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*
Division of Nutritional Sciences,
Department of Animal Sciences and
**
Office of Laboratory Animal Resources, University of Illinois, Urbana-Champaign, IL 61801
2To whom correspondence should be addressed.
| ABSTRACT |
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KEY WORDS: absorption ferrets lycopene micelles
| INTRODUCTION |
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Serum and tissue profiles for ß-carotene and its isomers also
demonstrate a contrasting pattern. While 9-cis ß-carotene
is present in human tissues and in heat-processed foods
(Chandler and Schwartz 1987
), it is not present in human
serum to any appreciable extent (Stahl et al. 1992 and 1995
, Stahl and Sies 1994
). The recent
demonstration that 9-cis ß-carotene isomerizes to
all-trans ß-carotene during absorption in humans has
provided some insight into this observation (You et al. 1996
).
It was suggested that cis-isomers of lycopene may be better
absorbed than their all-trans parent structure
(Britton 1995
, Stahl and Sies 1992
). This
may be the result of greater solubility of cis-isomers in
mixed micelles and a lower tendency of cis-isomers to
aggregate. The objective of the current work was to explore the
mechanisms by which cis-isomers may be better absorbed.
Lymph-cannulated ferrets were used previously to study the
intestinal absorption of ß-carotene (Wang et al. 1992 and 1993
). We present both in vitro data (cis-isomer
composition of micelles, study 1) and in vivo data (lymph-cannulated
ferrets, study 2) concerning the micellar solubility and intestinal
absorption of cis-isomers of lycopene.
The objective of the first study was to evaluate the solubility of crystalline lycopene isomers in an in vitro bile acid micelle preparation. The isomeric composition (cis-lycopene vs. trans-lycopene) of the micelle preparation and the crystalline lycopene standard was evaluated. The possibility that the preparation procedures (including sonication) could be causing isomerization of trans-lycopene to cis-lycopene was also addressed.
The objective of the second study was to monitor the isomeric composition of lycopene during digestion and intestinal absorption in lymph-cannulated ferrets.
| MATERIALS AND METHODS |
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Bile acid micelles containing lycopene were prepared using crystalline
lycopene that had been purified by HPLC from LycoredTM (Makhteshim
Chemical Works, Beer-Sheva, Israel). LycoredTM, an ethyl acetate
extract from tomatoes that contains ~5 g lycopene/100 g; 3 g
ß-carotene and carotenoid oxidation products/100 g; 72 g fatty
acids/100 g as glycerides; and 20 g phospholipids, sterols, and
unknown compounds/100 g (Vaida et al. 1996
), was
saponified with 500 g KOH/L in distilled H2O at 70°C
for 30 min. Following hexane extraction, lycopene was purified by using
a 250 mm x 10 mm YMC C30 column (YMC., Wilmington, NC) with a mobile
phase of 38% methyl-tert butyl ether
(MTBE3
, Fisher Scientific, Pittsburgh, PA) in methanol (Fisher Scientific), a
flow rate of 3.5 mL/min, and detection at 470 nm. A Rainin DynamaxTM
Gradient HPLC system (Varian, Walnut Creek, CA) was used for both
lycopene purification and all other quantitative HPLC analyses
described in this paper. Lycopene was collected as it eluted from the
column, the solvent removed under argon, and suspended in hexane
(Fisher Scientific) containing 0.1 g BHT/L (Sigma Chemical, St.
Louis, MO). The resulting lycopene standard was composed of 54.4%
cis-lycopene, representing the equilibrium distribution
of lycopene isomers reported by Nguyen and Schwartz (1998)
.
The following samples were prepared with each having a total final
volume of 300 µL: lycopene standard alone (suspended in hexane/BHT)
in a disposable glass test tube; lycopene standard + an oleic acid
standard, suspended in CH2Cl2 (Sigma Chemical);
lycopene standard + mono-oleate standard, suspended in
CH2Cl2 (Sigma Chemical); lycopene standard +
both oleic acid and mono-oleate standards; lycopene standard
(hexane evaporated to dryness) + 12 mmol Na-taurocholate/L (Sigma
Chemical), in the buffer containing 100 mmol mannitol/L, 5 mmol
CaCl2/L, 0.1 mmol MgSO4/L, 100 mmol NaCl/L, 25
mmol KCl/L, 10 mmol
N-tris[hydroxymethyl]methyl-2-aminoethanesulfonic acid/L,
(pH 7.2) used for making micelles. The samples were flushed with argon,
and the test tubes capped with Parafilm (American National Can, Neenah,
WI). The samples were sonicated for 60 min in a sonicating water bath
(Fisher Scientific). At the same time, micelles containing lycopene
were prepared using 12 mmol Na-taurocholate/L, 1 mmol mono-oleate/L,
and 1 mmol oleic acid/L as previously described (Moore et al. 1996
) with one modification. The procedures for incorporating
lycopene into a micelle included 60 min of sonication. These
preparation procedures produce micelles that were optically clear for
up to 4 h.
