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(Journal of Nutrition. 1999;129:1669-1674.)
© 1999 The American Society for Nutritional Sciences


Articles

World Health Organization Hemoglobin Cut-Off Points for the Detection of Anemia Are Valid for an Indonesian Population1

Helda Khusun, Ray Yip*,2, Werner Schultink{dagger}3 and Drupadi H. S. Dillon

SEAMEO-TROPMED Regional Center for Community Nutrition, University of Indonesia, Salemba, Jakarta 10430, Indonesia; * UNICEF Indonesia, Jakarta 12920, Indonesia; and {dagger} Deutsche Gesellschaft fur Technische Zusammenarbeit, Eschborn, Germany

3To whom correspondence should be addressed at UNICEF Headquarters, New York, NY.


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 SUBJECTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The study was designed to determine whether population-specific hemoglobin cut-off values for detection of iron deficiency are needed for Indonesia by comparing the hemoglobin distribution of healthy young Indonesians with that of an American population. This was a cross-sectional study in 203 males and 170 females recruited through a convenience sampling procedure. Hemoglobin, iron biochemistry tests and key infection indicators that can influence iron metabolism were analyzed. The hemoglobin distributions, based on individuals without evidence of clear iron deficiency and infectious process, were compared with the National Health and Nutrition Survey (NHANES) II population of the United States. Twenty percent of the Indonesian females had iron deficiency, but no male subjects were iron deficient. The mean hemoglobin of Indonesian males was similar to the American reference population at 152 g/L with comparable hemoglobin distribution. The mean hemoglobin of the Indonesian females was 2 g/L lower than that of the American reference population, which may be the result of incomplete exclusion of subjects with milder form of iron deficiency. When the WHO cutoff (Hb < 120 g/L) was applied to female subjects, the sensitivity of 34.2% and specificity of 89.4% were more comparable to the test performance for white American women, in contrast to those of the lower cut-off. On the basis of the finding of hemoglobin distribution of men and the test performance of anemia (Hb < 120 g/L) for detecting iron deficiency for women, it is concluded that there is no need to develop different cut-off points for anemia as a tool for iron-deficiency screening in this population.


KEY WORDS: • hemoglobin • anemia • iron deficiency • humans • screening


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 SUBJECTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Iron deficiency is the most prevalent nutritional problem worldwide; an estimated 2.15 billion individuals are anemic because of iron deficiency (FAO/WHO 1992Citation ). Most affected are children and women in the developing world. Considering the magnitude of the problem and the multitude effects of iron deficiency, assessment of the iron status of the population is important for every country.

The most commonly used screening methods for the presence of iron deficiency in a population are the measurements of hemoglobin or hematocrit concentration for the presence of anemia (WHO 1994Citation ). These measurements are relatively simple and cheap, can be carried out under field conditions, and values below a certain cut-off point indicate or define that anemia is likely to exist. The cut-off value defining anemia has been determined by convention as the value at -2 SD from the mean or the 2.5th percentile of the normal distribution of a healthy iron-replete population. Because iron deficiency is often the most common cause of anemia, the presence of anemia is also used as a screening tool for iron deficiency. Although other iron-related tests are required for the confirmation of iron deficiency, it is reasonable to assume that a population with a high anemia prevalence is likely to also have a high prevalence of iron deficiency (Freire 1989Citation , Yip 1994Citation ).

In view of the close relationship between anemia and iron deficiency for either individual-based screening or for defining the burden of iron deficiency on a population basis, it is very important to ensure the validity of the hemoglobin cut-off point for the detection of iron deficiency. It is well known that there are a number of physiologic characteristics such as age (Garn et al. 1981aCitation , Yip et al. 1984Citation ), sex (Garn et al. 1981aCitation ) and stage of pregnancy (WHO 1994Citation ) influence hemoglobin concentration; thus, an appropriate anemia cut-offthat takes into account the normal variations is indicated. There are some environmental factors that also influence hemoglobin distribution such as changes in altitude (Miale 1982Citation ) and smoking habits (Nordenberg et al. 1990Citation , Stonesifer 1978Citation ). Vitamin A deficiency (Bloem 1995Citation ) and inflammation (Farid et al. 1969Citation ) also influence the hemoglobin concentration. In addition, several investigators (Garn et al. 1981bCitation , Jackson et al. 1983Citation , Johnson-Spear and Yip 1994Citation , Perry et al. 1993Citation , Williams 1981Citation and Yip 1996Citation ) found that hemoglobin distribution varies among races or ethnic backgrounds. The general world-wide application of the common cut-off for anemia may be questioned. An analysis of data from the National Health and Nutrition Survey (NHANES)4 II by Johnson-Spear and Yip (1994)Citation showed that individuals of African extraction in the U.S. have hemoglobin concentrations that are on average 8 g/L lower than those of European extraction, with the difference not due to iron nutriture. To have a similar screening performance for iron deficiency in terms of sensitivity and specificity, the hemoglobin cut-off point for those of predominantly African extraction is 10 g/L lower than for those of European extraction. A survey report in Vietnam showed that the healthy Vietnamese population had mean hemoglobin values 10 g/L lower than the mean Hb of the Caucasian population, which resulted in a 10 g/L reduction of cut-off values (Yip 1996Citation ).

