintained throughout the study for analysis of total cholesterol and
triglycerides and HDL cholesterol. Cholesterol and triglycerides were
analyzed enzymatically using Abbott ABA-100 analyzers with reagents
supplied by Abbot Diagnostics (North Chicago, IL). On the day of plasma
sample collection, HDL and HDL3 fractions were obtained by
sequential precipitation techniques as described by Gidez et al. (1982)
. These fractions were frozen at -80°C and analyzed
for cholesterol at the end of the study. All of a given subject's
samples were analyzed in a single analytical run. HDL2
cholesterol was determined as the difference between HDL cholesterol
and HDL3 cholesterol values. LDL cholesterol was derived by
the method of Friedewald et al. (1972)
. Apolipoprotein
A-I and apolipoprotein B were determined by rate immunonephelometry
with a Beckman ICS Analyzer II (Beckman Instruments, Inc., Brea, CA).
Boehringer Mannheim (Indianapolis, IN) antiserum was diluted in Beckman
nephelometric buffer; lipoproteins were disrupted using 1% Tween-20 in
0.15 mol/L of NaCl.
Experimental design and statistical analysis.
The overall design of the study was a split plot on diet
(high-fat or low-fat) with a crossover within each subplot on
supplement (ethanol or carbohydrate). Subjects were randomly assigned
to one of the two experimental diets for the duration of the study
(split plot). During the first 6-wk period, subjects were randomly
assigned to either the carbohydrate or ethanol supplement. The
supplement treatment was then switched for the second 6-wk period
(subplot crossover) while the diet consumed by the subject remained the
same as in the first period. Two main effects of diet and supplement
were examined in this study. Values for analysis were averages of
replicate samplings taken on 2 d at the end of each dietary
period. Data for the perimenopausal women, postmenopausal women
receiving hormone replacement therapy and for those women not receiving
hormone replacement therapy were pooled since no effect on
heterogeneity of variance or significant interaction terms were
detected. Thus, the experiment was analyzed using a mixed model
analysis of variance where diet and supplement each had two levels.
Comparisons of ethanol vs. carbohydrate within diet had the greatest
statistical power since each subject received both ethanol and
carbohydrate in a crossover design and within subject variation can be
accounted for in the statistical analysis. Comparisons between diets
have a weaker statistical power due to the inability of this type of
design to account for individual variation. This design selection was
intentional since the primary treatment of interest was the comparison
of ethanol with carbohydrate followed by the interaction of diet and
ethanol and finally the effect of diet. Data are presented as the least
square means with the standard error. Where appropriate, the
probability (P
||T||) values for specific
contrasts are presented. Baseline values (Table 1
)were used as covariates in lipid/lipoprotein analysis; age was used as
a covariate for apoprotein analysis.
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| RESULTS |
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The six premenopausal women were equally distributed between the high- and low-fat diet treatments and none withdrew from the study. Six of the subjects, two in the low-fat and four in the high-fat treatment, failed to complete both periods of the study, and their data were excluded from the analysis in accordance with the study plan. This resulted in the five of seven remaining women receiving hormone replacement therapy having been assigned to the low-fat treatment and two to the high-fat treatment.
Baseline characteristics of the 26 subjects completing the study
are presented in Table 1
. The women ranged in ages from 41 to 59 y
(mean of 51.5 y), had a BMI that ranged from 18 to 31
kg/m2 and had total body weights that ranged from 49 to 92
kg. Subjects consuming the high-fat diet had a 6% higher average
body weight and BMI than those consuming the low-fat diet. Energy
intake averaged 8.4 MJ/d in subjects that consumed the high-fat and
8.2 MJ/d in those that consumed the low-fat diet. However, there
were no significant differences in plasma lipid concentrations (Table 1)
at baseline, between the high- and low-fat groups.
Changes in plasma lipids and lipoproteins.
Plasma lipid and lipoprotein values are presented in Table 2
as least square means, adjusted for baseline values, after 6 wk of
treatment. The main effects of the statistical model (ethanol vs.
carbohydrate, high-fat vs. low-fat diets) were significant for
a number of variables measured. Women who consumed the low-fat diet
had a 5% lower concentration of plasma cholesterol (P
0.06), 7 % lower concentration of LDL cholesterol
(P
0.05) and 9% lower concentration of
HDL-cholesterol (P
0.09) than did those
consuming the high-fat diet. The ratio of
LDL-cholesterol/HDL-cholesterol was unaffected by diet. Apo A-I
concentration was 18% lower (P
0.02) in women
consuming the low-fat diet. HDL cholesterol concentration was
greater by 3% (P
0.03), and the ratio of LDL
cholesterol to HDL cholesterol was lower by 9% (P
0.05) when women consumed ethanol.