The lycopene isomer profile of each test incubation and the micelle
preparation was evaluated immediately following the 60-min sonication
procedure by using the HPLC method of Yeum et. al. (1996)
. All
incubations were dried (to remove solvents present during sonication)
and reconstituted in hexane containing 0.1 g BHT/L before HPLC
analysis. The micelle preparation was extracted with 4 mL hexane (0.1 g
BHT/L) immediately before HPLC analysis. A Waters (Waters, Milford, MA)
991 photodiode array detector was used to verify trans-
and cis-lycopene. This system included a Tracor
(Finnegan Tremetrics, Austin, TX) 995 isocratic HPLC pump, a 150 mm x
4.6 mm YMC C30, 3-µm HPLC column, and a mobile phase of 38% MTBE in
methanol. All incubations were performed in triplicate on different
days.
Study 2.
Animals. Seven male ferrets (neutered and descented, Marshall Farms, New York, NY) with a mean weight of 916 g at the time of surgery were housed individually at the Edward R. Madigan Laboratory Animal Care Facility at the University of Illinois. Ferrets were allowed free access to both water and Purina Cat Chow® (Ralston Purina Company, St. Louis, MO) and socialized for at least 30 min/d. All procedures involving the use of animals were approved by the Laboratory Animal Care and Use Committee at the University of Illinois.
Surgical procedures.
Food was withheld for 4 h before administration of a 23mL dose
of soybean oil containing LycoredTM (to provide 40 mg lycopene/kg body
weight). Within 45 min, ketamine/acepromazine (30 mg/kg · 0.3
mg/kg-1) was administered subcutaneously to allow
preparation of the surgical site and induction of halothane anesthesia.
Anesthesia was begun within 45 min administration of oral dose because
the entire gastrointestinal transit time in ferrets is quite rapid
(34 h) (Bernard et al. 1984
). The surgical procedures
for mesenteric lymph duct catheterization were previously described
(Wang et al. 1992
). These procedures were followed with
modifications. Halothane (0.81.5% in oxygen) was used to maintain
surgical anesthesia. The mesenteric lymph duct was catheterized using a
1.27 mm outside diameter x 1.02 mm inside diameter
Micro-Renathane® tube (Braintree Scientific, Braintree,
MA) and secured with a small amount of surgical glue (Nexaband,
Veterinary Products Laboratories, Phoenix, AZ). Just before
cannulation, the tubing was rinsed with heparin/saline and threaded
with 0.53 mm diameter fishing line (Berkley Outdoor, Spirit Lake, IA).
The fishing line was removed from the cannula lumen before securing the
cannula with surgical glue. Lymph flow was collected by gravity for
2 h into a glass test tube on ice containing 150 µL of 150 mmol
EDTA/L to prevent clotting. The tubing and surgical site was covered
with a large sheet of foil to prevent light-induced isomerization
of lycopene during lymph collection. Estimated fluid losses were
replaced intravenously with sterile, warmed 25 g dextrose/L/4.5 g
NaCl/L (Baxter Healthcare, Deerfield, IL). DeltaphaseTM isothermal
pads (Braintree Scientific) were used to maintain body temperature
during the procedure. At the conclusion of the collection period,
ferrets were killed by severing the caudal vena cava after removing a
20 mL sample of blood while under deep halothane anesthesia. A sample
of residual stomach and small intestine contents was removed for
analysis. A 10-cm section of proximal intestine was removed, sliced
longitudinally, and flushed with 1 L of ice-cold saline before
removing the mucosa for analysis. Mucosal cells were collected by
scraping the intestine with a glass slide.