The correct interpretation of hemoglobin values requires the application of appropriate cut-offs and knowledge of the influencing factors. Application of a single inappropriate cut-off will result in misclassification and exaggeration or underestimation of the iron-deficiency problem in a community. More information is therefore required on the validity of the use of hemoglobin cut-off values as a screening for iron deficiency because the frequently used WHO cut-off may not be universal.

Iron deficiency is common in Indonesia, and it is important to estimate the problem adequately. It was the aim of the study to examine whether hemoglobin distribution of healthy young Indonesians was similar to that of an American population and whether population-specific hemoglobin cut-off values for detection of iron deficiency were required. This study might serve as model or basis for further studies of this issue.


    SUBJECTS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 SUBJECTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The subjects were selected among male and female students of the University of Indonesia, Jakarta, using a nonprobability sampling procedure (convenience sampling). The potential subjects were recruited by distributing a written announcement about the research. Subjects were volunteers. Potential subjects were first questioned with the use of a precoded questionnaire. A total of 210 male and 200 female students were interviewed. Information was collected about sociodemographic background (ethnicity, level of education of parents and possession of luxury items), physiologic condition (age, sex, menstruation, pregnancy or lactation), health status and life style (presence of disease, use of drugs and supplements, smoking habit, use of contraceptives). After establishing that the potential subjects did not suffer from any obvious illnesses as indicated by the questionnaire, anthropometric measurements were made and blood was collected. The data collection took place for ~3 wk. A complete data set became available for 203 male and 170 female students. Weight was measured to the nearest 0.1 kg using an electronic weighing scale (SECA 770), and height was measured to the nearest 0.1 cm using a microtoise.

The ethical committee of the Faculty of Medicine, University of Indonesia approved the conduct of this study.

Blood samples were drawn by venipuncture into two different vacutainers between 0800 and 1300 h. Blood (~10 mL) was drawn into a vacutainer tube with EDTA for determination of hemoglobin (Hb), hematocrit (Ht), mean corpuscular volume (MCV), mean corpuscular hemoglobin (MCH), mean corpuscular hemoglobin concentration (MCHC), red blood cell count (RBC), white blood cell count (WBC), erythrocyte sedimentation rate (ESR) and zinc protoporphyrin (ZP). The tubes with EDTA-treated blood were stored in a cool box and analyzed within 4 h of collection. Blood (~4 mL) was drawn into a plain vacutainer tube for determination of serum iron (SI), total iron-binding capacity (TIBC) and serum ferritin (SF). Blood was allowed to clot at room temperature (25°C) and was centrifuged at 3000 x g for 15 min. Each serum sample was divided into two tubes and stored at -20°C for mo 1 and then at -80°C for mo 2. Serum ferritin determination was done within 1 mo of blood collection, and SI and TIBC were measured within 1–2 mo.

Hb, Ht, WBC, RBC, MCV, MCH and MCHC were determined using a Coulter counter (Coulter® AC-T10 Hematology Analyzer; Coulter Electronic, Miami, FL). ESR was analyzed by the Westergreen method (Widmann 1983Citation ). Serum ferritin was determined with the use of a microparticle enzyme immunoassay procedure with a commercial kit (IMX Ferritin Assay, Abbott, Abbott Park, IL). Serum iron and TIBC were determined by a colorimetric procedure (Gibson 1990Citation ) using a commercial kit (Hoffman-la Roche, Basel, Switzerland). All of the above assays were done once. Zinc protoporphyrin was measured fluorometrically in duplicate in red blood cells (Hematofluorometer model 206D, AVIV Biomedical, Lakewood, NJ), which were obtained by centrifuging the EDTA-treated blood samples (Hastka et al. 1992Citation ). The Coulter counter and SI/TIBC results were analyzed at the Clinical Pathology Department, Cipto Mangunkusumo Hospital, Faculty of Medicine, University of Indonesia; the other measurements were done at the SEAMEO-TROPMED Center.