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0.02), and LDL cholesterol was lower
by 11% (P
0.001) when the women consumed ethanol in
combination with the high-fat treatment than when they consumed
carbohydrate in the high-fat diet. This diet also produced a 21%
(P
0.001) higher HDL2 concentration and
a trend for an increase in HDL cholesterol concentration (P
0.063). The ratio of LDL- to HDL-cholesterol was 14% lower
when ethanol was added to the high fat diet. The effect of ethanol was
similar in direction in both fat treatment groups for the rest of the
variables, except HDL3. However, only those women consuming
the high-fat diet had significant differences in blood lipid
concentrations between the periods when ethanol or carbohydrate was
added to the diet. | DISCUSSION |
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The effects of the two fat treatments on plasma lipids were as
expected. Women consuming a low-fat diet had lower levels of plasma
cholesterol as well as LDL and HDL cholesterol. This resulted in no
change in the LDL to HDL cholesterol ratio. The plasma lipid response
to consumption of ethanol was also as expected. LDL cholesterol levels
were decreased, and HDL cholesterol levels were increased by alcohol
consumption. Such changes have been reported from a number of studies
(Avogaro and Cazzolato 1975
, Belfrage et al. 1977
, Clevidence et al. 1995
, Ostrander et al. 1974
, Valimaki et al. 1988
) where higher
levels of alcohol were administered. In this study, the increase in
HDL2 cholesterol accounted for the increase in HDL
cholesterol. This differs from a previous study of ethanol consumption
in premenopausal women in which there was a proportional increase in
HDL2 and HDL3 fractions (Clevidence et al. 1995
). This inconsistency could represent a difference in
metabolic response between premenopausal women and the predominantly
postmenopausal women in the current study. Consistent with other
studies of postmenopausal women (Grandjean et al. 1998
,
Li et al. 1996
), HDL3 cholesterol
represented a large proportion of the total HDL cholesterol. However,
the ratio of HDL2 to HDL3 was low, regardless
of treatment. It is noteworthy that recent epidemiological data showed
that both HDL2 and HDL3 are related to
decreased risk of CVD (Stampfer et al. 1988
).
When we separated the data by dietary fat treatment, clearly there was little or no effect of ethanol consumption on the blood lipid variables measured in those subjects consuming a low-fat diet. The significant effects of ethanol treatments occurred in subjects that consumed the high-fat diet. In subjects consuming the high-fat diet, consumption of ethanol decreased plasma cholesterol by 6% and LDL cholesterol by 11%, and these lower levels were similar to those produced by the low-fat diet with or without ethanol consumption. HDL cholesterol, in particular HDL2, increased in response to ethanol consumption when subjects consumed the high-fat diet.
The responses to ethanol seen in the women consuming the high-fat
diet are similar in direction and magnitude to those differences
reported between drinkers and nondrinkers in population-based
studies (Hegsted and Ausman 1988
, Ostrander et al. 1974
). This was expected since the high-fat diet used
in this study is similar in fat level to the "typical diet"
consumed by free-living individuals in the United States. The lack
of response to ethanol consumption in individuals consuming a
low-fat diet complicates further the interpretation of studies on
alcohol consumption in which diet composition is not controlled. For
example, in the Health Professionals Follow Up Study (Ascherio et al. 1996
), those individuals who consumed the highest levels
of total fats and saturated fats also consumed the lowest levels of
alcohol, fruits, vegetables and dietary fiber. The clustering of
dietary habits, as observed in the Health Professionals Follow Up Study
study, would indicate that the assessment of alcohol-induced
changes in population studies is difficult due to changes in a number
of other dietary variables. This suggests that the controlled feeding
study is a particularly appropriate approach to the study of dietary
components that modulate alcohol-induced changes in plasma
lipoproteins.
From a public health standpoint, this study suggests that even low levels of alcohol consumption can improve the lipoprotein profile of women consuming the high-fat diet typical in the U.S. However, most of the beneficial effects of alcohol consumption on blood lipids can be achieved by a low-fat diet alone and little if any additional benefit is garnered by the inclusion of alcohol in the diet. This observation could simplify the choice to drink or not by individuals at high risk for diseases, such as breast cancer and hypertension, for which alcohol consumption may be a risk factor.
| FOOTNOTES |
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Manuscript received March 5, 1999. Initial review completed March 26, 1999. Revision accepted May 24, 1999.
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