Sample analyses. The lycopene dose, stomach contents, small intestinal contents, lymph and serum were extracted in 0.1 g ethanol/L BHT with 9 mL hexane without saponification. Echinenone (generous gift from Hoffmann LaRoche, Basel, Switzerland) was used as an internal standard. Mucosal scrapings, liver, lung, and Purina Cat Chow® were saponified before extraction with 500 g KOH/L in distilled H2O for 30 min at 60°C. Duplicate samples of lymph were saponified for comparison to nonsaponified samples. Samples were analyzed by HPLC within 24 h of collection by the method described above. As many as 7 cis-isomers of lycopene were separated by this HPLC method. All data are reported as total cis-lycopene and total trans-lycopene.
To evaluate the possibility that substantial isomerization of lycopene occurred during digestion, a total dose recovery was performed in one animal. All surgical procedures, lymph collection, and analysis were performed as described above. For this evaluation, all possible traces of residual digestive materials were carefully removed, weighed and analyzed for total lycopene content.
Statistical analysis.
In study 1, statistical analysis of the percent
cis-lycopene (log base 10 transformed) obtained from the
sample incubations was performed using one-way ANOVA and Fisher's
protected least squares difference (PLSD) (Carmer and Swanson 1973
) (Statview 4.5, Abacus Concepts, Berkeley, CA). In study
2, the same statistical tests were performed on the percent
cis-lycopene obtained in all fractions analyzed. All
values presented in the text are means ± SEM.
| RESULTS |
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In this study, we evaluated the solubility of crystalline lycopene
isomers in an in vitro bile acid micelle preparation. When crystalline
lycopene (54.4% cis-isomers, dissolved in hexane) was
sonicated for 60 min, no isomerization occurred (Table 1
). Limited isomerization occurred when the standard was sonicated
in the presence of both oleic acid and mono-oleate, each dissolved
in hexane and CH2Cl2. When
the lycopene standard was sonicated with bile salts in a buffer, no
isomerization occurred. The resulting in vitro micelle preparation,
however, had the largest enrichment of cis-lycopene at 75.9
± 0.4%. Chromatograms of the standard sonicated alone (in
hexane/BHT) for 60 min and the final micelle preparation made from this
standard are shown in Figure 1
.
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In this study, 40 mg lycopene/kg as LycoredTM mixed with soybean oil
was fed orally to the ferrets. The cis-isomer composition
(% cis-lycopene) of all fractions collected from the lymph
cannulated ferrets is shown in Figure 2
. As many as 7 cis-isomers of lycopene were separated in
the individual fractions. Photodiode array analysis allowed us to
verify which peaks corresponded to trans-lycopene,
cis-lycopene, and 5-cis lycopene. The PDA spectra
for the putative 5-cis isomer was identical to the spectra
obtained for trans-lycopene and agrees with the report by
Yeum et. al. (1996)
.
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The serum, liver and lung tissues were also analyzed, and contained a small amount of lycopene. The ferrets apparently accumulated tissue lycopene from the small amount of lycopene that was present in the nonpurified diet. The serum, livers and lungs contained 52.0 ± 2.5%, 57.9 ± 4.3% and 47.3 ± 1.0% cis-lycopene, respectively.
Immediately following the 2-h lymph collection period, samples of
residual stomach contents and small intestinal contents were removed.
HPLC analysis revealed a lack of significant isomerization in these
fractions. This observation was examined more closely in one ferret,
(Table 2
). In this dose-recovery study, 91.3% of the
lycopene fed was recovered. The majority (91.1% of the total amount
recovered) was contained in the residual stomach contents. HPLC
analysis of this fraction revealed that it had the same isomeric
composition as the original dose. The residual intestinal contents did
show some increase in cis-isomers (31.0%
cis-lycopene).
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| DISCUSSION |
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The food matrix (i.e., the lipid and protein constituents of
chromoplasts as well as the fiber contained within the tomato fruit)
may contribute greatly to the stability of the all-trans
form of lycopene in the fruit. This is supported by the observation
that when tomatoes are heat processed, only minor isomerization is
noted. For example, tomato sauce and tomato paste contain >90%
trans-lycopene (Clinton et al. 1996
,
Nguyen and Schwartz 1998
). It was also reported that
heat treatment improves the bioavailability of lycopene without
significantly changing the cis-isomer composition of the
heat-treated foods (Gärtner et al. 1997
,
Stahl and Sies 1992
).