Choice of cutoff points for abnormal values of iron status indicators and ESR.

Three tests were used to assess the iron status of the subjects. The respective criteria for each test,indicating low iron status, were as follows: serum ferritin < 12 µg/L (Dallman et al. 1996Citation ), transferrin saturation < 16% (Dallman et al. 1996Citation ) and zinc protoporphyrin > 40 µmol/mol heme (Hastka et al. 1992Citation ). A subject was considered to be iron deficient when at least two of the three test values were beyond the cut-off value, indicating deficiency (Dallman et al. 1996Citation ). For hemoglobin, the cut-off criterion indicating anemia was the WHO cut-off of 120 g/L for females and 130 g/L for males (WHO 1994Citation ). Hematocrit was considered to be abnormal at values < 0.36 for females and < 0.41 for males (Gibson 1993Citation ). RBC for females was considered normal in the range of 4200–5800/mm3 and for males, 3600–5600/mm3 (Gibson 1993Citation ). The cut-off values for the red blood cell indices were as follows: MCV < 80 fL, MCH < 27 pg and MCHC < 320 g/L (Gibson 1993Citation ). For serum iron (SI) and total iron-binding capacity (TIBC) the cut-off points were 60 µg/dL (10.74 µmol/L) and 410 µg/dL (73.39 µmol/L), respectively (Cook and Finch 1979Citation ).

ESR and WBC were used as indicators of the presence of a possible infection because the NHANES II survey, in which percentile values were used for comparison, also used ESR and WBC as indicators of inflammation (Expert Scientific Working Group 1985Citation ). ESR was considered to be abnormal at >15 mm/h for males and >20 mm/h for females (Widmann 1983Citation ), whereas WBC values <3400/mm3 or >11500/mm3 were judged to be abnormal (Expert Scientific Working Group 1985Citation ). To conserve sample size, the hemoglobin concentration of smokers was adjusted downward according to the number of cigarettes smoked per day (Centers for Disease Control 1989Citation ).

Statistical analysis.

ANOVA and the Kruskall-Wallis test were used to detect differences in the characteristics of men and women (Snedecor and Cochran 1980Citation ). Comparison of percentiles values and analysis of means and confidence intervals were used to compare the distribution of the present data set with that from the NHANES II and III surveys (Dallman et al. 1996Citation , Gibson 1993Citation ). For the hematological and biochemical indices, normality was tested by the one-sample Kolmogorov Smirnov test. WBC, ESR, RBC, MCV, MCH, MCHC, serum ferritin and zinc protoporphyrin were not normally distributed; thus medians were used as the measure of central tendency. Because Hb, Ht, SI, TIBC and transferrin saturation were normally distributed, means were used as the measure of central tendency.

The performance (sensitivity and specificity) of different cut-off criteria for anemia as a screening tool for iron deficiency was estimated in female subjects. Sensitivity was defined as the proportion of cases of iron deficiency correctly identified by Hb as anemic and specificity as the proportion of cases of iron adequacy correctly identified by Hb as nonanemic.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 SUBJECTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Of the group of 373 subjects for whom data were collected, 6 men and 25 women had abnormal ESR values, and 4 men and 4 women had abnormal WBC values. To avoid the confounding influence of a possible infection on the iron status indicators and their relationship, these 39 subjects were excluded from the analysis. Selected characteristics of the remaining 334 subjects are presented in Table 1Citation . The subjects ranged in age from 18 to 27 y with a mean age of 21.6 y for men and 22.0 y for women (Table 1)Citation . Fifteen percent of the men and 18.6% of the women had a body mass index < 18.5 kg/m2. Ethnicity of the subjects was defined by the origin of their parents, the majority of whom came from the island of Java. A small percentage of the sample (7.9% males and 12.7% females) had parents originating from parts of Indonesia other than Java and Sumatra. This study therefore refers mainly to the western part of Indonesia. There was no significant difference in mean Hb concentration among the different ethnic groups. Considering the educational level of the father and household possession of selected commodities, all subjects belonged to the middle or high socioeconomic class (Table 1)Citation .


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Table 1. Characteristics of subjects1

 
Hemoglobin (P < 0.001), hematocrit (P < 0.001), serum iron (P < 0.001), serum ferritin (P < 0.001), transferrin saturation (P < 0.001) and zinc protoporphyrin (P < 0.001) were different in men and women. Men had a better iron status than women because no male subject was considered iron deficient, whereas 20.0% of the women were deficient and 14.3% had hemoglobin concentrations < 120 g/L (Table 2Citation ). The prevalence of high zinc protoporphyrin values (>40 µmol/mol heme) was higher than the prevalence of low seum ferritin or low transferrin saturation. When 50 µmol/mol heme was used as a cut-off point, the prevalence of high values among women became 28.8% in stead of 51.8%. Hemoglobin concentrations and values of iron status indicators did not always correlate (Table 3Citation ). Among anemic women, 40% were iron deficient, whereas 16.7% of the nonanemic women were iron deficient (using 40 µmol/mol heme zinc protoporphyrin as a cut-off point).


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Table 2. Hematological and biochemical characteristics of male and female students of the University of Indonesia1

 

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Table 3. Prevalence of abnormality of several iron status indicators in male and female students of the University of Indonesia stratified by hemoglobin concentration

 
Hemoglobin concentration of nondeficient subjects was 152 ± 11 g/L for men and 131 ± 9 g/L for women (Fig. 1Citation ). Of the noniron-deficient subjects, 3.1% of men and 9.9% of women had a hemoglobin concentration <130 and 120 g/L, respectively. The hemoglobin distribution of the Indonesian subjects was compared with the distribution of the nonblack population from the United States (Table 4Citation ). The mean hemoglobin concentration of American men and women was within the 95% confidence intervals for the mean of the respective concentration of the Indonesian subjects. The mean value for the American women was just below the upper border of the confidence interval for the Indonesian mean. The percentiles of the hemoglobin distribution were also compared. The percentile values for men were largely similar in the Indonesians and Americans. The percentile values of the Indonesian women were 3–8 g/L lower than the values of American women. Using the mean hemoglobin concentration -2 SD as a definition for anemia in the Indonesian subjects, the cut-off point below which a person would be considered anemic was 113 g/L for women and 130 g/L for men. The cut-off point for men was similar to that defined by WHO, whereas the cut-off point for the women was lower than the WHO cut-off point of 120 g/L.



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Figure 1. Hemoglobin distribution curves for healthy and iron-sufficient male (n = 194) and female (n = 112) students of the University of Indonesia, aged 18–27 y. Iron deficiency was defined as the occurrence of two or more abnormal values for serum ferritin, zinc protoporphyrin and transferrin saturation.

 

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Table 4. Comparison of mean and percentiles of hemoglobin concentration of the Indonesian and American populations

 
The sensitivity and specificity of different hemoglobin cut-off points for anemia to detect iron deficiency were assessed in the Indonesian women (Table 5Citation ). The calculated cut-off point for the Indonesian women of 113 g/L had lower sensitivity but a slightly higher specificity for detecting iron deficiency than the WHO cut-off point for women of 120 g/L. The sensitivity and specificty when 120 g/L was used to detect iron deficiency were lower in the Indonesian subjects compared with the American subjects. From the relatively low sensitivity (<50%), it becomes clear that anemia is not related only to iron deficiency as defined in this study. Among the anemic women, only 40.0% were iron deficient, whereas in the nonanemic subjects, 15.4% were iron deficient. Six men had anemia without iron deficiency.


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Table 5. Comparison of sensitivity and specificity of cut-off criteria for anemia of women for the screening of iron deficiency1

 

    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 SUBJECTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Anemia prevalence in this study population was much lower than the estimated prevalence for the whole Indonesian population. Among women of child bearing age, the prevalence of anemia in Indonesia was ~30–40% (Helen Keller International 1997Citation ). On the basis of the WHO cut-offs points, in this study, the prevalence of anemia was 15.9% for women, whereas only 3.9% of the men were anemic. For men, the observed prevalence was near the expected level of 2.5–5% for an iron-replete population, based on the definition of WHO anemia criteria. This was confirmed by the other iron biochemistry tests. The lower prevalence of anemia for the women studied compared with the overall prevalence in Indonesia is not surprising considering the fact that subjects were university students and most of them came from a relatively high socioeconomic background. It was also to be expected that women would have a higher deficiency prevalence than men for all iron-related tests. This can probably be attributed to the 50% higher iron requirement of women than men due to monthly menstrual blood losses (Cheong et al. 1991Citation , Hallberg et al. 1995Citation ) and a lower energy and iron intake from food. This study also confirms a common finding that, in many parts of the world, even when substantial anemia and iron deficiency are prevalent among women, men do not suffer from iron deficiency because of their lower iron requirement. This male and female differential in iron deficiency indicates that dietary iron intake is the main factor responsible for the anemia observed among women (Yip, 1994Citation ).