During digestion and absorption, the food matrix is disrupted and lycopene must be incorporated into a micelle before absorption. It is plausible that once this disruption occurs, isomerization of trans-lycopene may occur. The data reported in these studies suggest that cis-lycopene is more bioavailable than trans-lycopene, most likely because of increased solubility in mixed micelles. We have conducted both in vitro and in vivo studies to examine this phenomenon.
Study 1 was designed following observations of a prior study examining
competition between carotenoids for uptake into human brush border
membrane vesicles. When working with crystalline lycopene in an organic
solvent, we noticed that an ~50:50 equilibrium mixture of
trans- and cis-lycopene existed, even when an
all-trans lycopene fraction was purified by preparative
HPLC. This observation was previously reported by another lab
(Nguyen and Schwartz 1998
). These investigators also
purified 100% trans-lycopene and noted that the formation
of an equilibrium mixture of cis- and
trans-lycopene could be delayed by the presence of BHT or
incubation at 4°C, but it could not be avoided by these conditions.
In previous studies, we found that invariably the resulting micelle
preparation contained >75% cis-lycopene, although the
standard used to make the micelles contained only 50%
cis-lycopene.
It was important to examine the possibility that the procedures used to
make the micelles could have caused isomerization. The micelle
preparation procedures included 60 min of sonication, which provides
mechanical energy and produces heat. When 50:50
(cis:trans) lycopene (in hexane/BHT) was
sonicated for 60 min, we found that the equilibrium
cis-isomer composition had not changed (Table 1)
. This
observation further strengthens the idea that a stable equilibrium is
being formed among lycopene isomers in an organic solvent.
Isomerization was observed following the incubation of crystalline
lycopene with fatty acids suspended in a chlorinated solvent (Table 1)
.
When lycopene was sonicated in taurocholate/buffer without the fatty
acids, no isomerization was observed. This sample condition best
simulates the actual conditions during the micelle preparation
procedures because all traces of organic solvent were removed before
the addition of the bile salts and buffer solutions.
We discovered that incorporating lycopene into a micelle in vitro is
challenging relative to the ease with which ß-carotene is
incorporated. While the two carotenoids have identical molecular
weights and empirical formulas, their structures are different. This
difference in structure not only confers a difference in color (i.e.
red lycopene vs. orange ß-carotene), but also likely confers a
difference in micellar solubility. Both compounds are hydrocarbons
having very little or no solubility in water. ß-carotene possesses a
closed end ring structure, making it a shorter molecule than lycopene.
Trans-lycopene is a longer molecule because of this extended
chain. It is possible that the formation of a
cis-conformation, for example 5-cis lycopene,
shortens the effective chain length, rendering it more soluble.
Cis-isomers of carotenoids are less likely to crystallize
than the extended trans conformations (Britton 1995
). With this decreased tendency of cis-lycopene
to form aggregates, the cis-isomers of lycopene would be
more likely to be incorporated into a bile acid micelle. This
hypothesis is consistent with our in vitro findings.
To directly study the absorption of cis-lycopene, a model
that allowed collection of lymph after ingestion of lycopene was used.
In study 2, LycoredTM, a tomato oleoresin,
containing ~5% (w/w) lycopene (Vaida et al. 1996
),
was chosen as the source of lycopene for the oral dose. Ferrets were
chosen for this work because of their demonstrated utility in studying
carotenoid absorption and metabolism (Gugger et al. 1992
, Hébuterne et al. 1995
,
Ribaya-Mercado et al. 1989
, Tang et al. 1993
, Wang et al. 1992 and 1993
, White et al. 1993
, Zhou et al. 1996
) and because they are
sufficiently large to provide ample lymph collection for HPLC analysis.
The lycopene fed to the ferrets was ~90% all-trans,
consistent with the isomer profile of tomato products. As predicted,
the isomer profile of the lymph (representing newly absorbed lycopene)
was similar to the profile of the in vitro micelle preparation, with
>75% cis-lycopene. The isomer profile of the residual
stomach contents did not differ from the original dose. The majority of
the dose fed was recovered in the stomach (Table 2)
. The dose was fed
in excess of what was expected to be absorbed and the use of halothane
anesthesia may have dramatically decreased gastrointestinal transit
time. The total gastrointestinal transit time for ferrets is reported
to be between 3 and 4 h (Bernard et al. 1984
).