Among the anemic women, 40.0% were iron deficient on the basis of a strict criterion of having abnormal results for two or more of the three tests (serum ferritin, zinc protoporphyryn and transferrin saturation). It is very likely that there were some women who had milder forms of iron deficiency but whose values did not meet the study definition. This finding of the positive predictive value of anemia for detecting iron deficiency (~40%) is similar to the previously reported value for American women (Johnson-Spear and Yip 1994Citation ). The relatively low positive predictive value of anemia for detecting iron deficiency suggests that anemia is not a perfect screening tool for iron deficiency, especially when the anemia is mild. The remaining 60% includes subjects with mild iron deficiency or other conditions that did not meet the study criteria such as mild hereditary anemia, normal variations and mild infections not excluded on the basis of the ESR criteria, or vitamin A and folate deficiency. Furthermore, in a perfectly healthy population, 2.5–5% of the people would be anemic by definition.

The mean hemoglobin concentration of American men was within the 95% confidence interval of the mean hemoglobin for Indonesian men, indicating similarities in mean values. The comparison of percentile values also suggested that there is no difference in mean hemoglobin concentrations of healthy Indonesian and American men. Among women, the mean hemoglobin concentration of the Americans was exactly at the higher border of the 95% confidence interval of the Indonesian population. The percentile values of the Indonesian population were lower than those of the American population, suggesting that there is difference between the two groups.

Because there was substantial iron deficiency among the women studied, it is not certain whether the recommended criterion for iron deficiency fully excluded most of those with some degree of iron deficiency. Therefore, the postexclusion hemoglobin distribution may not be a truly iron-replete sample. For this reason, it would be more accurate to use the male subsample of the study to contrast with the iron-replete sample from the United States. In doing so, we found the two distributions nearly identical. This finding strongly suggests that it would be appropriate to use the common anemia criterion recommended for those of European extraction for Indonesians also.

For the purpose of identifying the proportion of individuals at risk of iron deficiency for possible intervention, a higher cut-off value with greater sensitivity is generally desirable (Himes et al. 1997Citation ). Using different hemoglobin cut-off points for the assessment of iron deficiency showed that, compared with the WHO cut-off points (120 g/L), the population-specific anemia criterion of 113 g/L for Indonesian women, the mean -2 SD, had a very low sensitivity for detecting iron deficiency. Only when the cut-off approached that of the WHO criterion did the test performance become similar to that for American women, which is based on the NHANES II survey (Johnson-Spear and Yip, 1994Citation ). Because the prevalence of high zinc protoporphyrin was not similar to the prevalence values of the other iron status indicators, we also considered using 50 µmol/mol heme as a cut-off point instead of 40 µmol/mol heme. This higher cut-off point resulted in a lower estimated percentage of iron-deficient women. However, when this elevated cut-off was also used for zinc protoporphyrin, the sensitivity using 120 g/L as a borderline value for hemoglobin concentration to detect iron deficiency was higher (40.6%) than when using 116 g/L (31.3%) or 113 g/L (15.6%). For the Indonesian population studied, the application of the WHO anemia criterion will yield results for defining the extent of iron-deficiency problems comparable to those in populations of mainly European extraction.

This finding is similar to that of Charoenlarp and Polpothi (1987)Citation in Thailand. They investigated the distribution of hemoglobin concentration in healthy Thai children and found that, after excluding those having abnormal hemoglobin types, the hemoglobin distribution was the same as that of the U.S. population.

This result suggests that there is no need to define separate cut-off criteria for anemia in the Indonesian population studied, most of whom originated from the western part of Indonesia.


    FOOTNOTES
 
1 Supported by a grant from UNICEF Indonesia. Back

2 Current address: UNICEF China, Beijing 100600, China. Back

4 Abbreviations used: ESR, erythrocyte sedimentation rate; Hb, hemoglobin; Ht, hematocrit; MCH, mean corpuscular hemoglobin; MCHC, mean corpuscular hemoglobin concentration; MCV, mean corpuscular volume; NHANES, National Health and Nutrition Survey; RBC, red blood cell count; SF, serum ferritin; SI, serum iron; TIBC, total iron-binding capacity; WBC, white blood cell count; ZP, zinc protoporphyrin. Back

Manuscript received October 26, 1998. Initial review completed December 1, 1998. Revision accepted April 27, 1999.


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 SUBJECTS AND METHODS
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 DISCUSSION
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