Approximately 1 h elapsed between oral dose administration and
beginning the collection of lymph secretions. The second hour of lymph
collection contained more lycopene than the first hour; however, the
cis:trans ratio did not differ.
The residual contents of the small intestine are the best indicator of whether lycopene isomerizes during digestion. More cis-lycopene was detected (17.5 ± 5.7% cis-lycopene) in the residual small intestinal contents relative to the dose and residual stomach contents; however, this difference was not statistically significant (P = .17). It is possible that cis-lycopene, which comprised just under 10% of the total lycopene in the dose, is more easily liberated from the lipid milieu of the gastric contents into mixed micelles within the small intestine.
We observed a substantial shift in the cis-isomer profile
between the small intestinal contents and the mucosa lining. A greater
proportion of cis-lycopene in the mucosa could be the
consequence of selective incorporation of cis-lycopene into
bile acid micelles. The lycopene isomer profile of the lymph secretions
(77.4% cis) was significantly greater than any of the
tissues analyzed, including the intestinal mucosa (58.8%
cis). It is suspected that at high doses, the absorption of
carotenoids is dependent upon two concentration gradients: movement of
carotenoid from the micelle to the brush border membrane and the
removal of the carotenoid from the membrane into an intracellular
location (Parker 1996
). If cis-lycopene is
more readily removed from the membrane for incorporation into
chylomicrons, this might explain why there was a significantly greater
proportion of cis-lycopene in the lymph secretions than in
the mucosa scrapings.
The lycopene isomer profiles of the serum, liver, and lung were similar
to what was reported in humans (Clinton et al. 1996
,
Stahl et al. 1992
) and for rats and mice (Tom Boileau,
University of Illinois, personal communication). It is of interest that
the lymph contained >75% cis-lycopene while the storage
tissues contained ~50% cis-lycopene. Lycopene is likely
delivered to the liver by way of chylomicron remnants. It appears that
at some point between absorption via lymph and storage in the liver,
lycopene returns to a state of equilibrium between trans-
and cis-isomers. This isomer profile is similar to what was
observed when lycopene is stored in organic solvents (Nguyen and Schwartz 1998
). The lycopene isomer profile of the liver would
likely predict what the profile of other storage tissues, including
serum, would be.
The ß-carotene concentration of the ferret diet, lycopene dose, and
tissues were also analyzed so that a comparison between
trans ß-carotene and 9-cis ß-carotene could
be made (Table 3)
. 9-cis ß-carotene is not detected in
human serum, even after 9-cis ß-carotene is supplemented
orally (Ben-Amotz and Levy 1996
, Gärtner et al. 1996
, Gaziano et al. 1995
, Stahl et al. 1993 and 1995
, Tamai et al. 1995
). As
expected, 9-cis ß-carotene was not detected in ferret
serum, but was detected in liver where it contributed 17.7% of total
ß-carotene. Of particular interest was the comparison between the
9-cis ß-carotene concentration of the lycopene dose and
the subsequent lymph secretions. In the dose, 9-cis
ß-carotene contributed nearly 15% of the ß-carotene present. No
9-cis ß-carotene could be detected in the lymph secretions
from six out of seven ferrets and only a trace in the seventh ferret.
HPLC analysis of the lymph collections revealed that preferential
absorption of xanthophylls was occurring. The dose fed to the ferrets
contained only a trace amount of lutein and zeaxanthin (<0.1% of
carotenoids) contributed by the soybean oil. These oxy-carotenoids
are more polar than the hydrocarbon lycopene and would be expected to
behave differently during digestion and absorption. Preferential
absorption of xanthophylls over ß-carotene in humans was previously
reported (Gärtner et al. 1996
).
The data we have presented support the hypothesis that a high percentage of cis- lycopene is present in tissues because it is better absorbed than trans-lycopene. This is most likely because of enhanced solubility of cis-lycopene in bile acid micelles and possibly preferential incorporation into chylomicrons. It is possible that lycopene exists in both human and animal tissues as ~50% cis-lycopene because this mixture is the most stable and represents an equilibrium between trans-lycopene and its isomers. The food matrix that surrounds lycopene when it is present within the tomato seems to prevent this isomeric equilibrium from occurring.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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3 Abbreviations used: MTBE, methyl-tert butyl
ether; PLSD, protected least squares difference. ![]()
Manuscript received December 17, 1998. Initial review completed January 21, 1999. Revision accepted March 5, 1999.
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